Ladenburg Thalmann Financial Services’s DoubleLine Opportunistic Credit Fund DBL Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio DBL Stock Details DBL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$3.15M	Sell	152,508 -4,431	-3%	-$91.7K	0.02%	664
2019 Q3	$3.25M	Sell	156,939 -7,612	-5%	-$158K	0.02%	623
2019 Q2	$3.44M	Buy	164,551 +10,828	+7%	+$221K	0.02%	592
2019 Q1	$3.1M	Buy	153,723 +29,264	+24%	+$575K	0.02%	596
2018 Q4	$2.36M	Buy	124,459 +67,486	+118%	+$1.31M	0.02%	602
2018 Q3	$1.17M	Sell	56,973 -12,122	-18%	-$253K	0.01%	1028
2018 Q2	$1.49M	Hold	69,095	–	–	0.01%	843
2018 Q1	$1.49M	Sell	69,095 -27,261	-28%	-$591K	0.01%	843
2017 Q4	$2.14M	Sell	96,356 -8,313	-8%	-$189K	0.02%	658
2017 Q3	$2.52M	Sell	104,669 -6,249	-6%	-$154K	0.03%	534
2017 Q2	$2.8M	Sell	110,918 -9,607	-8%	-$238K	0.03%	461
2017 Q1	$2.88M	Buy	120,525 +7,084	+6%	+$166K	0.04%	434
2016 Q4	$2.62M	Buy	113,441 +22,527	+25%	+$536K	0.04%	420
2016 Q3	$2.33M	Buy	90,914 +8,357	+10%	+$224K	0.04%	447
2016 Q2	$2.21M	Buy	82,557 +15,533	+23%	+$409K	0.04%	428
2016 Q1	$1.78M	Buy	67,024 +9,232	+16%	+$238K	0.03%	468
2015 Q4	$1.46M	Buy	57,792 +20,109	+53%	+$503K	0.03%	510
2015 Q3	$938K	Buy	37,683 +9,482	+34%	+$226K	0.02%	669
2015 Q2	$653K	Buy	28,201 +175	+0.6%	+$4.27K	0.01%	926
2015 Q1	$696K	Sell	28,026 -6,648	-19%	-$169K	0.01%	872
2014 Q4	$851K	Buy	34,674 +31,771	+1,094%	+$772K	0.02%	663
2014 Q3	$69K	Buy	2,903 +1,903	+190%	+$44.2K	﹤0.01%	1827
2014 Q2	$24K	Buy	1,000 +900	+900%	+$21.1K	﹤0.01%	2508
2014 Q1	$2K	Sell	100 -2,600	-96%	-$59.9K	﹤0.01%	3499
2013 Q4	$60K	Buy	2,700 +2,600	+2,600%	+$59.4K	﹤0.01%	1787
2013 Q3	$2K	Hold	100	–	–	﹤0.01%	3435
2013 Q2	$3K	Buy	+100	New	+$2.66K	﹤0.01%	3214

Other funds holding DBL

HKAM

Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ArchPoint Investors Coral Gables, Florida $420M AUM 42.19% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Family Management New York $834M AUM 20.83% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ladenburg Thalmann Financial Services's DBL Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its DoubleLine Opportunistic Credit Fund (DBL) stake by 2.8% in Q4 2019, selling an estimated $91.7K and leaving 152,508 shares worth $3.15M. The position accounts for 0.02% of the portfolio, ranked #664.

Ladenburg Thalmann Financial Services first reported a position in DBL in Q2 2013 and has held it in 27 quarters since. The position peaked at $3.44M in Q2 2019. 73 funds tracked by Wall St. Rank hold DBL as of Q4 2019.

Ladenburg Thalmann Financial Services held 152,508 shares of DoubleLine Opportunistic Credit Fund worth $3.15M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 4,431 DoubleLine Opportunistic Credit Fund shares in Q4 2019, an estimated $91.7K.
DoubleLine Opportunistic Credit Fund made up 0.02% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #664 holding.
Ladenburg Thalmann Financial Services first reported a position in DoubleLine Opportunistic Credit Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's DoubleLine Opportunistic Credit Fund position peaked at $3.44M in Q2 2019.
73 funds tracked by Wall St. Rank held DoubleLine Opportunistic Credit Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.