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Ladenburg Thalmann Financial Services’s Saratoga Investment SAR Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SAR Stock Details SAR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$3.35M Buy
133,577
+24,792
+23% +$622K 0.02% 644
2019
Q3 		$2.69M Sell
108,785
-15,521
-12% -$383K 0.02% 698
2019
Q2 		$3.07M Sell
124,306
-1,493
-1% -$36.5K 0.02% 633
2019
Q1 		$2.8M Buy
125,799
+11,792
+10% +$267K 0.02% 638
2018
Q4 		$2.27M Sell
114,007
-4,628
-4% -$100K 0.02% 614
2018
Q3 		$2.74M Buy
118,635
+29,880
+34% +$729K 0.02% 600
2018
Q2 		$1.85M Hold
88,755
– – 0.02% 731
2018
Q1 		$1.85M Buy
88,755
+2,650
+3% +$56.5K 0.02% 731
2017
Q4 		$1.93M Sell
86,105
-1,750
-2% -$38.8K 0.02% 707
2017
Q3 		$1.89M Buy
87,855
+1,136
+1% +$24K 0.02% 652
2017
Q2 		$1.81M Buy
86,719
+11,788
+16% +$255K 0.02% 630
2017
Q1 		$1.62M Buy
74,931
+3,604
+5% +$79.1K 0.02% 656
2016
Q4 		$1.47M Buy
71,327
+53,955
+311% +$1.02M 0.02% 652
2016
Q3 		$310K Hold
17,372
– – ﹤0.01% 1468
2016
Q2 		$294K Buy
17,372
+500
+3% +$8.22K ﹤0.01% 1426
2016
Q1 		$265K Buy
16,872
+138
+0.8% +$1.99K ﹤0.01% 1420
2015
Q4 		$258K Buy
16,734
+2,233
+15% +$35K ﹤0.01% 1409
2015
Q3 		$234K Buy
14,501
+5,596
+63% +$93.1K ﹤0.01% 1379
2015
Q2 		$153K Buy
+8,905
New +$151K ﹤0.01% 1804

Other funds holding SAR

BDCM
Black Diamond Capital Management Stamford, Connecticut $172M AUM 2.61% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Marshall Wace
Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return
VEA
Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
Millennium Management
Millennium Management New York $240B AUM 35.51% 1-Year Est. Return
OAM
Oxford Asset Management Oxford, United Kingdom $232M AUM 31% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SAR Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Saratoga Investment (SAR) stake by 23% in Q4 2019, buying an estimated $622K and bringing the position to 133,577 shares worth $3.35M. The position accounts for 0.02% of the portfolio, ranked #644.

Ladenburg Thalmann Financial Services first reported a position in SAR in Q2 2015 and has held it in 19 quarters since. 47 funds tracked by Wall St. Rank hold SAR as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 133,577 shares of Saratoga Investment worth $3.35M as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 24,792 Saratoga Investment shares in Q4 2019, an estimated $622K.
  • Saratoga Investment made up 0.02% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #644 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Saratoga Investment in Q2 2015 and has held it in 19 quarters since.
  • 47 funds tracked by Wall St. Rank held Saratoga Investment as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.