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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSG icon
551
iShares Core S&P US Growth ETF
IUSG
$31.1B
$4.14M 0.03%
61,305
-8,713
-12% -$564K
HYMB icon
552
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
$4.13M 0.03%
140,670
+6,154
+5% +$182K
GM icon
553
General Motors
GM
$74.7B
$4.12M 0.03%
114,198
-11,951
-9% -$434K
BIIB icon
554
Biogen
BIIB
$29.9B
$4.12M 0.03%
15,358
+2,471
+19% +$686K
SCHH icon
555
Schwab US REIT ETF
SCHH
$11.7B
$4.09M 0.03%
178,154
+2,826
+2% +$65.8K
FDIS icon
556
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
$4.08M 0.03%
84,569
-1,173
-1% -$54.6K
CMG icon
557
Chipotle Mexican Grill
CMG
$40.8B
$4.06M 0.03%
242,550
-2,100
-0.9% -$33.7K
MS icon
558
Morgan Stanley
MS
$337B
$4.04M 0.03%
78,814
+6,415
+9% +$304K
PDBC icon
559
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$4.04M 0.03%
243,831
+66,510
+38% +$1.07M
IDXX icon
560
Idexx Laboratories
IDXX
$42.9B
$4.04M 0.03%
16,237
+2,492
+18% +$657K
GVI icon
561
iShares Intermediate Government/Credit Bond ETF
GVI
$3.72B
$4.03M 0.03%
37,608
+1,602
+4% +$181K
DHS icon
562
WisdomTree US High Dividend Fund
DHS
$1.56B
$4.02M 0.03%
52,372
-287
-0.5% -$21.6K
PDN icon
563
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$349M
$4.02M 0.03%
124,725
-861
-0.7% -$26.5K
LUV icon
564
Southwest Airlines
LUV
$22.1B
$4.01M 0.03%
74,383
-170
-0.2% -$9.43K
ECL icon
565
Ecolab
ECL
$75.6B
$4M 0.03%
22,498
+2,845
+14% +$540K
MRCC
566
DELISTED
Monroe Capital Corp
MRCC
$3.98M 0.03%
366,146
+45,317
+14% +$497K
NGL icon
567
NGL Energy Partners
NGL
$1.94B
$3.98M 0.03%
350,727
+39,855
+13% +$444K
GCOW icon
568
Pacer Global Cash Cows Dividend ETF
GCOW
$3.33B
$3.97M 0.03%
125,686
-5,167
-4% -$158K
FEN
569
DELISTED
First Trust Energy Income and Growth Fund
FEN
$3.97M 0.03%
175,570
-44,974
-20% -$965K
PFLT icon
570
PennantPark Floating Rate Capital
PFLT
$681M
$3.96M 0.02%
325,154
+4,819
+2% +$57.2K
PHO icon
571
Invesco Water Resources ETF
PHO
$1.97B
$3.96M 0.02%
102,380
+292
+0.3% +$10.8K
RPG icon
572
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$3.91M 0.02%
154,265
-26,155
-14% -$636K
IBND icon
573
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$453M
$3.91M 0.02%
114,872
+3,432
+3% +$116K
BNY
574
Bank of New York Mellon
BNY
$108B
$3.89M 0.02%
78,572
-5,404
-6% -$258K
VMC icon
575
Vulcan Materials
VMC
$36.3B
$3.86M 0.02%
31,554
-2,418
-7% -$346K
21 22
23
24 25

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.