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Saratoga Investment
SAR

Overview Fund Activity

47 hedge funds and large institutions have $32.1M invested in Saratoga Investment in 2021 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 7 closing their positions.

Holders
47
Holders Change
+3
Holders Change %
+6.82%
% of All Funds
0.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
13
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Mackenzie Financial
1
Mackenzie Financial
Ontario, Canada
$517K
2
WAM
2
WNY Asset Management
New York
$236K
3
JPMPWA
3
J.P. Morgan Private Wealth Advisors
California
$215K
4
LPL Financial
4
LPL Financial
California
$1.74M
5
CPIG
5
Chicago Partners Investment Group
Illinois
$203K

Top Sellers

1
CCM
1
Callodine Capital Management
Massachusetts
$2.7M
2
AM
2
Ares Management
California
$1.15M
3
Marshall Wace
3
Marshall Wace
United Kingdom
$603K
4
RJA
4
Raymond James & Associates
Florida
$420K
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$573K
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$2.86M 113,082 +5,557 +5%
CCM
2
Callodine Capital Management
Massachusetts
$2.7M 106,473 -115,126 -52%
PI
3
Putnam Investments
Massachusetts
$2.69M 106,220 -17,489 -14%
HWAM
4
Hennion & Walsh Asset Management
New Jersey
$2.57M 101,467 +101,467 New
Legal & General Group
5
Legal & General Group
United Kingdom
$2.01M 79,665 -1,269 -2%
LPL Financial
6
LPL Financial
California
$1.74M 68,504 +8,304 +14%
Truist Financial
7
Truist Financial
North Carolina
$1.65M 65,249 +2,019 +3%
Wells Fargo
8
Wells Fargo
California
$1.64M 64,816 +2,347 +4%
Cerity Partners
9
Cerity Partners
New York
$1.44M 56,984 -6,531 -10%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.38M 54,425 -6,673 -11%
AM
11
Ares Management
California
$1.15M 45,473 -46,598 -51%
AIP
12
Ahrens Investment Partners
Louisiana
$1.07M 42,100 -11,500 -21%
PA
13
PFG Advisors
Arizona
$879K 34,731 -2,740 -7%
JCP
14
JB Capital Partners
New York
$857K 33,847 +33,847 New
Two Sigma Investments
15
Two Sigma Investments
New York
$633K 25,001 +6,196 +33%
Marshall Wace
16
Marshall Wace
United Kingdom
$603K 23,832 -29,818 -56%
D.E. Shaw & Co
17
D.E. Shaw & Co
New York
$573K 22,638 -21,925 -49%
CRC
18
Curi RMB Capital
Illinois
$517K 20,400 – –
Mackenzie Financial
19
Mackenzie Financial
Ontario, Canada
$517K 20,419 +20,419 New
EGA
20
Eagle Global Advisors
Texas
$496K 19,600 +2,000 +11%
California Public Employees Retirement System
21
California Public Employees Retirement System
California
$473K 18,700 – –
RJA
22
Raymond James & Associates
Florida
$420K 16,584 -22,746 -58%
VEA
23
Virtus ETF Advisers
New York
$419K 16,538 +6,658 +67%
DADC
24
D.A. Davidson & Co
Montana
$408K 16,104 +631 +4%
PAG
25
Private Advisor Group
New Jersey
$351K 13,850 +850 +7%
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