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Saratoga Investment
SAR

Overview Fund Activity

58 hedge funds and large institutions have $67.9M invested in Saratoga Investment in 2022 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 10 reducing their positions, and 13 closing their positions.

Holders
58
Holders Change
-5
Holders Change %
-7.94%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
25
Reduced
10
Closed
13
Calls
$59K
Puts
$239K
Net Calls
-$180K
Net Calls Change
-$180K

Top Buyers

1
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$4.48M
2
BDCM
2
Black Diamond Capital Management
Connecticut
$27.7M
3
PAG
3
Private Advisor Group
New Jersey
$857K
4
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$239K
5
AAS
5
Avantax Advisory Services
Texas
$228K

Top Sellers

1
Marshall Wace
1
Marshall Wace
United Kingdom
$0
2
Two Sigma Investments
2
Two Sigma Investments
New York
$1.42M
3
Millennium Management
3
Millennium Management
New York
$0
4
HWAM
4
Hennion & Walsh Asset Management
New Jersey
$2.47M
5
PI
5
Putnam Investments
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$27.7M 1,016,942 +38,545 +4%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$4.48M 164,249 +63,359 +63%
AAM
3
Advisors Asset Management
Colorado
$4M 146,577 +8,347 +6%
HWAM
4
Hennion & Walsh Asset Management
New Jersey
$2.47M 90,517 -29,996 -25%
RJA
5
Raymond James & Associates
Florida
$2.23M 81,686 +7,043 +9%
Wells Fargo
6
Wells Fargo
California
$2.17M 79,543 +6,220 +8%
Legal & General Group
7
Legal & General Group
United Kingdom
$1.94M 71,023 +2,771 +4%
LPL Financial
8
LPL Financial
California
$1.9M 69,686 -10,127 -13%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$1.7M 62,500 -7,700 -11%
Two Sigma Investments
10
Two Sigma Investments
New York
$1.42M 51,897 -32,741 -39%
Cerity Partners
11
Cerity Partners
New York
$1.37M 50,299 -1,747 -3%
Mackenzie Financial
12
Mackenzie Financial
Ontario, Canada
$1.32M 48,376 -2,877 -6%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.11M 40,510 -1,123 -3%
JCP
14
JB Capital Partners
New York
$923K 33,847 – –
AR
15
Advisory Research
Illinois
$860K 31,552 +5,056 +19%
PAG
16
Private Advisor Group
New Jersey
$857K 31,420 +17,020 +118%
PA
17
PFG Advisors
Arizona
$817K 29,965 – –
Morgan Stanley
18
Morgan Stanley
New York
$770K 28,272 +699 +3%
AM
19
Ares Management
California
$758K 27,798 – –
CRC
20
Curi RMB Capital
Illinois
$706K 25,901 +501 +2%
Ameriprise
21
Ameriprise
Minnesota
$692K 25,378 -1,003 -4%
NLP
22
Next Level Private
New York
$623K 22,841 +891 +4%
CPIG
23
Chicago Partners Investment Group
Illinois
$605K 23,100 +2,010 +10%
DADC
24
D.A. Davidson & Co
Montana
$577K 21,179 +108 +0.5%
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$565K 20,734 +3,987 +24%
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