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PHK

PIMCO High Income Fund

66 hedge funds and large institutions have $44.3M invested in PIMCO High Income Fund in 2016 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 20 increasing their positions, 24 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.42% less ownership

Funds ownership: 4.23%3.81% (-0.42%)

6% less funds holding

Funds holding: 7066 (-4)

14% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 14

17% less capital invested

Capital invested by funds: $53.1M → $44.3M (-$8.78M)

17% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 24

Holders
66
Holders Change
-4
Holders Change %
-5.71%
% of All Funds
1.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
20
Reduced
24
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$7.23M +$673K +73,153 +10%
CAN
2
Cetera Advisor Networks
California
$4.31M -$4.16M -452,067 -49%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$3.5M +$126K +13,690 +4%
LPL Financial
4
LPL Financial
California
$3.24M -$233K -25,304 -7%
Morgan Stanley
5
Morgan Stanley
New York
$2.91M -$93K -10,111 -3%
AG
6
Advisor Group
Arizona
$2.38M +$178K +19,398 +8%
PAG
7
Private Advisor Group
New Jersey
$1.47M +$16.7K +1,815 +1%
MFS
8
MSI Financial Services
Massachusetts
$1.41M -$184K -19,981 -12%
SBIA
9
Sheaff Brock Investment Advisors
Indiana
$1.34M +$77.8K +8,459 +6%
Ameriprise
10
Ameriprise
Minnesota
$1.22M +$438K +47,639 +56%
Bank of America
11
Bank of America
North Carolina
$1.14M +$104K +11,262 +10%
UBS Group
12
UBS Group
Switzerland
$1.09M +$209K +22,717 +24%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$1.03M -$26.9K -2,920 -3%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$965K +$244K +26,507 +34%
TCM
15
Traynor Capital Management
Pennsylvania
$946K +$105K +11,372 +13%
SC
16
Stratford Consulting
Texas
$837K -$276K -30,000 -25%
NPC
17
National Planning Corporation
California
$723K -$32.6K -3,541 -4%
Wells Fargo
18
Wells Fargo
California
$614K -$65.7K -7,150 -10%
RCM
19
Rivernorth Capital Management
Florida
$592K +$594K +64,600 New
NFG
20
Next Financial Group
Texas
$583K -$20.1K -2,187 -3%
RA
21
RFG Advisory
Alabama
$452K
CSIC
22
Clifford Swan Investment Counsel
California
$446K
RJA
23
Raymond James & Associates
Florida
$419K -$22K -2,396 -5%
BRC
24
Bell Rock Capital
Delaware
$406K +$408K +44,322 New
ACP
25
Aviance Capital Partners
Florida
$394K +$103K +11,195 +35%

PHK Hedge Fund Activity: Q4 2016 in Review

66 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q4 2016, worth a combined $44.3M — down 17% from $53.1M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of PHK and 12 opened new positions — a net loss of 2 holders — while 24 trimmed existing stakes and 20 added.

The largest buyer was Commonwealth Equity Services, adding an estimated $673K. The largest seller was Cetera Advisor Networks, cutting an estimated $4.16M.

  • 66 institutional investors held PIMCO High Income Fund (PHK) as of Q4 2016, down from 70 in Q3 2016.
  • Funds reported $44.3M of PIMCO High Income Fund stock for Q4 2016, down 17% quarter-over-quarter.
  • 12 funds opened new PIMCO High Income Fund positions in Q4 2016 and 14 closed out, a net change of -2 holders.
  • The largest PIMCO High Income Fund buyer in Q4 2016 was Commonwealth Equity Services, an estimated $673K added.
  • The largest PIMCO High Income Fund seller in Q4 2016 was Cetera Advisor Networks, an estimated $4.16M sold.

Based on aggregated 13F filings for Q4 2016.