Horizon Kinetics’s DoubleLine Opportunistic Credit Fund DBL Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$8.53M	Buy	450,177 +40,026	+10%	+$776K	0.29%	43
2018 Q3	$8.44M	Buy	410,151 +5,258	+1%	+$110K	0.21%	48
2018 Q2	$8.45M	Buy	404,893 +19,088	+5%	+$401K	0.22%	46
2018 Q1	$8.33M	Buy	385,805 +5,072	+1%	+$110K	0.24%	42
2017 Q4	$8.45M	Sell	380,733 -39,459	-9%	-$899K	0.25%	49
2017 Q3	$10.1M	Sell	420,192 -3,236	-0.8%	-$79.6K	0.3%	43
2017 Q2	$10.7M	Sell	423,428 -4,055	-0.9%	-$100K	0.36%	41
2017 Q1	$10.2M	Buy	427,483 +7,667	+2%	+$180K	0.33%	47
2016 Q4	$9.7M	Buy	419,816 +2,551	+0.6%	+$60.7K	0.31%	49
2016 Q3	$10.7M	Sell	417,265 -1,323	-0.3%	-$35.5K	0.3%	54
2016 Q2	$11.2M	Sell	418,588 -75,236	-15%	-$1.98M	0.3%	53
2016 Q1	$13.1M	Sell	493,824 -8,903	-2%	-$230K	0.34%	47
2015 Q4	$12.7M	Sell	502,727 -14,354	-3%	-$359K	0.28%	57
2015 Q3	$12.9M	Sell	517,081 -7,487	-1%	-$178K	0.27%	52
2015 Q2	$12.2M	Sell	524,568 -7,976	-1%	-$194K	0.18%	71
2015 Q1	$13.2M	Sell	532,544 -13,486	-2%	-$342K	0.19%	72
2014 Q4	$13.4M	Buy	546,030 +65,575	+14%	+$1.59M	0.19%	81
2014 Q3	$11.3M	Buy	480,455 +53,754	+13%	+$1.25M	0.15%	80
2014 Q2	$10.1M	Buy	426,701 +29,639	+7%	+$694K	0.13%	83
2014 Q1	$9.19M	Buy	397,062 +123,634	+45%	+$2.85M	0.12%	90
2013 Q4	$6.1M	Buy	273,428 +123,714	+83%	+$2.83M	0.08%	101
2013 Q3	$3.42M	Buy	+149,714	New	+$3.49M	0.05%	117