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PHK

PIMCO High Income Fund

66 hedge funds and large institutions have $57.5M invested in PIMCO High Income Fund in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 15 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

10% more funds holding

Funds holding: 6066 (+6)

1.52% less ownership

Funds ownership: 5.52%4% (-1.5%)

25% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 20

28% less capital invested

Capital invested by funds: $80.2M → $57.5M (-$22.7M)

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
66
Holders Change
+6
Holders Change %
+10%
% of All Funds
1.92%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
12
Increased
15
Reduced
20
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$17.7M +$698K +58,862 +4%
NPC
2
National Planning Corporation
California
$5.04M -$56.8K -4,792 -1%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$4.18M -$50.7K -4,272 -1%
MFS
4
MSI Financial Services
Massachusetts
$3.36M +$45K +3,793 +1%
Morgan Stanley
5
Morgan Stanley
New York
$2.9M -$385K -32,443 -12%
CAN
6
Cetera Advisor Networks
California
$2.43M +$2.18M +183,623 +730%
U
7
UBS
Switzerland
$2.31M +$732K +61,684 +45%
Wells Fargo
8
Wells Fargo
California
$2.04M -$346K -29,126 -14%
SG Americas Securities
9
SG Americas Securities
New York
$2.02M +$2.06M +173,462 New
PP
10
Paloma Partners
Connecticut
$1.78M +$1.81M +152,608 New
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$1.24M -$5.93K -500 -0.5%
SFSIG
12
San Francisco Sentry Investment Group
California
$959K
CNB
13
City National Bank
California
$940K +$957K +80,645 New
Bank of America
14
Bank of America
North Carolina
$831K -$309K -26,055 -27%
HIM
15
Hanlon Investment Management
New Jersey
$816K
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$806K +$103K +8,694 +14%
FAAS
17
First Allied Advisory Services
California
$706K -$17.8K -1,504 -2%
Cohen & Steers
18
Cohen & Steers
New York
$640K -$7.58M -638,700 -92%
IMS
19
Index Management Solutions
Pennsylvania
$589K +$433K +36,524 +260%
VKH
20
Virtu KCG Holdings
New York
$550K +$560K +47,247 New
AIG
21
American International Group
New York
$435K +$68.3K +5,758 +18%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$344K -$4.7K -396 -1%
CWM
23
Concert Wealth Management
California
$339K +$341K +28,770 New
BRWA
24
B. Riley Wealth Advisors
Florida
$325K -$105K -8,821 -24%
IH
25
IFC Holdings
Florida
$307K +$6.14K +518 +2%

PHK Hedge Fund Activity: Q4 2013 in Review

66 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q4 2013, worth a combined $57.5M — down 28% from $80.2M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PHK positions and 6 closed out — a net gain of 6 holders — while 15 added to existing stakes and 20 trimmed.

The largest buyer was Cetera Advisor Networks, adding an estimated $2.18M. The largest seller was Atherton Lane Advisers, exiting entirely with an estimated $16.5M sold.

  • 66 institutional investors held PIMCO High Income Fund (PHK) as of Q4 2013, up from 60 in Q3 2013.
  • Funds reported $57.5M of PIMCO High Income Fund stock for Q4 2013, down 28% quarter-over-quarter.
  • 12 funds opened new PIMCO High Income Fund positions in Q4 2013 and 6 closed out, a net change of +6 holders.
  • The largest PIMCO High Income Fund buyer in Q4 2013 was Cetera Advisor Networks, an estimated $2.18M added.
  • The largest PIMCO High Income Fund seller in Q4 2013 was Atherton Lane Advisers, an estimated $16.5M sold.

Based on aggregated 13F filings for Q4 2013.