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DBL

DoubleLine Opportunistic Credit Fund

37 hedge funds and large institutions have $60.6M invested in DoubleLine Opportunistic Credit Fund in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

6% more capital invested

Capital invested by funds: $57.2M → $60.6M (+$3.45M)

6% more funds holding

Funds holding: 3537 (+2)

8% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 13

0.32% more ownership

Funds ownership: 15.57%15.89% (+0.32%)

Holders
37
Holders Change
+2
Holders Change %
+5.71%
% of All Funds
1.2%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
14
Reduced
13
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$11.5M -$6.53M -280,411 -36%
BTS
2
BB&T Securities
Virginia
$7.91M +$567K +24,358 +238%
Morgan Stanley
3
Morgan Stanley
New York
$6.94M -$883K -37,902 -11%
NPC
4
National Planning Corporation
California
$6.08M -$428K -18,380 -6%
HK
5
Horizon Kinetics
New York
$3.42M +$3.49M +149,714 New
HighTower Advisors
6
HighTower Advisors
Illinois
$3.05M +$95.5K +4,100 +3%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$2.39M +$1.54M +66,064 +173%
Deutsche Bank
8
Deutsche Bank
Germany
$1.79M +$971K +41,685 +114%
Wells Fargo
9
Wells Fargo
California
$1.77M -$345K -14,828 -16%
GC
10
Guggenheim Capital
Illinois
$1.75M +$1.29M +55,580 +264%
FFA
11
First Foundation Advisors
California
$1.62M -$39K -1,676 -2%
LPL Financial
12
LPL Financial
California
$1.41M +$120K +5,158 +9%
Invesco
13
Invesco
Georgia
$1.17M -$42.7K -1,835 -3%
HB
14
Homrich & Berg
Georgia
$1.08M +$459K +19,705 +71%
Barclays
15
Barclays
United Kingdom
$990K +$343K +14,738 +49%
JIP
16
Jaffetilchin Investment Partners
Florida
$954K -$1.13M -48,514 -54%
AA
17
Apriem Advisors
California
$841K +$856K +36,766 New
RJA
18
Raymond James & Associates
Florida
$723K +$736K +31,592 New
MFS
19
MSI Financial Services
Massachusetts
$682K +$694K +29,811 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$642K -$37.7K -1,619 -5%
WS
21
Wedbush Securities
California
$630K +$188K +8,050 +41%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$628K +$416K +17,862 +186%
Bank of America
23
Bank of America
North Carolina
$456K -$234K -10,031 -33%
SNC
24
Stifel Nicolaus & Co
Missouri
$415K +$11.6K +500 +3%
KFS
25
KMS Financial Services
Washington
$378K +$170K +7,304 +79%

DBL Hedge Fund Activity: Q3 2013 in Review

37 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in DoubleLine Opportunistic Credit Fund (DBL) for Q3 2013, worth a combined $60.6M — up 6% from $57.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new DBL positions and 5 closed out — a net gain of 2 holders — while 14 added to existing stakes and 13 trimmed.

The largest buyer was Horizon Kinetics, opening a new position worth an estimated $3.49M. The largest seller was UBS, cutting an estimated $6.53M.

  • 37 institutional investors held DoubleLine Opportunistic Credit Fund (DBL) as of Q3 2013, up from 35 in Q2 2013.
  • Funds reported $60.6M of DoubleLine Opportunistic Credit Fund stock for Q3 2013, up 6% quarter-over-quarter.
  • 7 funds opened new DoubleLine Opportunistic Credit Fund positions in Q3 2013 and 5 closed out, a net change of +2 holders.
  • The largest DoubleLine Opportunistic Credit Fund buyer in Q3 2013 was Horizon Kinetics, an estimated $3.49M added.
  • The largest DoubleLine Opportunistic Credit Fund seller in Q3 2013 was UBS, an estimated $6.53M sold.

Based on aggregated 13F filings for Q3 2013.