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Saratoga Investment
SAR

Overview Fund Activity

42 hedge funds and large institutions have $47.4M invested in Saratoga Investment in 2019 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 17 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
+11
Holders Change %
+35.48%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
14
Increased
17
Reduced
4
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Millennium Management
Millennium Management
New York
$2.68M
2
Marshall Wace
Marshall Wace
United Kingdom
$1.76M
3
Two Sigma Investments
Two Sigma Investments
New York
$1.41M
4
Citadel Advisors
Citadel Advisors
Florida
$768K
5
Two Sigma Advisers
Two Sigma Advisers
New York
$1.03M

Top Sellers

1
LTFS
Ladenburg Thalmann Financial Services
Florida
$2.69M
2
PPP
Private Portfolio Partners
New Jersey
$0
3
P
&Partners
Tennessee
$0
4
JPMPWA
J.P. Morgan Private Wealth Advisors
California
$544K
5
MCM
McKinley Capital Management
Alaska
$751K
Name Holding Trade Value Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$21M +$452K +18,270 +2%
UBS Group
2
UBS Group
Switzerland
$2.96M +$433K +17,505 +17%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$2.69M -$384K -15,521 -12%
Millennium Management
4
Millennium Management
New York
$2.68M +$2.68M +108,466 New
VEA
5
Virtus ETF Advisers
New York
$2.04M +$155K +6,275 +8%
Marshall Wace
6
Marshall Wace
United Kingdom
$1.76M +$1.76M +71,316 New
Two Sigma Investments
7
Two Sigma Investments
New York
$1.41M +$1.2M +48,641 +588%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$1.03M +$744K +30,100 +257%
Legal & General Group
9
Legal & General Group
United Kingdom
$940K +$22.3K +902 +2%
PA
10
PFG Advisors
Arizona
$920K +$13.4K +549 +1%
AAM
11
Advisors Asset Management
Colorado
$902K +$317K +12,820 +54%
Citadel Advisors
12
Citadel Advisors
Florida
$768K +$768K +31,071 New
MCM
13
McKinley Capital Management
Alaska
$751K -$96.1K -3,885 -11%
Wells Fargo
14
Wells Fargo
California
$747K +$22.5K +908 +3%
JPMorgan Chase & Co
15
JPMorgan Chase & Co
New York
$693K +$306K +12,397 +79%
OAM
16
Oxford Asset Management
United Kingdom
$682K +$682K +27,597 New
RJA
17
Raymond James & Associates
Florida
$665K +$411K +16,618 +162%
JPMPWA
18
J.P. Morgan Private Wealth Advisors
California
$544K -$138K -5,597 -20%
AIP
19
Ahrens Investment Partners
Louisiana
$534K +$255K +10,300 +91%
MWNA
20
Marshall Wace North America
New York
$453K +$453K +18,347 New
BTS
21
BB&T Securities
Virginia
$449K +$168K +6,807 +60%
AWW
22
Alan W. Weber
$427K – – –
CPIG
23
Chicago Partners Investment Group
Illinois
$326K +$326K +13,251 New
AG
24
Advisor Group
Arizona
$323K +$202K +8,192 +167%
Northern Trust
25
Northern Trust
Illinois
$310K +$8.9K +360 +3%
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