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PHK

PIMCO High Income Fund

62 hedge funds and large institutions have $64.1M invested in PIMCO High Income Fund in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 21 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

91% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 11

12% more capital invested

Capital invested by funds: $57.5M → $64.1M (+$6.69M)

0.14% more ownership

Funds ownership: 4%4.14% (+0.14%)

6% less funds holding

Funds holding: 6662 (-4)

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
62
Holders Change
-4
Holders Change %
-6.06%
% of All Funds
1.79%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
21
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$19.9M +$825K +67,358 +4%
U
2
UBS
Switzerland
$6.06M +$3.47M +283,511 +143%
NPC
3
National Planning Corporation
California
$5.5M +$46K +3,758 +0.9%
Morgan Stanley
4
Morgan Stanley
New York
$4.64M +$1.48M +120,533 +48%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.57M +$62.1K +5,074 +1%
MFS
6
MSI Financial Services
Massachusetts
$3.73M +$109K +8,917 +3%
CAN
7
Cetera Advisor Networks
California
$3.53M +$884K +72,246 +35%
Wells Fargo
8
Wells Fargo
California
$2.33M +$127K +10,353 +6%
IMS
9
Index Management Solutions
Pennsylvania
$1.37M +$720K +58,811 +116%
PNC Financial Services Group
10
PNC Financial Services Group
Pennsylvania
$1.34M
SFSIG
11
San Francisco Sentry Investment Group
California
$1.3M +$263K +21,522 +26%
HIM
12
Hanlon Investment Management
New Jersey
$879K
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$845K -$23.3K -1,905 -3%
Bank of America
14
Bank of America
North Carolina
$795K -$98.8K -8,068 -11%
FAAS
15
First Allied Advisory Services
California
$794K +$41.6K +3,400 +6%
AIG
16
American International Group
New York
$521K +$50.6K +4,132 +11%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$439K +$67K +5,470 +19%
Jane Street
18
Jane Street
New York
$384K +$374K +30,566 New
CWM
19
Concert Wealth Management
California
$369K
IH
20
IFC Holdings
Florida
$342K +$11.2K +918 +4%
UCFA
21
United Capital Financial Advisors
Texas
$289K +$48.6K +3,970 +21%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$273K +$992 +81 +0.4%
WA
23
WFG Advisors
Texas
$261K -$13K -1,058 -5%
Bank of New York Mellon
24
Bank of New York Mellon
New York
$260K +$9.74K +796 +4%
AA
25
Apriem Advisors
California
$240K

PHK Hedge Fund Activity: Q1 2014 in Review

62 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q1 2014, worth a combined $64.1M — up 12% from $57.5M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of PHK and 2 opened new positions — a net loss of 4 holders — while 11 trimmed existing stakes and 21 added.

The largest buyer was UBS, adding an estimated $3.47M. The largest seller was SG Americas Securities, exiting entirely with an estimated $2.02M sold.

  • 62 institutional investors held PIMCO High Income Fund (PHK) as of Q1 2014, down from 66 in Q4 2013.
  • Funds reported $64.1M of PIMCO High Income Fund stock for Q1 2014, up 12% quarter-over-quarter.
  • 2 funds opened new PIMCO High Income Fund positions in Q1 2014 and 6 closed out, a net change of -4 holders.
  • The largest PIMCO High Income Fund buyer in Q1 2014 was UBS, an estimated $3.47M added.
  • The largest PIMCO High Income Fund seller in Q1 2014 was SG Americas Securities, an estimated $2.02M sold.

Based on aggregated 13F filings for Q1 2014.