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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANET icon
626
Arista Networks
ANET
$219B
$3.52M 0.02%
280,368
+10,256
+4% +$135K
CBSH icon
627
Commerce Bancshares
CBSH
$8.5B
$3.5M 0.02%
69,085
+1,683
+2% +$78.6K
AVK
628
Advent Convertible and Income Fund
AVK
$544M
$3.47M 0.02%
229,398
+5,649
+3% +$82.4K
XLB icon
629
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$3.46M 0.02%
113,412
+5,202
+5% +$154K
CPB icon
630
Campbell Soup
CPB
$6.51B
$3.45M 0.02%
69,941
+331
+0.5% +$15.7K
CDC icon
631
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$744M
$3.43M 0.02%
69,940
-6,992
-9% -$331K
ELV icon
632
Elevance Health
ELV
$81.9B
$3.42M 0.02%
15,232
-694
-4% -$191K
RPV icon
633
Invesco S&P 500 Pure Value ETF
RPV
$1.61B
$3.42M 0.02%
49,348
+22,536
+84% +$1.51M
SDOG icon
634
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
$3.42M 0.02%
72,973
+3,298
+5% +$149K
SDIV icon
635
Global X SuperDividend ETF
SDIV
$1.21B
$3.41M 0.02%
64,177
-1,354
-2% -$69.7K
FGD icon
636
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$3.38M 0.02%
152,690
+22,179
+17% +$533K
FTF
637
Franklin Limited Duration Income Trust
FTF
$233M
$3.37M 0.02%
351,023
-3,312
-0.9% -$31K
KEY icon
638
KeyCorp
KEY
$24.3B
$3.37M 0.02%
166,251
+27,728
+20% +$523K
LITE icon
639
Lumentum
LITE
$59.4B
$3.37M 0.02%
42,400
+1,169
+3% +$76.5K
UN
640
DELISTED
Unilever NV New York Registry Shares
UN
$3.36M 0.02%
58,767
+927
+2% +$54.7K
USIG icon
641
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$3.35M 0.02%
57,592
-3,552
-6% -$207K
CI icon
642
Cigna
CI
$76.6B
$3.35M 0.02%
16,393
+223
+1% +$40.9K
CNI icon
643
Canadian National Railway
CNI
$78.3B
$3.35M 0.02%
37,279
-1,942
-5% -$175K
SAR icon
644
Saratoga Investment
SAR
$309M
$3.35M 0.02%
133,577
+24,792
+23% +$622K
ILCG icon
645
iShares Morningstar Growth ETF
ILCG
$3.1B
$3.33M 0.02%
79,150
+9,840
+14% +$391K
GRMN
646
Garmin
GRMN
$46.9B
$3.32M 0.02%
37,647
+9,304
+33% +$868K
XYL icon
647
Xylem
XYL
$28.5B
$3.32M 0.02%
42,417
+2,404
+6% +$187K
MJ icon
648
Amplify Alternative Harvest ETF
MJ
$101M
$3.31M 0.02%
16,145
-296
-2% -$65.2K
OXY icon
649
Occidental Petroleum
OXY
$57B
$3.3M 0.02%
81,139
+17,674
+28% +$708K
MRSH
650
Marsh
MRSH
$86.3B
$3.3M 0.02%
35,207
+10,543
+43% +$1.1M
24 25
26
27 28

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.