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DBL

DoubleLine Opportunistic Credit Fund

69 hedge funds and large institutions have $85.9M invested in DoubleLine Opportunistic Credit Fund in 2016 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 22 increasing their positions, 21 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 11

8% more funds holding

Funds holding: 6469 (+5)

5% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 21

0.56% more ownership

Funds ownership: 24.59%25.15% (+0.56%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

8% less capital invested

Capital invested by funds: $93.1M → $85.9M (-$7.2M)

Holders
69
Holders Change
+5
Holders Change %
+7.81%
% of All Funds
1.73%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
17
Increased
22
Reduced
21
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.9M +$2.91M +122,301 +35%
HK
2
Horizon Kinetics
New York
$9.7M +$60.7K +2,551 +0.6%
UBS Group
3
UBS Group
Switzerland
$9.53M -$1.17M -49,324 -11%
AA
4
Apriem Advisors
California
$6.64M +$4.15M +174,220 +154%
LPL Financial
5
LPL Financial
California
$4.05M -$1.26M -53,146 -23%
Bank of America
6
Bank of America
North Carolina
$3.71M -$6.34M -266,503 -62%
VHAM
7
Van Hulzen Asset Management
California
$3.23M +$2.96M +124,209 +791%
LCM
8
Laurion Capital Management
New York
$3.21M +$3.3M +138,874 New
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$2.62M +$536K +22,527 +25%
CAN
10
Cetera Advisor Networks
California
$2.06M -$2.12M -89,194 -50%
HighTower Advisors
11
HighTower Advisors
Illinois
$2.04M -$190K -8,000 -8%
DA
12
Doliver Advisors
Texas
$1.92M +$1.97M +82,932 New
IP
13
Intellectus Partners
California
$1.72M +$1.77M +74,461 New
Invesco
14
Invesco
Georgia
$1.69M +$81.7K +3,435 +5%
RJA
15
Raymond James & Associates
Florida
$1.61M +$44.4K +1,867 +3%
Wells Fargo
16
Wells Fargo
California
$1.48M -$399K -16,767 -21%
SIA
17
Sit Investment Associates
Minnesota
$1.36M +$1.4M +58,790 New
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$1.32M +$132K +5,560 +11%
SI
19
SII Investments
Wisconsin
$1.08M +$9.61K +404 +0.9%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$1.06M +$257K +10,790 +31%
CCP
21
Clough Capital Partners
Massachusetts
$1M +$1.03M +43,400 New
FFA
22
First Foundation Advisors
California
$890K +$111K +4,654 +14%
NPC
23
National Planning Corporation
California
$847K -$235K -9,875 -21%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$834K -$975K -40,951 -53%
ACM
25
Alethea Capital Management
Washington
$641K -$58.3K -2,450 -8%

DBL Hedge Fund Activity: Q4 2016 in Review

69 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in DoubleLine Opportunistic Credit Fund (DBL) for Q4 2016, worth a combined $85.9M — down 7.7% from $93.1M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new DBL positions and 11 closed out — a net gain of 6 holders — while 22 added to existing stakes and 21 trimmed.

The largest buyer was Apriem Advisors, adding an estimated $4.15M. The largest seller was Bank of America, cutting an estimated $6.34M.

  • 69 institutional investors held DoubleLine Opportunistic Credit Fund (DBL) as of Q4 2016, up from 64 in Q3 2016.
  • Funds reported $85.9M of DoubleLine Opportunistic Credit Fund stock for Q4 2016, down 7.7% quarter-over-quarter.
  • 17 funds opened new DoubleLine Opportunistic Credit Fund positions in Q4 2016 and 11 closed out, a net change of +6 holders.
  • The largest DoubleLine Opportunistic Credit Fund buyer in Q4 2016 was Apriem Advisors, an estimated $4.15M added.
  • The largest DoubleLine Opportunistic Credit Fund seller in Q4 2016 was Bank of America, an estimated $6.34M sold.

Based on aggregated 13F filings for Q4 2016.