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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYF icon
576
iShares US Financials ETF
IYF
$4.39B
$3.85M 0.02%
57,004
-2,448
-4% -$162K
NUE icon
577
Nucor
NUE
$56.4B
$3.85M 0.02%
70,204
-3,008
-4% -$164K
MAR icon
578
Marriott International
MAR
$98.7B
$3.83M 0.02%
25,618
+9
+0% +$1.21K
IYG icon
579
iShares US Financial Services ETF
IYG
$2.13B
$3.83M 0.02%
76,512
-7,542
-9% -$362K
VRSK icon
580
Verisk Analytics
VRSK
$26.4B
$3.82M 0.02%
25,722
+8,471
+49% +$1.26M
AGN
581
DELISTED
Allergan plc
AGN
$3.82M 0.02%
22,095
-3,419
-13% -$617K
PEG icon
582
Public Service Enterprise Group
PEG
$39.8B
$3.82M 0.02%
64,985
+3,427
+6% +$208K
IIPR icon
583
Innovative Industrial Properties
IIPR
$1.78B
$3.81M 0.02%
50,253
+17,116
+52% +$1.33M
PDP icon
584
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$3.8M 0.02%
59,087
-7,000
-11% -$435K
RWJ icon
585
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.03B
$3.8M 0.02%
167,544
+20,793
+14% +$454K
XBI icon
586
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$3.8M 0.02%
51,472
+9,536
+23% +$825K
MET icon
587
MetLife
MET
$61B
$3.79M 0.02%
82,302
+2,823
+4% +$136K
WTRG icon
588
Essential Utilities
WTRG
$11.2B
$3.78M 0.02%
81,482
-10,584
-11% -$477K
FAST icon
589
Fastenal
FAST
$54B
$3.77M 0.02%
203,920
-2,862
-1% -$51.2K
RSPH icon
590
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
$3.77M 0.02%
170,040
+11,430
+7% +$239K
SJM icon
591
J.M. Smucker
SJM
$12.6B
$3.76M 0.02%
36,892
+3,391
+10% +$359K
SECT icon
592
Main Sector Rotation ETF
SECT
$2.75B
$3.76M 0.02%
119,358
-182,154
-60% -$5.46M
ADM icon
593
Archer Daniels Midland
ADM
$41.4B
$3.74M 0.02%
81,101
+5,922
+8% +$253K
SLB icon
594
SLB Ltd
SLB
$77.8B
$3.74M 0.02%
102,737
-31,971
-24% -$1.14M
GL icon
595
Globe Life
GL
$13.5B
$3.73M 0.02%
35,468
-901
-2% -$89.8K
SNAP icon
596
Snap
SNAP
$7.32B
$3.72M 0.02%
227,895
+19,261
+9% +$283K
TRV icon
597
Travelers Companies
TRV
$80.8B
$3.71M 0.02%
28,638
+7,329
+34% +$998K
PBE icon
598
Invesco Biotechnology & Genome ETF
PBE
$281M
$3.71M 0.02%
66,345
+225
+0.3% +$11.7K
FTA icon
599
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$3.7M 0.02%
77,067
-3,740
-5% -$201K
ALGN icon
600
Align Technology
ALGN
$12B
$3.7M 0.02%
14,647
+2,587
+21% +$645K
22 23
24
25 26

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.