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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPGI icon
601
S&P Global
SPGI
$126B
$3.7M 0.02%
29,056
+15,448
+114% +$4.01M
KEYS icon
602
Keysight
KEYS
$54.5B
$3.69M 0.02%
39,584
+612
+2% +$62.6K
CFFI icon
603
C&F Financial
CFFI
$254M
$3.69M 0.02%
66,618
+3
+0% +$160
ULTA icon
604
Ulta Beauty
ULTA
$20.4B
$3.69M 0.02%
15,291
+8,099
+113% +$1.98M
IDLV icon
605
Invesco S&P International Developed Low Volatility ETF
IDLV
$338M
$3.67M 0.02%
107,485
-47,464
-31% -$1.64M
INTU icon
606
Intuit
INTU
$81.1B
$3.65M 0.02%
18,181
+3,382
+23% +$884K
DYLS
607
DELISTED
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
$3.65M 0.02%
129,999
-779
-0.6% -$21.2K
VDE icon
608
Vanguard Energy ETF
VDE
$10.1B
$3.65M 0.02%
55,928
+1,419
+3% +$110K
BEP icon
609
Brookfield Renewable
BEP
$10B
$3.64M 0.02%
147,039
-144
-0.1% -$3.4K
ORLY icon
610
O'Reilly Automotive
ORLY
$72.4B
$3.64M 0.02%
380,370
+239,130
+169% +$6.84M
DSL
611
DoubleLine Income Solutions Fund
DSL
$1.21B
$3.63M 0.02%
183,752
-45,719
-20% -$907K
TILT icon
612
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.17B
$3.61M 0.02%
28,438
+17,505
+160% +$2.13M
NMZ icon
613
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$3.6M 0.02%
254,040
+144,670
+132% +$2.06M
FIS icon
614
Fidelity National Information Services
FIS
$21.5B
$3.6M 0.02%
26,236
+15,368
+141% +$2.06M
IVH
615
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$3.59M 0.02%
258,506
-17,195
-6% -$233K
FMAT icon
616
Fidelity MSCI Materials Index ETF
FMAT
$585M
$3.59M 0.02%
104,617
-13,193
-11% -$435K
RA
617
Brookfield Real Assets Income Fund
RA
$703M
$3.59M 0.02%
167,963
+40,468
+32% +$900K
OHI icon
618
Omega Healthcare
OHI
$15.4B
$3.58M 0.02%
86,228
-30,059
-26% -$1.27M
PGF icon
619
Invesco Financial Preferred ETF
PGF
$676M
$3.58M 0.02%
189,539
+11,202
+6% +$210K
TTD icon
620
Trade Desk
TTD
$8.13B
$3.56M 0.02%
161,440
+11,930
+8% +$268K
VER
621
DELISTED
VEREIT, Inc.
VER
$3.56M 0.02%
76,568
-4,905
-6% -$235K
LADR
622
Ladder Capital
LADR
$1.25B
$3.53M 0.02%
195,724
-53,034
-21% -$915K
SRET icon
623
Global X SuperDividend REIT ETF
SRET
$237M
$3.53M 0.02%
76,583
+8,846
+13% +$403K
TDIV icon
624
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$3.53M 0.02%
88,033
-39,384
-31% -$1.63M
ACWX icon
625
iShares MSCI ACWI ex US ETF
ACWX
$11.3B
$3.52M 0.02%
71,787
-4,160
-5% -$198K
23 24
25
26 27

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.