Alethea Capital Management’s DoubleLine Opportunistic Credit Fund DBL Stock Holding History

Alethea Capital Management’s Portfolio DBL Stock Details DBL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-27,751	Closed	-$700K	–	86
2017 Q2	$700K	Hold	27,751	–	–	0.79%	37
2017 Q1	$662K	Hold	27,751	–	–	0.79%	35
2016 Q4	$641K	Sell	27,751 -2,450	-8%	-$58.3K	0.81%	39
2016 Q3	$776K	Hold	30,201	–	–	1.08%	31
2016 Q2	$809K	Sell	30,201 -7,565	-20%	-$199K	1.11%	29
2016 Q1	$1M	Sell	37,766 -937	-2%	-$24.2K	1.12%	31
2015 Q4	$980K	Sell	38,703 -289	-0.7%	-$7.23K	1.13%	30
2015 Q3	$970K	Sell	38,992 -1,344	-3%	-$32K	1.47%	23
2015 Q2	$935K	Sell	40,336 -1,539	-4%	-$37.5K	1.44%	16
2015 Q1	$1.04M	Buy	41,875 +150	+0.4%	+$3.81K	1.15%	27
2014 Q4	$1.02M	Buy	+41,725	New	+$1.01M	1.04%	24

Other funds holding DBL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Apriem Advisors Irvine, California $1.05B AUM 22.09% 1-Year Est. Return

VHAM

Van Hulzen Asset Management El Dorado Hills, California $1.35B AUM 22.73% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Alethea Capital Management's DBL Position: Q3 2017 in Review

Alethea Capital Management sold out of DoubleLine Opportunistic Credit Fund (DBL) in Q3 2017, closing a stake of 27,751 shares — an estimated $700K sold.

Alethea Capital Management first reported a position in DBL in Q4 2014 and held it in 11 quarters. The position peaked at $1.04M in Q1 2015. 68 funds tracked by Wall St. Rank hold DBL as of Q3 2017.

Alethea Capital Management reported no remaining DoubleLine Opportunistic Credit Fund position as of Q3 2017 after selling out during the quarter.
Alethea Capital Management sold 27,751 DoubleLine Opportunistic Credit Fund shares in Q3 2017, an estimated $700K.
Alethea Capital Management first reported a position in DoubleLine Opportunistic Credit Fund in Q4 2014 and held it in 11 quarters.
Alethea Capital Management's DoubleLine Opportunistic Credit Fund position peaked at $1.04M in Q1 2015.
68 funds tracked by Wall St. Rank held DoubleLine Opportunistic Credit Fund as of Q3 2017.

Based on Alethea Capital Management's 13F filing for Q3 2017, filed 2 Nov 2017.