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PHK

PIMCO High Income Fund

106 hedge funds and large institutions have $66.2M invested in PIMCO High Income Fund in 2021 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 38 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

186% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 7

90% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 20

13% more funds holding

Funds holding: 94106 (+12)

9% more capital invested

Capital invested by funds: $60.6M → $66.2M (+$5.61M)

1.11% more ownership

Funds ownership: 6.87%7.98% (+1.1%)

Holders
106
Holders Change
+12
Holders Change %
+12.77%
% of All Funds
1.86%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
20
Increased
38
Reduced
20
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PCM
1
Penserra Capital Management
California
$8.41M +$9.05M +1,338,606 New
Cohen & Steers
2
Cohen & Steers
New York
$7.2M -$753K -111,371 -9%
Invesco
3
Invesco
Georgia
$6.04M +$519K +76,748 +9%
Osaic Holdings
4
Osaic Holdings
Arizona
$4.64M -$707K -104,601 -12%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$4.48M -$6.54K -967 -0.1%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$3.72M +$855K +126,543 +27%
Morgan Stanley
7
Morgan Stanley
New York
$3.42M +$32.6K +4,820 +0.9%
GC
8
Guggenheim Capital
Illinois
$2.64M +$666K +98,505 +31%
SPC
9
Sigma Planning Corp
Michigan
$2.04M +$97.2K +14,387 +5%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$1.58M +$77.1K +11,414 +5%
CAN
11
Cetera Advisor Networks
California
$1.48M +$98.6K +14,582 +7%
Bank of America
12
Bank of America
North Carolina
$1.47M +$1.35M +199,805 +595%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$1.4M -$68.3K -10,110 -4%
MAFM
14
Mid Atlantic Financial Management
Pennsylvania
$1.31M +$181K +26,847 +15%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.29M +$25.9K +3,833 +2%
LPL Financial
16
LPL Financial
California
$1.21M +$95.1K +14,066 +8%
PAS
17
Park Avenue Securities
New York
$1.07M +$86K +12,729 +8%
UBS Group
18
UBS Group
Switzerland
$1.04M -$1.31M -194,208 -54%
Thrivent Financial for Lutherans
19
Thrivent Financial for Lutherans
Minnesota
$926K +$36.9K +5,466 +4%
KWM
20
Kingsview Wealth Management
Oregon
$772K +$61K +9,024 +8%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$714K +$221K +32,747 +40%
WWMSC
22
Wagner Wealth Management (South Carolina)
South Carolina
$533K -$82.5K -12,201 -13%
ACM
23
Arlington Capital Management
Illinois
$464K +$48.4K +7,167 +11%
BCA
24
Biltmore Capital Advisors
New Jersey
$458K +$203K +30,000 +70%
D.E. Shaw & Co
25
D.E. Shaw & Co
New York
$298K

PHK Hedge Fund Activity: Q3 2021 in Review

106 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q3 2021, worth a combined $66.2M — up 9.3% from $60.6M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new PHK positions and 7 closed out — a net gain of 13 holders — while 38 added to existing stakes and 20 trimmed.

The largest buyer was Penserra Capital Management, opening a new position worth an estimated $9.05M. The largest seller was UBS Group, cutting an estimated $1.31M.

  • 106 institutional investors held PIMCO High Income Fund (PHK) as of Q3 2021, up from 94 in Q2 2021.
  • Funds reported $66.2M of PIMCO High Income Fund stock for Q3 2021, up 9.3% quarter-over-quarter.
  • 20 funds opened new PIMCO High Income Fund positions in Q3 2021 and 7 closed out, a net change of +13 holders.
  • The largest PIMCO High Income Fund buyer in Q3 2021 was Penserra Capital Management, an estimated $9.05M added.
  • The largest PIMCO High Income Fund seller in Q3 2021 was UBS Group, an estimated $1.31M sold.

Based on aggregated 13F filings for Q3 2021.