PHK

PIMCO High Income Fund
PHK

Overview Fund Activity

60 hedge funds and large institutions have $80.2M invested in PIMCO High Income Fund in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 21 reducing their positions, and 9 closing their positions.

Holders
60
Holders Change
-3
Holders Change %
-4.76%
% of All Funds
1.95%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
7
Increased
17
Reduced
21
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NPC
1
National Planning Corporation
California
$5.25M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$4.33M
3
CAN
3
Cetera Advisor Networks
California
$301K
4
ICAS
4
Investors Capital Advisory Services
Massachusetts
$195K
5
U
5
UBS
Switzerland
$1.64M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$3.36M
2
Cohen & Steers
2
Cohen & Steers
New York
$8.28M
3
ALA
3
Atherton Lane Advisers
California
$16.5M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$0
5
PP
5
Paloma Partners
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$17.3M 1,462,111 +3,795 +0.3%
ALA
2
Atherton Lane Advisers
California
$16.5M 1,378,282 -65,775 -5%
Cohen & Steers
3
Cohen & Steers
New York
$8.28M 693,669 -98,201 -12%
SONJCPFB
4
State of New Jersey Common Pension Fund B
New Jersey
$6.03M 504,700 – –
NPC
5
National Planning Corporation
California
$5.25M 437,460 +226,659 +108%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.33M 362,738 +94,847 +35%
MFS
7
MSI Financial Services
Massachusetts
$3.4M 284,492 +4,273 +2%
Morgan Stanley
8
Morgan Stanley
New York
$3.36M 281,375 -149,168 -35%
Wells Fargo
9
Wells Fargo
California
$2.44M 204,607 -13,161 -6%
U
10
UBS
Switzerland
$1.64M 137,009 +15,339 +13%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$1.28M 106,881 -4,900 -4%
Bank of America
12
Bank of America
North Carolina
$1.16M 97,397 +5,556 +6%
SFSIG
13
San Francisco Sentry Investment Group
California
$983K 82,356 +3,136 +4%
HIM
14
Hanlon Investment Management
New Jersey
$836K 70,000 – –
FAAS
15
First Allied Advisory Services
California
$741K 62,067 -1,000 -2%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$722K 60,451 +8,389 +16%
RFC
17
Regions Financial Corp
Alabama
$441K 36,998 -1 -0%
BRWA
18
B. Riley Wealth Advisors
Florida
$438K 36,713 -9,524 -21%
Creative Planning
19
Creative Planning
Kansas
$422K 35,322 +5,555 +19%
AIG
20
American International Group
New York
$377K 31,556 +8,620 +38%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$357K 29,911 -5,608 -16%
WS
22
Wedbush Securities
California
$322K 27,007 -362 -1%
Jane Street
23
Jane Street
New York
$314K 26,286 -23,269 -47%
IH
24
IFC Holdings
Florida
$307K 25,540 -2,213 -8%
CAN
25
Cetera Advisor Networks
California
$301K 25,170 +25,170 New
1
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