First Foundation Advisors’s DoubleLine Opportunistic Credit Fund DBL Stock Holding History

First Foundation Advisors’s Portfolio DBL Stock Details DBL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-10,397	Closed	-$150K	–	404
2022 Q3	$150K	Sell	10,397 -41,966	-80%	-$651K	0.01%	361
2022 Q2	$816K	Sell	52,363 -2,338	-4%	-$37.5K	0.04%	192
2022 Q1	$917K	Sell	54,701 -10,940	-17%	-$194K	0.03%	196
2021 Q4	$1.26M	Sell	65,641 -24,099	-27%	-$465K	0.04%	186
2021 Q3	$1.77M	Sell	89,740 -8,836	-9%	-$175K	0.07%	149
2021 Q2	$1.98M	Sell	98,576 -78,175	-44%	-$1.55M	0.08%	146
2021 Q1	$3.49M	Sell	176,751 -28,707	-14%	-$568K	0.15%	88
2020 Q4	$4.04M	Buy	205,458 +12,735	+7%	+$245K	0.18%	78
2020 Q3	$3.67M	Sell	192,723 -2,805	-1%	-$53.9K	0.17%	78
2020 Q2	$3.71M	Buy	195,528 +2,707	+1%	+$49.6K	0.19%	72
2020 Q1	$3.3M	Buy	192,821 +30,363	+19%	+$609K	0.2%	71
2019 Q4	$3.35M	Buy	162,458 +11,022	+7%	+$228K	0.17%	88
2019 Q3	$3.14M	Buy	151,436 +14,408	+11%	+$298K	0.17%	86
2019 Q2	$2.87M	Buy	137,028 +976	+0.7%	+$19.9K	0.16%	96
2019 Q1	$2.75M	Buy	136,052 +67,822	+99%	+$1.33M	0.16%	97
2018 Q4	$1.29M	Buy	+68,230	New	+$1.32M	0.08%	152
2018 Q1	–	Sell	-29,078	Closed	-$645K	–	329
2017 Q4	$645K	Hold	29,078	–	–	0.03%	209
2017 Q3	$699K	Buy	29,078 +2,000	+7%	+$49.2K	0.04%	172
2017 Q2	$683K	Sell	27,078 -5,149	-16%	-$127K	0.04%	179
2017 Q1	$769K	Sell	32,227 -6,333	-16%	-$148K	0.05%	163
2016 Q4	$890K	Buy	38,560 +4,654	+14%	+$111K	0.06%	150
2016 Q3	$871K	Sell	33,906 -239	-0.7%	-$6.41K	0.06%	148
2016 Q2	$914K	Sell	34,145 -35,797	-51%	-$943K	0.07%	137
2016 Q1	$1.86M	Sell	69,942 -38,835	-36%	-$1M	0.14%	96
2015 Q4	$2.75M	Sell	108,777 -71,056	-40%	-$1.78M	0.19%	86
2015 Q3	$4.47M	Sell	179,833 -2,841	-2%	-$67.6K	0.37%	59
2015 Q2	$4.23M	Buy	182,674 +117,192	+179%	+$2.86M	0.34%	56
2015 Q1	$1.63M	Buy	65,482 +1,747	+3%	+$44.3K	0.14%	80
2014 Q4	$1.56M	Buy	63,735 +7,516	+13%	+$183K	0.14%	81
2014 Q3	$1.33M	Buy	56,219 +8,852	+19%	+$206K	0.13%	75
2014 Q2	$1.12M	Buy	47,367 +4,917	+12%	+$115K	0.12%	69
2014 Q1	$983K	Sell	42,450 -17,004	-29%	-$392K	0.12%	63
2013 Q4	$1.33M	Sell	59,454 -11,495	-16%	-$263K	0.18%	55
2013 Q3	$1.62M	Sell	70,949 -1,676	-2%	-$39K	0.25%	48
2013 Q2	$1.82M	Buy	+72,625	New	+$1.93M	0.36%	44

Other funds holding DBL

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

HIG

Herr Investment Group Austin, Texas $1.5B AUM 29.27% 1-Year Est. Return

CRC

Catawba River Capital Lake Wylie, South Carolina $223M AUM 24.34% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $963M AUM 32.56% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

First Foundation Advisors's DBL Position: Q4 2022 in Review

First Foundation Advisors sold out of DoubleLine Opportunistic Credit Fund (DBL) in Q4 2022, closing a stake of 10,397 shares — an estimated $150K sold.

First Foundation Advisors first reported a position in DBL in Q2 2013 and held it in 35 quarters. The position peaked at $4.47M in Q3 2015. 62 funds tracked by Wall St. Rank hold DBL as of Q4 2022.

First Foundation Advisors reported no remaining DoubleLine Opportunistic Credit Fund position as of Q4 2022 after selling out during the quarter.
First Foundation Advisors sold 10,397 DoubleLine Opportunistic Credit Fund shares in Q4 2022, an estimated $150K.
First Foundation Advisors first reported a position in DoubleLine Opportunistic Credit Fund in Q2 2013 and held it in 35 quarters.
First Foundation Advisors's DoubleLine Opportunistic Credit Fund position peaked at $4.47M in Q3 2015.
62 funds tracked by Wall St. Rank held DoubleLine Opportunistic Credit Fund as of Q4 2022.

Based on First Foundation Advisors's 13F filing for Q4 2022, filed 14 Feb 2023.