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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPL
501
PPL Corp
PPL
$27.3B
$4.71M 0.03%
132,673
+2,916
+2% +$97.7K
UTG icon
502
Reaves Utility Income Fund
UTG
$3.69B
$4.7M 0.03%
126,839
-3,503
-3% -$128K
ILMN icon
503
Illumina
ILMN
$29.4B
$4.69M 0.03%
15,543
+1,368
+10% +$415K
MSI icon
504
Motorola Solutions
MSI
$69.4B
$4.67M 0.03%
29,423
-3,807
-11% -$627K
AOK icon
505
iShares Core Conservative Allocation ETF
AOK
$803M
$4.66M 0.03%
128,992
+3,798
+3% +$136K
CINF icon
506
Cincinnati Financial
CINF
$28.3B
$4.65M 0.03%
44,206
+1,748
+4% +$191K
DG icon
507
Dollar General
DG
$25.9B
$4.65M 0.03%
52,614
+12,310
+31% +$1.95M
KHC icon
508
Kraft Heinz
KHC
$30.4B
$4.64M 0.03%
144,690
+15,647
+12% +$474K
STWD icon
509
Starwood Property Trust
STWD
$6.12B
$4.63M 0.03%
186,360
+34,159
+22% +$836K
ERC
510
Allspring Multi-Sector Income Fund
ERC
$255M
$4.63M 0.03%
359,335
+14,049
+4% +$177K
MCO icon
511
Moody's
MCO
$81.7B
$4.62M 0.03%
19,438
-590
-3% -$131K
IYY icon
512
iShares Dow Jones US ETF
IYY
$2.92B
$4.62M 0.03%
58,446
-3,772
-6% -$288K
BAX icon
513
Baxter International
BAX
$11.6B
$4.61M 0.03%
55,063
+1,271
+2% +$105K
BKNG icon
514
Booking.com
BKNG
$138B
$4.59M 0.03%
1,508,025
+1,456,500
+2,827% +$114M
AWK icon
515
American Water Works
AWK
$26.3B
$4.58M 0.03%
42,022
+4,658
+12% +$565K
JMBS icon
516
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.71B
$4.57M 0.03%
87,863
+14,379
+20% +$752K
SMAR
517
DELISTED
Smartsheet Inc.
SMAR
$4.57M 0.03%
101,801
-199
-0.2% -$8.23K
ANSS
518
DELISTED
Ansys
ANSS
$4.57M 0.03%
17,982
+740
+4% +$175K
GAIN icon
519
Gladstone Investment Corp
GAIN
$635M
$4.54M 0.03%
343,055
+9,596
+3% +$130K
EXG icon
520
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$4.54M 0.03%
516,263
-21,805
-4% -$186K
IDV icon
521
iShares International Select Dividend ETF
IDV
$8.25B
$4.53M 0.03%
134,942
+11,152
+9% +$358K
USRT icon
522
iShares Core US REIT ETF
USRT
$4.74B
$4.53M 0.03%
90,946
-2,473
-3% -$136K
SLYV icon
523
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$4.51M 0.03%
70,269
-7,688
-10% -$487K
RDS.B
524
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$4.5M 0.03%
77,423
+6,128
+9% +$361K
BRSP
525
BrightSpire Capital
BRSP
$681M
$4.49M 0.03%
338,999
-59,533
-15% -$809K
19 20
21
22 23

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.