We are live on ! Find out more
PHK

PIMCO High Income Fund
PHK

93 hedge funds and large institutions have $54.6M invested in PIMCO High Income Fund in 2019 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 27 increasing their positions, 23 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 8

17% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 23

12% more capital invested

Capital invested by funds: $48.6M → $54.6M (+$6.02M)

8% more funds holding

Funds holding: 86 → 93 (+7)

0.76% more ownership

Funds ownership: 4.81% → 5.56% (+0.76%)

Holders
93
Holders Change
+7
Holders Change %
+8.14%
% of All Funds
1.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
27
Reduced
23
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
+$4.33M
2
LPL Financial
LPL Financial
California
+$1.58M
3
Morgan Stanley
Morgan Stanley
New York
+$1.12M
4
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
+$1.02M
5
Millennium Management
Millennium Management
New York
+$756K

Top Sellers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$667K
2
SF
Synovus Financial
Georgia
-$655K
3
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$613K
4
PAG
Private Advisor Group
New Jersey
-$519K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
-$426K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.08M +$1.12M +146,557 +22%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$5.17M -$261K -34,109 -5%
CAN
3
Cetera Advisor Networks
California
$5.04M +$359K +46,837 +8%
RCM
4
Rivernorth Capital Management
Florida
$4.24M +$4.33M +564,322 New
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$3.19M -$426K -55,642 -12%
LPL Financial
6
LPL Financial
California
$2.57M +$1.58M +206,376 +152%
SPC
7
Sigma Planning Corp
Michigan
$2.12M -$157K -20,545 -7%
CIBC World Market
8
CIBC World Market
Ontario, Canada
$1.95M -$131K -17,049 -6%
CFGS
9
Concourse Financial Group Securities
Alabama
$1.91M +$195K +25,421 +11%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$1.73M +$208K +27,113 +13%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$1.33M +$49.2K +6,421 +4%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.15M -$49.1K -6,405 -4%
Qube Research & Technologies (QRT)
13
Qube Research & Technologies (QRT)
United Kingdom
$999K +$1.02M +133,000 New
UBS Group
14
UBS Group
Switzerland
$955K -$35.7K -4,658 -4%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$831K -$667K -87,000 -44%
Millennium Management
16
Millennium Management
New York
$823K +$756K +98,673 +909%
ACM
17
Arlington Capital Management
Illinois
$787K +$98.9K +12,905 +14%
MAFM
18
Mid Atlantic Financial Management
Pennsylvania
$757K +$243K +31,678 +46%
MML Investors Services
19
MML Investors Services
Massachusetts
$675K +$39.1K +5,099 +6%
AG
20
Advisor Group
Arizona
$589K -$338K -44,093 -36%
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$583K – – –
AWA
22
Arkadios Wealth Advisors
Georgia
$544K +$549K +71,634 New
SF
23
Synovus Financial
Georgia
$510K -$655K -85,466 -56%
CS
24
Credit Suisse
Switzerland
$499K +$510K +66,500 New
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$489K -$613K -79,932 -55%
1
2 3 4

PHK Hedge Fund Activity: Q4 2019 in Review

93 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q4 2019, worth a combined $54.6M — up 12% from $48.6M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new PHK positions and 8 closed out — a net gain of 8 holders — while 27 added to existing stakes and 23 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $4.33M. The largest seller was Envestnet Asset Management, cutting an estimated $667K.

  • 93 institutional investors held PIMCO High Income Fund (PHK) as of Q4 2019, up from 86 in Q3 2019.
  • Funds reported $54.6M of PIMCO High Income Fund stock for Q4 2019, up 12% quarter-over-quarter.
  • 16 funds opened new PIMCO High Income Fund positions in Q4 2019 and 8 closed out, a net change of +8 holders.
  • The largest PIMCO High Income Fund buyer in Q4 2019 was Rivernorth Capital Management, an estimated $4.33M added.
  • The largest PIMCO High Income Fund seller in Q4 2019 was Envestnet Asset Management, an estimated $667K sold.

Based on aggregated 13F filings for Q4 2019.