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PHK

PIMCO High Income Fund

70 hedge funds and large institutions have $53.1M invested in PIMCO High Income Fund in 2016 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 29 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 15

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

5% more capital invested

Capital invested by funds: $50.4M → $53.1M (+$2.73M)

1% more funds holding

Funds holding: 6970 (+1)

0.15% more ownership

Funds ownership: 4.07%4.23% (+0.15%)

Holders
70
Holders Change
+1
Holders Change %
+1.45%
% of All Funds
1.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
29
Reduced
15
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CAN
1
Cetera Advisor Networks
California
$9.19M +$4.61M +463,806 +101%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$7.13M +$2.3M +231,235 +48%
LPL Financial
3
LPL Financial
California
$3.69M +$147K +14,760 +4%
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$3.66M +$214K +21,552 +6%
Morgan Stanley
5
Morgan Stanley
New York
$3.26M +$51.2K +5,157 +2%
AG
6
Advisor Group
Arizona
$2.39M -$38.6K -3,889 -2%
MFS
7
MSI Financial Services
Massachusetts
$1.73M -$2.24M -225,592 -57%
PAG
8
Private Advisor Group
New Jersey
$1.5M +$5.08K +511 +0.3%
Cohen & Steers
9
Cohen & Steers
New York
$1.47M -$4.42M -444,336 -75%
SBIA
10
Sheaff Brock Investment Advisors
Indiana
$1.38M -$74K -7,450 -5%
SC
11
Stratford Consulting
Texas
$1.21M -$282K -28,344 -19%
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$1.15M +$1.04M +104,523 +929%
Bank of America
13
Bank of America
North Carolina
$1.13M +$9.28K +934 +0.8%
UBS Group
14
UBS Group
Switzerland
$954K +$132K +13,240 +16%
Ameriprise
15
Ameriprise
Minnesota
$845K +$476K +47,853 +129%
TCM
16
Traynor Capital Management
Pennsylvania
$812K +$260K +26,197 +45%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$784K +$324K +32,606 +71%
NPC
18
National Planning Corporation
California
$757K -$12.8K -1,286 -1%
Wells Fargo
19
Wells Fargo
California
$739K -$516K -51,922 -41%
NFG
20
Next Financial Group
Texas
$655K +$37.8K +3,807 +6%
WA
21
WFG Advisors
Texas
$485K +$122K +12,299 +34%
CSIC
22
Clifford Swan Investment Counsel
California
$484K
RJA
23
Raymond James & Associates
Florida
$479K +$84K +8,454 +21%
NMC
24
Nine Masts Capital
Hong Kong
$479K +$478K +48,104 New
RA
25
RFG Advisory
Alabama
$452K +$330K +33,252 +266%

PHK Hedge Fund Activity: Q3 2016 in Review

70 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q3 2016, worth a combined $53.1M — up 5.4% from $50.4M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new PHK positions and 7 closed out — a net gain of 4 holders — while 29 added to existing stakes and 15 trimmed.

The largest buyer was Cetera Advisor Networks, adding an estimated $4.61M. The largest seller was Cohen & Steers, cutting an estimated $4.42M.

  • 70 institutional investors held PIMCO High Income Fund (PHK) as of Q3 2016, up from 69 in Q2 2016.
  • Funds reported $53.1M of PIMCO High Income Fund stock for Q3 2016, up 5.4% quarter-over-quarter.
  • 11 funds opened new PIMCO High Income Fund positions in Q3 2016 and 7 closed out, a net change of +4 holders.
  • The largest PIMCO High Income Fund buyer in Q3 2016 was Cetera Advisor Networks, an estimated $4.61M added.
  • The largest PIMCO High Income Fund seller in Q3 2016 was Cohen & Steers, an estimated $4.42M sold.

Based on aggregated 13F filings for Q3 2016.