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PHK

PIMCO High Income Fund

69 hedge funds and large institutions have $91.6M invested in PIMCO High Income Fund in 2014 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 17 increasing their positions, 21 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

78% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 9

17% more capital invested

Capital invested by funds: $78.1M → $91.6M (+$13.5M)

11% more funds holding

Funds holding: 6269 (+7)

1.7% more ownership

Funds ownership: 4.63%6.33% (+1.7%)

19% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 21

Holders
69
Holders Change
+7
Holders Change %
+11.29%
% of All Funds
2%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
16
Increased
17
Reduced
21
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$24.3M +$10.2M +792,862 +62%
U
2
UBS
Switzerland
$17.5M +$4.24M +328,201 +28%
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$7.15M +$7.64M +591,247 +2,783%
CAN
4
Cetera Advisor Networks
California
$4.17M +$228K +17,677 +5%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.79M -$570K -44,128 -12%
MFS
6
MSI Financial Services
Massachusetts
$3.72M +$288K +22,271 +8%
Morgan Stanley
7
Morgan Stanley
New York
$3.7M -$246K -19,012 -6%
AAMU
8
Amundi Asset Management US
Massachusetts
$3.08M +$3.42M +264,537 New
Wells Fargo
9
Wells Fargo
California
$3.02M -$115K -8,861 -3%
IMS
10
Index Management Solutions
Pennsylvania
$2.96M +$517K +39,960 +19%
NPC
11
National Planning Corporation
California
$1.9M -$3.26M -251,989 -61%
PWM
12
Perigon Wealth Management
California
$1.25M -$220K -17,002 -14%
Fidelity Investments
13
Fidelity Investments
Massachusetts
$956K +$1.06M +82,002 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$782K -$51.8K -4,004 -6%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$747K -$547K -42,290 -40%
Jane Street
16
Jane Street
New York
$737K -$98.5K -7,622 -11%
Bank of America
17
Bank of America
North Carolina
$706K +$38.6K +2,985 +5%
CNB
18
City National Bank
California
$700K +$776K +60,000 New
DA
19
Doliver Advisors
Texas
$689K +$763K +59,054 New
NFG
20
Next Financial Group
Texas
$641K +$711K +54,978 New
FAAS
21
First Allied Advisory Services
California
$607K -$142K -10,984 -17%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$534K +$364K +28,176 +160%
WA
23
WFG Advisors
Texas
$528K +$400K +30,926 +215%
HIM
24
Hanlon Investment Management
New Jersey
$525K -$323K -25,000 -36%
Creative Planning
25
Creative Planning
Kansas
$473K +$224K +17,320 +74%

PHK Hedge Fund Activity: Q3 2014 in Review

69 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q3 2014, worth a combined $91.6M — up 17% from $78.1M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new PHK positions and 9 closed out — a net gain of 7 holders — while 17 added to existing stakes and 21 trimmed.

The largest buyer was LPL Financial, adding an estimated $10.2M. The largest seller was National Planning Corporation, cutting an estimated $3.26M.

  • 69 institutional investors held PIMCO High Income Fund (PHK) as of Q3 2014, up from 62 in Q2 2014.
  • Funds reported $91.6M of PIMCO High Income Fund stock for Q3 2014, up 17% quarter-over-quarter.
  • 16 funds opened new PIMCO High Income Fund positions in Q3 2014 and 9 closed out, a net change of +7 holders.
  • The largest PIMCO High Income Fund buyer in Q3 2014 was LPL Financial, an estimated $10.2M added.
  • The largest PIMCO High Income Fund seller in Q3 2014 was National Planning Corporation, an estimated $3.26M sold.

Based on aggregated 13F filings for Q3 2014.