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Saratoga Investment

42 hedge funds and large institutions have $47.4M invested in Saratoga Investment in 2019 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 17 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

367% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 3

325% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 4

35% more funds holding

Funds holding: 3142 (+11)

30% more capital invested

Capital invested by funds: $36.4M → $47.4M (+$10.9M)

3.02% more ownership

Funds ownership: 18.97%22% (+3%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
42
Holders Change
+11
Holders Change %
+35.48%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
14
Increased
17
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BDCM
1
Black Diamond Capital Management
Connecticut
$21M +$451K +18,270 +2%
UBS Group
2
UBS Group
Switzerland
$2.96M +$432K +17,505 +17%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$2.69M -$383K -15,521 -12%
Millennium Management
4
Millennium Management
New York
$2.68M +$2.68M +108,466 New
VEA
5
Virtus ETF Advisers
New York
$2.04M +$155K +6,275 +8%
Marshall Wace
6
Marshall Wace
United Kingdom
$1.76M +$1.76M +71,316 New
Two Sigma Investments
7
Two Sigma Investments
New York
$1.41M +$1.2M +48,641 +588%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$1.03M +$744K +30,100 +257%
Legal & General Group
9
Legal & General Group
United Kingdom
$940K +$22.3K +902 +2%
PA
10
PFG Advisors
Arizona
$920K +$13.6K +549 +1%
AAM
11
Advisors Asset Management
Colorado
$902K +$317K +12,820 +54%
Citadel Advisors
12
Citadel Advisors
Florida
$768K +$768K +31,071 New
MCM
13
McKinley Capital Management
Alaska
$751K -$96K -3,885 -11%
Wells Fargo
14
Wells Fargo
California
$747K +$22.4K +908 +3%
JP Morgan Chase
15
JP Morgan Chase
New York
$693K +$306K +12,397 +79%
OAM
16
Oxford Asset Management
United Kingdom
$682K +$682K +27,597 New
RJA
17
Raymond James & Associates
Florida
$665K +$411K +16,618 +162%
JMPWA
18
JP Morgan Private Wealth Advisors
California
$544K -$138K -5,597 -20%
AIP
19
Ahrens Investment Partners
Louisiana
$534K +$254K +10,300 +91%
MWNA
20
Marshall Wace North America
New York
$453K +$453K +18,347 New
BTS
21
BB&T Securities
Virginia
$449K +$168K +6,807 +60%
AWW
22
Alan W. Weber
$427K
CPIG
23
Chicago Partners Investment Group
Illinois
$326K +$327K +13,251 New
AG
24
Advisor Group
Arizona
$323K +$202K +8,192 +167%
Northern Trust
25
Northern Trust
Illinois
$310K +$8.89K +360 +3%

SAR Hedge Fund Activity: Q3 2019 in Review

42 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q3 2019, worth a combined $47.4M — up 30% from $36.4M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new SAR positions and 3 closed out — a net gain of 11 holders — while 17 added to existing stakes and 4 trimmed.

The largest buyer was Millennium Management, opening a new position worth an estimated $2.68M. The largest seller was Ladenburg Thalmann Financial Services, cutting an estimated $383K.

  • 42 institutional investors held Saratoga Investment (SAR) as of Q3 2019, up from 31 in Q2 2019.
  • Funds reported $47.4M of Saratoga Investment stock for Q3 2019, up 30% quarter-over-quarter.
  • 14 funds opened new Saratoga Investment positions in Q3 2019 and 3 closed out, a net change of +11 holders.
  • The largest Saratoga Investment buyer in Q3 2019 was Millennium Management, an estimated $2.68M added.
  • The largest Saratoga Investment seller in Q3 2019 was Ladenburg Thalmann Financial Services, an estimated $383K sold.

Based on aggregated 13F filings for Q3 2019.