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Saratoga Investment

47 hedge funds and large institutions have $32.1M invested in Saratoga Investment in 2021 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 7

9% more capital invested

Capital invested by funds: $29.4M → $32.1M (+$2.66M)

7% more funds holding

Funds holding: 4447 (+3)

1.28% less ownership

Funds ownership: 12.64%11.36% (-1.3%)

13% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 15

Holders
47
Holders Change
+3
Holders Change %
+6.82%
% of All Funds
0.83%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
13
Reduced
15
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$2.86M +$129K +5,557 +5%
CCM
2
Callodine Capital Management
Massachusetts
$2.7M -$2.67M -115,126 -52%
PI
3
Putnam Investments
Massachusetts
$2.69M -$405K -17,489 -14%
HWAM
4
Hennion & Walsh Asset Management
New Jersey
$2.57M +$2.35M +101,467 New
Legal & General Group
5
Legal & General Group
United Kingdom
$2.01M -$29.4K -1,269 -2%
LPL Financial
6
LPL Financial
California
$1.74M +$192K +8,304 +14%
Truist Financial
7
Truist Financial
North Carolina
$1.65M +$46.7K +2,019 +3%
Wells Fargo
8
Wells Fargo
California
$1.64M +$54.3K +2,347 +4%
Cerity Partners
9
Cerity Partners
New York
$1.44M -$151K -6,531 -10%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.38M -$154K -6,673 -11%
AM
11
Ares Management
California
$1.15M -$1.08M -46,598 -51%
AIP
12
Ahrens Investment Partners
Louisiana
$1.07M -$266K -11,500 -21%
PA
13
PFG Advisors
Arizona
$879K -$63.4K -2,740 -7%
JCP
14
JB Capital Partners
New York
$857K +$784K +33,847 New
Two Sigma Investments
15
Two Sigma Investments
New York
$633K +$143K +6,196 +33%
Marshall Wace
16
Marshall Wace
United Kingdom
$603K -$690K -29,818 -56%
D.E. Shaw & Co
17
D.E. Shaw & Co
New York
$573K -$508K -21,925 -49%
CRC
18
Curi RMB Capital
Illinois
$517K
Mackenzie Financial
19
Mackenzie Financial
Ontario, Canada
$517K +$473K +20,419 New
EGA
20
Eagle Global Advisors
Texas
$496K +$46.3K +2,000 +11%
California Public Employees Retirement System
21
California Public Employees Retirement System
California
$473K
RJA
22
Raymond James & Associates
Florida
$420K -$527K -22,746 -58%
VEA
23
Virtus ETF Advisers
New York
$419K +$154K +6,658 +67%
DADC
24
D.A. Davidson & Co
Montana
$408K +$14.6K +631 +4%
PAG
25
Private Advisor Group
New Jersey
$351K +$19.7K +850 +7%

SAR Hedge Fund Activity: Q1 2021 in Review

47 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q1 2021, worth a combined $32.1M — up 9% from $29.4M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new SAR positions and 7 closed out — a net gain of 5 holders — while 13 added to existing stakes and 15 trimmed.

The largest buyer was Mackenzie Financial, opening a new position worth an estimated $473K. The largest seller was Callodine Capital Management, cutting an estimated $2.67M.

  • 47 institutional investors held Saratoga Investment (SAR) as of Q1 2021, up from 44 in Q4 2020.
  • Funds reported $32.1M of Saratoga Investment stock for Q1 2021, up 9% quarter-over-quarter.
  • 12 funds opened new Saratoga Investment positions in Q1 2021 and 7 closed out, a net change of +5 holders.
  • The largest Saratoga Investment buyer in Q1 2021 was Mackenzie Financial, an estimated $473K added.
  • The largest Saratoga Investment seller in Q1 2021 was Callodine Capital Management, an estimated $2.67M sold.

Based on aggregated 13F filings for Q1 2021.