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Saratoga Investment

45 hedge funds and large institutions have $36.9M invested in Saratoga Investment in 2020 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

54% more capital invested

Capital invested by funds: $23.9M → $36.9M (+$13M)

10% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 10

2.41% more ownership

Funds ownership: 18.41%20.82% (+2.4%)

2% more funds holding

Funds holding: 4445 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
45
Holders Change
+1
Holders Change %
+2.27%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
14
Reduced
9
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BDCM
1
Black Diamond Capital Management
Connecticut
$13.8M +$63.2K +4,280 +0.5%
PI
2
Putnam Investments
Massachusetts
$2.04M +$254K +17,197 +15%
CCM
3
Callodine Capital Management
Massachusetts
$1.77M +$1.65M +111,886 New
AM
4
Ares Management
California
$1.34M +$1.25M +84,832 New
AAM
5
Advisors Asset Management
Colorado
$1.25M +$189K +12,814 +19%
WG
6
Winton Group
United Kingdom
$1.17M +$1.09M +74,105 New
Legal & General Group
7
Legal & General Group
United Kingdom
$1.15M +$286K +19,417 +36%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.04M -$879K -59,565 -48%
Marshall Wace
9
Marshall Wace
United Kingdom
$1.03M -$134K -9,093 -12%
RCM
10
Radcliffe Capital Management
Pennsylvania
$1.03M
LPL Financial
11
LPL Financial
California
$942K +$717K +48,605 +442%
RJA
12
Raymond James & Associates
Florida
$847K +$1.52K +103 +0.2%
Two Sigma Advisers
13
Two Sigma Advisers
New York
$806K -$13.3K -900 -2%
Truist Financial
14
Truist Financial
North Carolina
$778K +$726K +49,230 New
Wells Fargo
15
Wells Fargo
California
$765K +$79.8K +5,408 +13%
JMPWA
16
JP Morgan Private Wealth Advisors
California
$705K +$73.8K +5,000 +13%
Morgan Stanley
17
Morgan Stanley
New York
$673K -$30.8K -2,090 -5%
PA
18
PFG Advisors
Arizona
$633K -$22K -1,493 -4%
D.E. Shaw & Co
19
D.E. Shaw & Co
New York
$576K -$21.4K -1,451 -4%
AWW
20
Alan W. Weber
$535K
AIP
21
Ahrens Investment Partners
Louisiana
$480K +$449K +30,400 New
UBS Group
22
UBS Group
Switzerland
$453K +$2.21K +150 +0.5%
ECM
23
ExodusPoint Capital Management
New York
$385K +$359K +24,345 New
Citadel Advisors
24
Citadel Advisors
Florida
$382K +$38.9K +2,637 +12%
Two Sigma Investments
25
Two Sigma Investments
New York
$323K +$301K +20,431 New

SAR Hedge Fund Activity: Q2 2020 in Review

45 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q2 2020, worth a combined $36.9M — up 54% from $23.9M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SAR positions and 10 closed out — a net gain of 1 holder — while 14 added to existing stakes and 9 trimmed.

The largest buyer was Callodine Capital Management, opening a new position worth an estimated $1.65M. The largest seller was Virtus ETF Advisers, cutting an estimated $1.15M.

  • 45 institutional investors held Saratoga Investment (SAR) as of Q2 2020, up from 44 in Q1 2020.
  • Funds reported $36.9M of Saratoga Investment stock for Q2 2020, up 54% quarter-over-quarter.
  • 11 funds opened new Saratoga Investment positions in Q2 2020 and 10 closed out, a net change of +1 holder.
  • The largest Saratoga Investment buyer in Q2 2020 was Callodine Capital Management, an estimated $1.65M added.
  • The largest Saratoga Investment seller in Q2 2020 was Virtus ETF Advisers, an estimated $1.15M sold.

Based on aggregated 13F filings for Q2 2020.