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Saratoga Investment
SAR

Overview Fund Activity

45 hedge funds and large institutions have $36.9M invested in Saratoga Investment in 2020 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 9 closing their positions.

Holders
45
Holders Change
+2
Holders Change %
+4.65%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
14
Reduced
9
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CCM
1
Callodine Capital Management
Massachusetts
$1.77M
2
AM
2
Ares Management
California
$1.34M
3
WG
3
Winton Group
United Kingdom
$1.17M
4
Truist Financial
4
Truist Financial
North Carolina
$778K
5
LPL Financial
5
LPL Financial
California
$942K

Top Sellers

1
VEA
1
Virtus ETF Advisers
New York
$275K
2
Osaic Holdings
2
Osaic Holdings
Arizona
$1.04M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$0
4
MCM
4
McKinley Capital Management
Alaska
$0
5
Mariner
5
Mariner
Kansas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$13.8M 870,235 +4,280 +0.5%
PI
2
Putnam Investments
Massachusetts
$2.04M 129,120 +17,197 +15%
CCM
3
Callodine Capital Management
Massachusetts
$1.77M 111,886 +111,886 New
AM
4
Ares Management
California
$1.34M 84,832 +84,832 New
AAM
5
Advisors Asset Management
Colorado
$1.25M 79,001 +12,814 +19%
WG
6
Winton Group
United Kingdom
$1.17M 74,105 +74,105 New
Legal & General Group
7
Legal & General Group
United Kingdom
$1.15M 73,105 +19,417 +36%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.04M 65,607 -59,565 -48%
Marshall Wace
9
Marshall Wace
United Kingdom
$1.03M 64,977 -9,093 -12%
RCM
10
Radcliffe Capital Management
Pennsylvania
$1.03M 65,000 – –
LPL Financial
11
LPL Financial
California
$942K 59,607 +48,605 +442%
RJA
12
Raymond James & Associates
Florida
$847K 53,623 +103 +0.2%
Two Sigma Advisers
13
Two Sigma Advisers
New York
$806K 51,000 -900 -2%
Truist Financial
14
Truist Financial
North Carolina
$778K 49,230 +49,230 New
Wells Fargo
15
Wells Fargo
California
$765K 48,445 +5,408 +13%
JPMPWA
16
J.P. Morgan Private Wealth Advisors
California
$705K 44,599 +5,000 +13%
Morgan Stanley
17
Morgan Stanley
New York
$673K 42,568 -2,090 -5%
PA
18
PFG Advisors
Arizona
$633K 38,819 -1,493 -4%
D.E. Shaw & Co
19
D.E. Shaw & Co
New York
$576K 36,482 -1,451 -4%
AWW
20
Alan W. Weber
$535K 33,847 – –
AIP
21
Ahrens Investment Partners
Louisiana
$480K 30,400 +30,400 New
UBS Group
22
UBS Group
Switzerland
$453K 28,675 +150 +0.5%
ECM
23
ExodusPoint Capital Management
New York
$385K 24,345 +24,345 New
Citadel Advisors
24
Citadel Advisors
Florida
$382K 24,131 +2,637 +12%
Two Sigma Investments
25
Two Sigma Investments
New York
$323K 20,431 +20,431 New
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