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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QRVO icon
651
Qorvo
QRVO
$7.63B
$3.29M 0.02%
28,355
+13,424
+90% +$1.3M
ZBH icon
652
Zimmer Biomet
ZBH
$17.7B
$3.29M 0.02%
23,054
+2,245
+11% +$310K
FTNT icon
653
Fortinet
FTNT
$112B
$3.28M 0.02%
153,430
-32,625
-18% -$614K
NVR icon
654
NVR
NVR
$17.2B
$3.25M 0.02%
853
-107
-11% -$396K
REM icon
655
iShares Mortgage Real Estate ETF
REM
$542M
$3.24M 0.02%
72,782
+2,925
+4% +$127K
VLUE icon
656
iShares MSCI USA Value Factor ETF
VLUE
$9.4B
$3.24M 0.02%
46,005
+22,963
+100% +$1.97M
CXP
657
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$3.23M 0.02%
154,518
+10,898
+8% +$224K
FXU icon
658
First Trust Utilities AlphaDEX Fund
FXU
$840M
$3.21M 0.02%
112,400
-22,691
-17% -$658K
PTIN icon
659
Pacer Trendpilot International ETF
PTIN
$180M
$3.2M 0.02%
118,476
+8,001
+7% +$209K
PHK
660
PIMCO High Income Fund
PHK
$861M
$3.19M 0.02%
424,862
-55,642
-12% -$426K
PLD icon
661
Prologis
PLD
$138B
$3.18M 0.02%
48,939
+15,110
+45% +$1.34M
DSI icon
662
iShares MSCI KLD 400 Social ETF
DSI
$5.19B
$3.18M 0.02%
53,862
-144
-0.3% -$8.27K
CTVA icon
663
Corteva
CTVA
$59.7B
$3.16M 0.02%
112,245
+4,395
+4% +$116K
DBL
664
DoubleLine Opportunistic Credit Fund
DBL
$278M
$3.15M 0.02%
152,508
-4,431
-3% -$91.7K
MELI icon
665
Mercado Libre
MELI
$91.3B
$3.14M 0.02%
9,756
+4,106
+73% +$2.27M
SPG icon
666
Simon Property Group
SPG
$74.5B
$3.14M 0.02%
23,261
+7,681
+49% +$1.15M
DOC icon
667
Healthpeak Properties
DOC
$15.4B
$3.14M 0.02%
91,398
+13,523
+17% +$473K
HEFA icon
668
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$3.14M 0.02%
102,690
-65,339
-39% -$1.99M
YUMC icon
669
Yum China
YUMC
$14.9B
$3.13M 0.02%
65,952
+551
+0.8% +$24.5K
ABB
670
DELISTED
ABB Ltd
ABB
$3.13M 0.02%
129,715
+2,994
+2% +$64.1K
VOD icon
671
Vodafone
VOD
$34.9B
$3.12M 0.02%
161,899
-26,117
-14% -$520K
FLTB icon
672
Fidelity Limited Term Bond ETF
FLTB
$415M
$3.12M 0.02%
61,328
-13,943
-19% -$711K
AOM icon
673
iShares Core Moderate Allocation ETF
AOM
$1.76B
$3.12M 0.02%
80,226
-35,404
-31% -$1.4M
BSX icon
674
Boston Scientific
BSX
$65.8B
$3.11M 0.02%
68,754
-1,836
-3% -$76.8K
JSD
675
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3.09M 0.02%
203,332
-14,945
-7% -$220K
25 26
27
28 29

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.