SAR icon

Saratoga Investment
SAR

Overview Fund Activity

40 hedge funds and large institutions have $40.2M invested in Saratoga Investment in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 13 reducing their positions, and 11 closing their positions.

Holders
40
Holders Change
-5
Holders Change %
-11.11%
% of All Funds
0.81%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
13
Reduced
13
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CCM
1
Callodine Capital Management
Massachusetts
$3.42M
2
Cerity Partners
2
Cerity Partners
New York
$1.07M
3
AM
3
Ares Management
California
$2.03M
4
BDCM
4
Black Diamond Capital Management
Connecticut
$15M
5
CRC
5
Curi RMB Capital
Illinois
$343K

Top Sellers

1
WG
1
Winton Group
United Kingdom
$0
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$413K
3
ECM
3
ExodusPoint Capital Management
New York
$0
4
Citadel Advisors
4
Citadel Advisors
Florida
$0
5
AA
5
ALPS Advisors
Colorado
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$15M 890,739 +20,504 +2%
CCM
2
Callodine Capital Management
Massachusetts
$3.42M 203,556 +91,670 +82%
PI
3
Putnam Investments
Massachusetts
$2.1M 125,020 -4,100 -3%
AM
4
Ares Management
California
$2.03M 120,870 +36,038 +42%
AAM
5
Advisors Asset Management
Colorado
$1.63M 97,342 +18,341 +23%
Legal & General Group
6
Legal & General Group
United Kingdom
$1.33M 79,095 +5,990 +8%
RCM
7
Radcliffe Capital Management
Pennsylvania
$1.09M 65,000 – –
Osaic Holdings
8
Osaic Holdings
Arizona
$1.08M 64,098 -1,509 -2%
Marshall Wace
9
Marshall Wace
United Kingdom
$1.07M 63,551 -1,426 -2%
Cerity Partners
10
Cerity Partners
New York
$1.07M 63,472 +63,472 New
LPL Financial
11
LPL Financial
California
$985K 58,639 -968 -2%
Wells Fargo
12
Wells Fargo
California
$946K 56,293 +7,848 +16%
JPMPWA
13
J.P. Morgan Private Wealth Advisors
California
$881K 52,497 +7,898 +18%
Truist Financial
14
Truist Financial
North Carolina
$818K 48,730 -500 -1%
Morgan Stanley
15
Morgan Stanley
New York
$749K 44,588 +2,020 +5%
PA
16
PFG Advisors
Arizona
$684K 38,619 -200 -0.5%
RJA
17
Raymond James & Associates
Florida
$668K 39,790 -13,833 -26%
D.E. Shaw & Co
18
D.E. Shaw & Co
New York
$557K 33,162 -3,320 -9%
AWW
19
Alan W. Weber
$556K 33,847 – –
Two Sigma Investments
20
Two Sigma Investments
New York
$416K 24,752 +4,321 +21%
Two Sigma Advisers
21
Two Sigma Advisers
New York
$413K 24,600 -26,400 -52%
AIP
22
Ahrens Investment Partners
Louisiana
$384K 22,900 -7,500 -25%
UBS Group
23
UBS Group
Switzerland
$373K 22,246 -6,429 -22%
CRC
24
Curi RMB Capital
Illinois
$343K 20,400 +20,400 New
California Public Employees Retirement System
25
California Public Employees Retirement System
California
$321K 19,100 +500 +3%
1
2 3