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PHK

PIMCO High Income Fund

88 hedge funds and large institutions have $62.9M invested in PIMCO High Income Fund in 2017 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 18 increasing their positions, 28 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 16

30% more capital invested

Capital invested by funds: $48.2M → $62.9M (+$14.6M)

16% more funds holding

Funds holding: 7688 (+12)

2.05% more ownership

Funds ownership: 4.53%6.58% (+2%)

36% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 28

Holders
88
Holders Change
+12
Holders Change %
+15.79%
% of All Funds
2%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
28
Increased
18
Reduced
28
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$20.3M +$20.9M +2,722,471 New
Cohen & Steers
2
Cohen & Steers
New York
$4.83M +$1.24M +161,456 +33%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$4.31M +$434K +56,478 +11%
CAN
4
Cetera Advisor Networks
California
$3.58M -$117K -15,168 -3%
LCM
5
Laurion Capital Management
New York
$2.78M -$2.97M -385,833 -51%
AG
6
Advisor Group
Arizona
$2.69M +$556K +72,246 +25%
Morgan Stanley
7
Morgan Stanley
New York
$2.27M -$730K -94,935 -24%
CIBC World Market
8
CIBC World Market
Ontario, Canada
$1.72M +$343K +44,600 +24%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$1.4M -$1.37M -177,525 -49%
WAM
10
Weiss Asset Management
Massachusetts
$1.36M +$1.4M +182,686 New
SF
11
Synovus Financial
Georgia
$1.22M +$328K +42,595 +35%
UBS Group
12
UBS Group
Switzerland
$1.07M -$128K -16,591 -10%
SBIA
13
Sheaff Brock Investment Advisors
Indiana
$1.01M -$190K -24,710 -15%
MML Investors Services
14
MML Investors Services
Massachusetts
$958K -$73.8K -9,591 -7%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$937K +$64K +8,328 +7%
Squarepoint
16
Squarepoint
New York
$931K +$960K +124,776 New
WWMSC
17
Wagner Wealth Management (South Carolina)
South Carolina
$836K +$828K +107,630 New
RA
18
RFG Advisory
Alabama
$526K +$3.65K +475 +0.7%
MIG
19
Mariner Investment Group
New York
$522K +$538K +70,000 New
NFG
20
Next Financial Group
Texas
$448K -$30.8K -4,010 -6%
Bank of America
21
Bank of America
North Carolina
$410K -$63.9K -8,313 -13%
SWP
22
Stratos Wealth Partners
Ohio
$404K -$92.9K -12,075 -18%
Citadel Advisors
23
Citadel Advisors
Florida
$371K -$401K -52,184 -51%
CSIC
24
Clifford Swan Investment Counsel
California
$362K
BRC
25
Bell Rock Capital
Delaware
$332K +$2.92K +379 +0.9%

PHK Hedge Fund Activity: Q4 2017 in Review

88 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q4 2017, worth a combined $62.9M — up 30% from $48.2M a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new PHK positions and 16 closed out — a net gain of 12 holders — while 18 added to existing stakes and 28 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $20.9M. The largest seller was Laurion Capital Management, cutting an estimated $2.97M.

  • 88 institutional investors held PIMCO High Income Fund (PHK) as of Q4 2017, up from 76 in Q3 2017.
  • Funds reported $62.9M of PIMCO High Income Fund stock for Q4 2017, up 30% quarter-over-quarter.
  • 28 funds opened new PIMCO High Income Fund positions in Q4 2017 and 16 closed out, a net change of +12 holders.
  • The largest PIMCO High Income Fund buyer in Q4 2017 was Rivernorth Capital Management, an estimated $20.9M added.
  • The largest PIMCO High Income Fund seller in Q4 2017 was Laurion Capital Management, an estimated $2.97M sold.

Based on aggregated 13F filings for Q4 2017.