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PHK

PIMCO High Income Fund

113 hedge funds and large institutions have $73.3M invested in PIMCO High Income Fund in 2023 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 32 increasing their positions, 27 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

144% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 9

19% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 27

12% more funds holding

Funds holding: 101113 (+12)

1.29% less ownership

Funds ownership: 12.63%11.34% (-1.3%)

14% less capital invested

Capital invested by funds: $85.2M → $73.3M (-$12M)

Holders
113
Holders Change
+12
Holders Change %
+11.88%
% of All Funds
1.79%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
22
Increased
32
Reduced
27
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$12.4M -$5.2M -1,065,338 -28%
PCM
2
Penserra Capital Management
California
$7.67M -$737K -150,908 -8%
Morgan Stanley
3
Morgan Stanley
New York
$6.53M +$113K +23,198 +2%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$4.71M -$91.6K -18,754 -2%
LPL Financial
5
LPL Financial
California
$3.52M +$39.9K +8,180 +1%
Invesco
6
Invesco
Georgia
$3.4M -$705K -144,281 -16%
Bank of America
7
Bank of America
North Carolina
$3.23M +$960K +196,522 +37%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$3.06M +$63.8K +13,066 +2%
Osaic Holdings
9
Osaic Holdings
Arizona
$2.39M +$1.18M +241,404 +81%
PA
10
Procyon Advisors
Connecticut
$2.38M -$583K -119,349 -18%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$2.25M +$316K +64,643 +15%
GC
12
Guggenheim Capital
Illinois
$1.98M -$246K -50,400 -10%
Cohen & Steers
13
Cohen & Steers
New York
$1.53M
CAN
14
Cetera Advisor Networks
California
$1.43M +$144K +29,439 +10%
AAS
15
Avantax Advisory Services
Texas
$1.38M +$1.47M +301,224 +2,879%
UBS Group
16
UBS Group
Switzerland
$1.15M +$140K +28,628 +12%
PAS
17
Park Avenue Securities
New York
$1.03M +$81K +16,593 +8%
SPC
18
Sigma Planning Corp
Michigan
$885K +$7.2K +1,475 +0.7%
NA
19
NewEdge Advisors
Louisiana
$861K -$183K -37,519 -16%
AWM
20
Apollon Wealth Management
South Carolina
$736K +$122K +25,004 +18%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$631K +$12.2K +2,505 +2%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$496K +$7.38K +1,512 +1%
CA
23
Cetera Advisors
Colorado
$446K +$293K +59,981 +147%
ACM
24
Arlington Capital Management
Illinois
$416K -$4.43K -908 -1%
KWM
25
Kingsview Wealth Management
Oregon
$394K +$10.4K +2,126 +2%

PHK Hedge Fund Activity: Q3 2023 in Review

113 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q3 2023, worth a combined $73.3M — down 14% from $85.2M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new PHK positions and 9 closed out — a net gain of 13 holders — while 32 added to existing stakes and 27 trimmed.

The largest buyer was Avantax Advisory Services, adding an estimated $1.47M. The largest seller was Rivernorth Capital Management, cutting an estimated $5.2M.

  • 113 institutional investors held PIMCO High Income Fund (PHK) as of Q3 2023, up from 101 in Q2 2023.
  • Funds reported $73.3M of PIMCO High Income Fund stock for Q3 2023, down 14% quarter-over-quarter.
  • 22 funds opened new PIMCO High Income Fund positions in Q3 2023 and 9 closed out, a net change of +13 holders.
  • The largest PIMCO High Income Fund buyer in Q3 2023 was Avantax Advisory Services, an estimated $1.47M added.
  • The largest PIMCO High Income Fund seller in Q3 2023 was Rivernorth Capital Management, an estimated $5.2M sold.

Based on aggregated 13F filings for Q3 2023.