Ladenburg Thalmann Financial Services’s First Trust Energy Income and Growth Fund FEN Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FEN Stock Details FEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$3.97M	Sell	175,570 -44,974	-20%	-$965K	0.03%	569
2019 Q3	$5M	Buy	220,544 +24,089	+12%	+$525K	0.03%	463
2019 Q2	$4.39M	Buy	196,455 +17,460	+10%	+$385K	0.03%	484
2019 Q1	$3.89M	Buy	178,995 +32,284	+22%	+$671K	0.03%	509
2018 Q4	$2.75M	Sell	146,711 -39,939	-21%	-$804K	0.02%	559
2018 Q3	$4.15M	Sell	186,650 -38,016	-17%	-$864K	0.03%	447
2018 Q2	$4.89M	Hold	224,666	–	–	0.05%	367
2018 Q1	$4.89M	Buy	224,666 +42,563	+23%	+$1.05M	0.05%	367
2017 Q4	$4.83M	Buy	182,103 +1,857	+1%	+$43.5K	0.05%	358
2017 Q3	$4.44M	Buy	180,246 +6,095	+3%	+$151K	0.05%	343
2017 Q2	$4.43M	Buy	174,151 +39,630	+29%	+$1.04M	0.05%	318
2017 Q1	$3.63M	Buy	134,521 +24,364	+22%	+$660K	0.05%	356
2016 Q4	$2.92M	Buy	110,157 +28,495	+35%	+$730K	0.04%	394
2016 Q3	$2.21M	Buy	81,662 +8,587	+12%	+$220K	0.03%	462
2016 Q2	$1.86M	Buy	73,075 +24,503	+50%	+$589K	0.03%	492
2016 Q1	$1.13M	Buy	48,572 +9,081	+23%	+$193K	0.02%	646
2015 Q4	$908K	Buy	39,491 +1,997	+5%	+$48.5K	0.02%	740
2015 Q3	$951K	Buy	37,494 +5,628	+18%	+$157K	0.02%	658
2015 Q2	$1M	Buy	31,866 +7,705	+32%	+$264K	0.02%	706
2015 Q1	$829K	Buy	24,161 +13,952	+137%	+$490K	0.02%	774
2014 Q4	$372K	Buy	10,209 +2,099	+26%	+$73.5K	0.01%	1074
2014 Q3	$298K	Buy	8,110 +57	+0.7%	+$2.08K	0.01%	1018
2014 Q2	$291K	Buy	8,053 +61	+0.8%	+$2.09K	0.01%	1008
2014 Q1	$262K	Sell	7,992 -835	-9%	-$26.8K	0.01%	995
2013 Q4	$285K	Buy	8,827 +1,372	+18%	+$44.2K	0.01%	904
2013 Q3	$239K	Buy	7,455 +1,008	+16%	+$32.9K	0.01%	937
2013 Q2	$219K	Buy	+6,447	New	+$221K	0.01%	941

Other funds holding FEN

CBA

Coastal Bridge Advisors Westport, Connecticut $1.41B AUM 24.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

SFS

Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FEN Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust Energy Income and Growth Fund (FEN) stake by 20% in Q4 2019, selling an estimated $965K and leaving 175,570 shares worth $3.97M. The position accounts for 0.03% of the portfolio, ranked #569.

Ladenburg Thalmann Financial Services first reported a position in FEN in Q2 2013 and has held it in 27 quarters since. The position peaked at $5M in Q3 2019. 67 funds tracked by Wall St. Rank hold FEN as of Q4 2019.

Ladenburg Thalmann Financial Services held 175,570 shares of First Trust Energy Income and Growth Fund worth $3.97M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 44,974 First Trust Energy Income and Growth Fund shares in Q4 2019, an estimated $965K.
First Trust Energy Income and Growth Fund made up 0.03% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #569 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Energy Income and Growth Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's First Trust Energy Income and Growth Fund position peaked at $5M in Q3 2019.
67 funds tracked by Wall St. Rank held First Trust Energy Income and Growth Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.