ALPS Advisors’s Saratoga Investment SAR Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-18,066	Closed	-$285K	–	924
2020 Q2	$285K	Sell	18,066 -2,007	-10%	-$31.7K	﹤0.01%	571
2020 Q1	$231K	Buy	+20,073	New	+$231K	﹤0.01%	645