DBL

DoubleLine Opportunistic Credit Fund
DBL

Overview Fund Activity

47 hedge funds and large institutions have $80.2M invested in DoubleLine Opportunistic Credit Fund in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 15 increasing their positions, 16 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
-4
Holders Change %
-7.84%
% of All Funds
1.25%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
15
Reduced
16
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HK
Horizon Kinetics
New York
$13.4M
2
LTFS
Ladenburg Thalmann Financial Services
Florida
$851K
3
LPL Financial
LPL Financial
California
$3.01M
4
SIA
SeaBridge Investment Advisors
New Jersey
$553K
5
LWM
LBA Wealth Management
Florida
$528K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$8.03M
2
BTS
BB&T Securities
Virginia
$6.22M
3
SCM
Summit Capital Management
Washington
$0
4
Wells Fargo
Wells Fargo
California
$1.12M
5
NPC
National Planning Corporation
California
$775K
Name Holding Trade Value Shares
Change 		Shares
Change %
HK
1
Horizon Kinetics
New York
$13.4M +$1.61M +65,575 +14%
GC
2
Guggenheim Capital
Illinois
$9.28M -$29K -1,179 -0.3%
Morgan Stanley
3
Morgan Stanley
New York
$8.03M -$4.32M -175,886 -35%
UBS Group
4
UBS Group
Switzerland
$7.72M +$7.72M +314,469 New
BTS
5
BB&T Securities
Virginia
$6.22M -$1.7M -6,916 -21%
AA
6
Apriem Advisors
California
$3.93M +$476K +19,375 +14%
LPL Financial
7
LPL Financial
California
$3.01M +$604K +24,610 +25%
HighTower Advisors
8
HighTower Advisors
Illinois
$2.91M -$295K -12,000 -9%
HCM
9
Hilton Capital Management
New York
$2.84M – – –
RJA
10
Raymond James & Associates
Florida
$2.1M -$46.4K -1,890 -2%
Invesco
11
Invesco
Georgia
$1.7M -$146K -5,944 -8%
CAN
12
Cetera Advisor Networks
California
$1.57M +$425K +17,284 +37%
FFA
13
First Foundation Advisors
California
$1.57M +$185K +7,516 +13%
Bank of America
14
Bank of America
North Carolina
$1.47M -$483K -19,661 -25%
Deutsche Bank
15
Deutsche Bank
Germany
$1.21M +$49.1K +2,000 +4%
HB
16
Homrich & Berg
Georgia
$1.18M +$34.2K +1,394 +3%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.17M +$345K +14,057 +42%
Wells Fargo
18
Wells Fargo
California
$1.12M -$1.08M -43,774 -49%
ACM
19
Alethea Capital Management
Washington
$1.03M +$1.03M +41,725 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$851K +$780K +31,771 +1,094%
CWM
21
Cabot Wealth Management
Massachusetts
$796K -$14.7K -600 -2%
NPC
22
National Planning Corporation
California
$775K -$559K -22,100 -42%
WS
23
Wedbush Securities
California
$718K -$238K -9,703 -25%
AI
24
ArchPoint Investors
Florida
$632K – – –
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$579K +$35.6K +1,450 +7%
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