NPC
PHK

National Planning Corporation’s PIMCO High Income Fund PHK Stock Holding History

National Planning Corporation’s Portfolio PHK Stock Details PHK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q4 		– Sell
-86,183
Closed -$717K – 454
2017
Q3 		$717K Buy
86,183
+6,463
+8% +$55.1K 0.06% 290
2017
Q2 		$700K Sell
79,720
-84
-0.1% -$734 0.05% 321
2017
Q1 		$695K Sell
79,804
-1,933
-2% -$17.5K 0.05% 305
2016
Q4 		$723K Sell
81,737
-3,541
-4% -$32.6K 0.06% 287
2016
Q3 		$757K Sell
85,278
-1,286
-1% -$12.8K 0.06% 277
2016
Q2 		$866K Sell
86,564
-2,735
-3% -$25.7K 0.07% 267
2016
Q1 		$853K Sell
89,299
-12,634
-12% -$103K 0.07% 258
2015
Q4 		$823K Buy
101,933
+6,225
+7% +$52.1K 0.07% 284
2015
Q3 		$879K Sell
95,708
-1,983
-2% -$18K 0.08% 235
2015
Q2 		$935K Sell
97,691
-20,599
-17% -$234K 0.08% 230
2015
Q1 		$1.4M Sell
118,290
-13,067
-10% -$159K 0.12% 162
2014
Q4 		$1.56M Sell
131,357
-31,099
-19% -$374K 0.11% 174
2014
Q3 		$1.9M Sell
162,456
-251,989
-61% -$3.26M 0.14% 140
2014
Q2 		$5.65M Sell
414,445
-21,981
-5% -$286K 0.44% 47
2014
Q1 		$5.5M Buy
436,426
+3,758
+0.9% +$46K 0.47% 46
2013
Q4 		$5.04M Sell
432,668
-4,792
-1% -$56.8K 0.45% 52
2013
Q3 		$5.25M Buy
437,460
+226,659
+108% +$2.66M 0.51% 47
2013
Q2 		$2.47M Buy
+210,801
New +$2.57M 0.31% 81

Other funds holding PHK

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
LCM
Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return
AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CIBC World Market
CIBC World Market Toronto, Ontario, Canada $61.3B AUM 39.33% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return
WAM
Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

National Planning Corporation's PHK Position: Q4 2017 in Review

National Planning Corporation sold out of PIMCO High Income Fund (PHK) in Q4 2017, closing a stake of 86,183 shares — an estimated $717K sold.

National Planning Corporation first reported a position in PHK in Q2 2013 and held it in 18 quarters. The position peaked at $5.65M in Q2 2014. 88 funds tracked by Wall St. Rank hold PHK as of Q4 2017.

  • National Planning Corporation reported no remaining PIMCO High Income Fund position as of Q4 2017 after selling out during the quarter.
  • National Planning Corporation sold 86,183 PIMCO High Income Fund shares in Q4 2017, an estimated $717K.
  • National Planning Corporation first reported a position in PIMCO High Income Fund in Q2 2013 and held it in 18 quarters.
  • National Planning Corporation's PIMCO High Income Fund position peaked at $5.65M in Q2 2014.
  • 88 funds tracked by Wall St. Rank held PIMCO High Income Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.