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PHK

PIMCO High Income Fund

60 hedge funds and large institutions have $80.2M invested in PIMCO High Income Fund in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 21 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more capital invested

Capital invested by funds: $79.7M → $80.2M (+$504K)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.05% less ownership

Funds ownership: 5.57%5.52% (-0.05%)

5% less funds holding

Funds holding: 6360 (-3)

19% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 21

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

Holders
60
Holders Change
-3
Holders Change %
-4.76%
% of All Funds
1.95%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
7
Increased
17
Reduced
21
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$17.3M +$44.6K +3,795 +0.3%
ALA
2
Atherton Lane Advisers
California
$16.5M -$773K -65,775 -5%
Cohen & Steers
3
Cohen & Steers
New York
$8.28M -$1.15M -98,201 -12%
SONJCPFB
4
State of New Jersey Common Pension Fund B
New Jersey
$6.03M
NPC
5
National Planning Corporation
California
$5.25M +$2.66M +226,659 +108%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.33M +$1.11M +94,847 +35%
MFS
7
MSI Financial Services
Massachusetts
$3.4M +$50.2K +4,273 +2%
Morgan Stanley
8
Morgan Stanley
New York
$3.36M -$1.75M -149,168 -35%
Wells Fargo
9
Wells Fargo
California
$2.44M -$155K -13,161 -6%
U
10
UBS
Switzerland
$1.64M +$180K +15,339 +13%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$1.28M -$57.6K -4,900 -4%
Bank of America
12
Bank of America
North Carolina
$1.16M +$65.3K +5,556 +6%
SFSIG
13
San Francisco Sentry Investment Group
California
$983K +$36.9K +3,136 +4%
HIM
14
Hanlon Investment Management
New Jersey
$836K
FAAS
15
First Allied Advisory Services
California
$741K -$11.8K -1,000 -2%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$722K +$98.6K +8,389 +16%
RFC
17
Regions Financial Corp
Alabama
$441K -$12 -1 -0%
BRWA
18
B. Riley Wealth Advisors
Florida
$438K -$112K -9,524 -21%
Creative Planning
19
Creative Planning
Kansas
$422K +$65.3K +5,555 +19%
AIG
20
American International Group
New York
$377K +$101K +8,620 +38%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$357K -$65.9K -5,608 -16%
WS
22
Wedbush Securities
California
$322K -$4.25K -362 -1%
Jane Street
23
Jane Street
New York
$314K -$273K -23,269 -47%
IH
24
IFC Holdings
Florida
$307K -$26K -2,213 -8%
CAN
25
Cetera Advisor Networks
California
$301K +$296K +25,170 New

PHK Hedge Fund Activity: Q3 2013 in Review

60 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q3 2013, worth a combined $80.2M — up 0.63% from $79.7M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of PHK and 7 opened new positions — a net loss of 2 holders — while 21 trimmed existing stakes and 17 added.

The largest buyer was National Planning Corporation, adding an estimated $2.66M. The largest seller was Morgan Stanley, cutting an estimated $1.75M.

  • 60 institutional investors held PIMCO High Income Fund (PHK) as of Q3 2013, down from 63 in Q2 2013.
  • Funds reported $80.2M of PIMCO High Income Fund stock for Q3 2013, up 0.63% quarter-over-quarter.
  • 7 funds opened new PIMCO High Income Fund positions in Q3 2013 and 9 closed out, a net change of -2 holders.
  • The largest PIMCO High Income Fund buyer in Q3 2013 was National Planning Corporation, an estimated $2.66M added.
  • The largest PIMCO High Income Fund seller in Q3 2013 was Morgan Stanley, an estimated $1.75M sold.

Based on aggregated 13F filings for Q3 2013.