Ladenburg Thalmann Financial Services’s PIMCO High Income Fund PHK Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PHK Stock Details PHK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$3.19M	Sell	424,862 -55,642	-12%	-$426K	0.02%	660
2019 Q3	$3.72M	Buy	480,504 +51,790	+12%	+$409K	0.03%	580
2019 Q2	$3.4M	Buy	428,714 +14,625	+4%	+$115K	0.02%	596
2019 Q1	$3.73M	Buy	414,089 +188,785	+84%	+$1.64M	0.03%	528
2018 Q4	$1.8M	Buy	225,304 +74,495	+49%	+$607K	0.02%	713
2018 Q3	$1.27M	Sell	150,809 -13,015	-8%	-$113K	0.01%	973
2018 Q2	$1.24M	Hold	163,824	–	–	0.01%	935
2018 Q1	$1.24M	Sell	163,824 -23,524	-13%	-$178K	0.01%	935
2017 Q4	$1.4M	Sell	187,348 -177,525	-49%	-$1.37M	0.01%	869
2017 Q3	$3.04M	Sell	364,873 -19,074	-5%	-$163K	0.03%	466
2017 Q2	$3.36M	Buy	383,947 +3,609	+0.9%	+$31.6K	0.04%	400
2017 Q1	$3.31M	Sell	380,338 -1,012	-0.3%	-$9.17K	0.04%	387
2016 Q4	$3.5M	Buy	381,350 +13,690	+4%	+$126K	0.05%	345
2016 Q3	$3.66M	Buy	367,660 +21,552	+6%	+$214K	0.05%	310
2016 Q2	$3.37M	Buy	346,108 +326,584	+1,673%	+$3.07M	0.05%	312
2016 Q1	$174K	Buy	19,524 +381	+2%	+$3.1K	﹤0.01%	1704
2015 Q4	$157K	Buy	19,143 +363	+2%	+$3.04K	﹤0.01%	1746
2015 Q3	$141K	Sell	18,780 -216	-1%	-$1.96K	﹤0.01%	1744
2015 Q2	$189K	Sell	18,996 -44,394	-70%	-$505K	﹤0.01%	1646
2015 Q1	$792K	Buy	63,390 +27,319	+76%	+$333K	0.02%	798
2014 Q4	$406K	Sell	36,071 -9,745	-21%	-$117K	0.01%	1024
2014 Q3	$534K	Buy	45,816 +28,176	+160%	+$364K	0.01%	756
2014 Q2	$240K	Sell	17,640 -17,345	-50%	-$226K	0.01%	1099
2014 Q1	$439K	Buy	34,985 +5,470	+19%	+$67K	0.01%	782
2013 Q4	$344K	Sell	29,515 -396	-1%	-$4.7K	0.01%	835
2013 Q3	$357K	Sell	29,911 -5,608	-16%	-$65.9K	0.01%	791
2013 Q2	$416K	Buy	+35,519	New	+$432K	0.01%	695

Other funds holding PHK

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

SPC

Sigma Planning Corp Ann Arbor, Michigan $3.6B AUM 24.57% 1-Year Est. Return

CIBC World Market Toronto, Ontario, Canada $61.3B AUM 39.33% 1-Year Est. Return

CFGS

Concourse Financial Group Securities Birmingham, Alabama $1.77B AUM 17.37% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PHK Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its PIMCO High Income Fund (PHK) stake by 12% in Q4 2019, selling an estimated $426K and leaving 424,862 shares worth $3.19M. The position accounts for 0.02% of the portfolio, ranked #660.

Ladenburg Thalmann Financial Services first reported a position in PHK in Q2 2013 and has held it in 27 quarters since. The position peaked at $3.73M in Q1 2019. 93 funds tracked by Wall St. Rank hold PHK as of Q4 2019.

Ladenburg Thalmann Financial Services held 424,862 shares of PIMCO High Income Fund worth $3.19M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 55,642 PIMCO High Income Fund shares in Q4 2019, an estimated $426K.
PIMCO High Income Fund made up 0.02% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #660 holding.
Ladenburg Thalmann Financial Services first reported a position in PIMCO High Income Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's PIMCO High Income Fund position peaked at $3.73M in Q1 2019.
93 funds tracked by Wall St. Rank held PIMCO High Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.