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DBL

DoubleLine Opportunistic Credit Fund

51 hedge funds and large institutions have $80.4M invested in DoubleLine Opportunistic Credit Fund in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 30 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 9

11% more capital invested

Capital invested by funds: $72.6M → $80.4M (+$7.79M)

1.91% more ownership

Funds ownership: 19.22%21.13% (+1.9%)

2% less funds holding

Funds holding: 5251 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
51
Holders Change
-1
Holders Change %
-1.92%
% of All Funds
1.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
30
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.9M +$2.03M +87,244 +21%
HK
2
Horizon Kinetics
New York
$11.3M +$1.25M +53,754 +13%
GC
3
Guggenheim Capital
Illinois
$8.95M +$1.99M +85,639 +29%
U
4
UBS
Switzerland
$8.09M +$908K +39,120 +13%
BTS
5
BB&T Securities
Virginia
$7.61M +$144K +6,182 +24%
AA
6
Apriem Advisors
California
$3.32M +$384K +16,522 +13%
HighTower Advisors
7
HighTower Advisors
Illinois
$3.08M +$51.1K +2,200 +2%
LPL Financial
8
LPL Financial
California
$2.3M +$1.69M +72,666 +286%
Wells Fargo
9
Wells Fargo
California
$2.11M -$833K -35,867 -29%
RJA
10
Raymond James & Associates
Florida
$2.06M +$38.7K +1,666 +2%
Bank of America
11
Bank of America
North Carolina
$1.88M +$557K +24,005 +43%
Invesco
12
Invesco
Georgia
$1.78M +$287K +12,341 +20%
SCM
13
Summit Capital Management
Washington
$1.33M +$19.4K +835 +2%
FFA
14
First Foundation Advisors
California
$1.33M +$206K +8,852 +19%
NPC
15
National Planning Corporation
California
$1.25M -$627K -26,989 -34%
Deutsche Bank
16
Deutsche Bank
Germany
$1.11M +$40.6K +1,750 +4%
HB
17
Homrich & Berg
Georgia
$1.1M +$15K +648 +1%
CAN
18
Cetera Advisor Networks
California
$1.1M +$98.6K +4,247 +10%
WS
19
Wedbush Securities
California
$919K +$60.5K +2,607 +7%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$787K +$45.7K +1,970 +6%
CWM
21
Cabot Wealth Management
Massachusetts
$779K +$2.32K +100 +0.3%
AI
22
ArchPoint Investors
Florida
$607K -$163K -7,000 -21%
PAG
23
Private Advisor Group
New Jersey
$551K +$94.6K +4,075 +21%
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$523K +$19.2K +825 +4%
SIA
25
Sit Investment Associates
Minnesota
$439K

DBL Hedge Fund Activity: Q3 2014 in Review

51 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in DoubleLine Opportunistic Credit Fund (DBL) for Q3 2014, worth a combined $80.4M — up 11% from $72.6M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of DBL and 4 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 30 added.

The largest buyer was Morgan Stanley, adding an estimated $2.03M. The largest seller was Van Hulzen Asset Management, exiting entirely with an estimated $2.06M sold.

  • 51 institutional investors held DoubleLine Opportunistic Credit Fund (DBL) as of Q3 2014, down from 52 in Q2 2014.
  • Funds reported $80.4M of DoubleLine Opportunistic Credit Fund stock for Q3 2014, up 11% quarter-over-quarter.
  • 4 funds opened new DoubleLine Opportunistic Credit Fund positions in Q3 2014 and 5 closed out, a net change of -1 holder.
  • The largest DoubleLine Opportunistic Credit Fund buyer in Q3 2014 was Morgan Stanley, an estimated $2.03M added.
  • The largest DoubleLine Opportunistic Credit Fund seller in Q3 2014 was Van Hulzen Asset Management, an estimated $2.06M sold.

Based on aggregated 13F filings for Q3 2014.