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PHK

PIMCO High Income Fund

95 hedge funds and large institutions have $50.6M invested in PIMCO High Income Fund in 2020 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 24 increasing their positions, 22 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

136% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 11

14% more funds holding

Funds holding: 8395 (+12)

10% more capital invested

Capital invested by funds: $46.1M → $50.6M (+$4.49M)

9% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 22

0.13% less ownership

Funds ownership: 6.46%6.33% (-0.13%)

Holders
95
Holders Change
+12
Holders Change %
+14.46%
% of All Funds
1.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
26
Increased
24
Reduced
22
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cohen & Steers
1
Cohen & Steers
New York
$5.87M
Invesco
2
Invesco
Georgia
$5.35M +$188K +32,983 +4%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$3.81M +$33.1K +5,812 +0.9%
Osaic Holdings
4
Osaic Holdings
Arizona
$3.78M -$1.52M -266,393 -30%
Morgan Stanley
5
Morgan Stanley
New York
$3.63M -$1.3M -227,547 -28%
UBS Group
6
UBS Group
Switzerland
$2.53M -$5.65K -993 -0.2%
LPL Financial
7
LPL Financial
California
$2.29M -$38.7K -6,794 -2%
SPC
8
Sigma Planning Corp
Michigan
$2.13M +$104K +18,264 +5%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$1.68M +$494K +86,836 +46%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$1.67M +$240K +42,093 +18%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.66M +$966K +169,628 +161%
Northwestern Mutual Wealth Management
12
Northwestern Mutual Wealth Management
Wisconsin
$1.53M +$519K +91,169 +56%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.24M +$865 +152 +0.1%
MAFM
14
Mid Atlantic Financial Management
Pennsylvania
$1.12M +$71.2K +12,517 +7%
PAS
15
Park Avenue Securities
New York
$959K +$902K +158,506 New
CAN
16
Cetera Advisor Networks
California
$925K -$35K -6,155 -4%
Thrivent Financial for Lutherans
17
Thrivent Financial for Lutherans
Minnesota
$754K +$86.5K +15,200 +14%
WWMSC
18
Wagner Wealth Management (South Carolina)
South Carolina
$587K +$552K +96,976 New
RCM
19
Rivernorth Capital Management
Florida
$568K +$534K +93,861 New
ACM
20
Arlington Capital Management
Illinois
$460K +$433K +76,044 New
Millennium Management
21
Millennium Management
New York
$407K -$196K -34,413 -34%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$380K +$125K +22,035 +54%
CCG
23
Ceeto Capital Group
Florida
$328K -$6.55K -1,150 -2%
IAIM
24
International Assets Investment Management
Florida
$328K +$122K +21,500 +66%
D.E. Shaw & Co
25
D.E. Shaw & Co
New York
$287K

PHK Hedge Fund Activity: Q4 2020 in Review

95 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q4 2020, worth a combined $50.6M — up 9.8% from $46.1M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new PHK positions and 11 closed out — a net gain of 15 holders — while 24 added to existing stakes and 22 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $966K. The largest seller was Avantax Advisory Services, exiting entirely with an estimated $1.74M sold.

  • 95 institutional investors held PIMCO High Income Fund (PHK) as of Q4 2020, up from 83 in Q3 2020.
  • Funds reported $50.6M of PIMCO High Income Fund stock for Q4 2020, up 9.8% quarter-over-quarter.
  • 26 funds opened new PIMCO High Income Fund positions in Q4 2020 and 11 closed out, a net change of +15 holders.
  • The largest PIMCO High Income Fund buyer in Q4 2020 was Envestnet Asset Management, an estimated $966K added.
  • The largest PIMCO High Income Fund seller in Q4 2020 was Avantax Advisory Services, an estimated $1.74M sold.

Based on aggregated 13F filings for Q4 2020.