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Saratoga Investment

41 hedge funds and large institutions have $40.4M invested in Saratoga Investment in 2020 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 13 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more capital invested

Capital invested by funds: $36.9M → $40.4M (+$3.51M)

0.81% more ownership

Funds ownership: 20.82%21.63% (+0.81%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 13

9% less funds holding

Funds holding: 4541 (-4)

36% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 11

Holders
41
Holders Change
-4
Holders Change %
-8.89%
% of All Funds
0.83%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
13
Reduced
13
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BDCM
1
Black Diamond Capital Management
Connecticut
$15M +$349K +20,504 +2%
CCM
2
Callodine Capital Management
Massachusetts
$3.42M +$1.56M +91,670 +82%
PI
3
Putnam Investments
Massachusetts
$2.1M -$69.9K -4,100 -3%
AM
4
Ares Management
California
$2.03M +$614K +36,038 +42%
AAM
5
Advisors Asset Management
Colorado
$1.63M +$313K +18,341 +23%
Legal & General Group
6
Legal & General Group
United Kingdom
$1.33M +$102K +5,990 +8%
RCM
7
Radcliffe Capital Management
Pennsylvania
$1.09M
Osaic Holdings
8
Osaic Holdings
Arizona
$1.08M -$25.7K -1,509 -2%
Marshall Wace
9
Marshall Wace
United Kingdom
$1.07M -$24.3K -1,426 -2%
Cerity Partners
10
Cerity Partners
New York
$1.07M +$1.08M +63,472 New
LPL Financial
11
LPL Financial
California
$985K -$16.5K -968 -2%
Wells Fargo
12
Wells Fargo
California
$946K +$134K +7,848 +16%
JMPWA
13
JP Morgan Private Wealth Advisors
California
$881K +$135K +7,898 +18%
Truist Financial
14
Truist Financial
North Carolina
$818K -$8.52K -500 -1%
Morgan Stanley
15
Morgan Stanley
New York
$749K +$34.4K +2,020 +5%
PA
16
PFG Advisors
Arizona
$684K -$3.41K -200 -0.5%
RJA
17
Raymond James & Associates
Florida
$668K -$236K -13,833 -26%
D.E. Shaw & Co
18
D.E. Shaw & Co
New York
$557K -$56.6K -3,320 -9%
AWW
19
Alan W. Weber
$556K
Two Sigma Investments
20
Two Sigma Investments
New York
$416K +$73.6K +4,321 +21%
Two Sigma Advisers
21
Two Sigma Advisers
New York
$413K -$450K -26,400 -52%
AIP
22
Ahrens Investment Partners
Louisiana
$384K -$128K -7,500 -25%
UBS Group
23
UBS Group
Switzerland
$373K -$110K -6,429 -22%
CRC
24
Curi RMB Capital
Illinois
$343K +$348K +20,400 New
California Public Employees Retirement System
25
California Public Employees Retirement System
California
$321K +$8.52K +500 +3%

SAR Hedge Fund Activity: Q3 2020 in Review

41 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q3 2020, worth a combined $40.4M — up 9.5% from $36.9M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of SAR and 7 opened new positions — a net loss of 4 holders — while 13 trimmed existing stakes and 13 added.

The largest buyer was Callodine Capital Management, adding an estimated $1.56M. The largest seller was Winton Group, exiting entirely with an estimated $1.17M sold.

  • 41 institutional investors held Saratoga Investment (SAR) as of Q3 2020, down from 45 in Q2 2020.
  • Funds reported $40.4M of Saratoga Investment stock for Q3 2020, up 9.5% quarter-over-quarter.
  • 7 funds opened new Saratoga Investment positions in Q3 2020 and 11 closed out, a net change of -4 holders.
  • The largest Saratoga Investment buyer in Q3 2020 was Callodine Capital Management, an estimated $1.56M added.
  • The largest Saratoga Investment seller in Q3 2020 was Winton Group, an estimated $1.17M sold.

Based on aggregated 13F filings for Q3 2020.