LPL Financial
SAR icon

LPL Financial’s Saratoga Investment SAR Stock Holding History

LPL Financial’s Portfolio SAR Stock Details SAR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$2.5M Sell
111,909
-2,086
-2% -$46.8K ﹤0.01% 3508
2026
Q1 		$2.49M Buy
113,995
+268
+0.2% +$6.17K ﹤0.01% 3286
2025
Q4 		$2.62M Buy
113,727
+4,998
+5% +$113K ﹤0.01% 3140
2025
Q3 		$2.65M Buy
108,729
+12,045
+12% +$301K ﹤0.01% 3054
2025
Q2 		$2.4M Buy
96,684
+8,019
+9% +$194K ﹤0.01% 2957
2025
Q1 		$2.25M Buy
88,665
+1,361
+2% +$33.8K ﹤0.01% 2845
2024
Q4 		$2.09M Sell
87,304
-5,463
-6% -$132K ﹤0.01% 2822
2024
Q3 		$2.15M Buy
92,767
+3,663
+4% +$84.5K ﹤0.01% 2657
2024
Q2 		$2.02M Buy
89,104
+10,269
+13% +$239K ﹤0.01% 2585
2024
Q1 		$1.83M Buy
78,835
+4,400
+6% +$103K ﹤0.01% 2608
2023
Q4 		$1.92M Buy
74,435
+470
+0.6% +$11.7K ﹤0.01% 2438
2023
Q3 		$1.9M Buy
73,965
+2,146
+3% +$56.4K ﹤0.01% 2327
2023
Q2 		$1.94M Buy
71,819
+6,935
+11% +$178K ﹤0.01% 2278
2023
Q1 		$1.64M Sell
64,884
-3,580
-5% -$94.6K ﹤0.01% 2306
2022
Q4 		$1.75M Buy
68,464
+1,912
+3% +$45.7K ﹤0.01% 2170
2022
Q3 		$1.38M Buy
66,552
+2,541
+4% +$61.1K ﹤0.01% 2277
2022
Q2 		$1.53M Sell
64,011
-5,675
-8% -$147K ﹤0.01% 2233
2022
Q1 		$1.9M Sell
69,686
-10,127
-13% -$278K ﹤0.01% 2100
2021
Q4 		$2.35M Buy
79,813
+2,875
+4% +$83.6K ﹤0.01% 1963
2021
Q3 		$2.21M Buy
76,938
+7,840
+11% +$216K ﹤0.01% 1961
2021
Q2 		$1.86M Buy
69,098
+594
+0.9% +$15.2K ﹤0.01% 2043
2021
Q1 		$1.74M Buy
68,504
+8,304
+14% +$192K ﹤0.01% 1950
2020
Q4 		$1.25M Buy
60,200
+1,561
+3% +$31.3K ﹤0.01% 2008
2020
Q3 		$985K Sell
58,639
-968
-2% -$16.5K ﹤0.01% 1963
2020
Q2 		$942K Buy
59,607
+48,605
+442% +$717K ﹤0.01% 1865
2020
Q1 		$127K Sell
11,002
-3,765
-25% -$86.6K ﹤0.01% 2943
2019
Q4 		$368K Buy
+14,767
New +$370K ﹤0.01% 2619

Other funds holding SAR

Lido Advisors
Lido Advisors Los Angeles, California $36.8B AUM 26.6% 1-Year Est. Return
PAG
Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return
HWAM
Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
IAIM
International Assets Investment Management Orlando, Florida $1.67B AUM 28.26% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
EFG
Ethos Financial Group King Of Prussia, Pennsylvania $1.5B AUM 22.75% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

LPL Financial's SAR Position: Q2 2026 in Review

LPL Financial reduced its Saratoga Investment (SAR) stake by 1.8% in Q2 2026, selling an estimated $46.8K and leaving 111,909 shares worth $2.5M. The position accounts for ﹤0.01% of the portfolio, ranked #3508.

LPL Financial first reported a position in SAR in Q4 2019 and has held it in 27 quarters since. The position peaked at $2.65M in Q3 2025. 59 funds tracked by Wall St. Rank hold SAR as of Q2 2026.

  • LPL Financial held 111,909 shares of Saratoga Investment worth $2.5M as of Q2 2026.
  • LPL Financial sold 2,086 Saratoga Investment shares in Q2 2026, an estimated $46.8K.
  • Saratoga Investment made up ﹤0.01% of LPL Financial's portfolio in Q2 2026, its #3508 holding.
  • LPL Financial first reported a position in Saratoga Investment in Q4 2019 and has held it in 27 quarters since.
  • LPL Financial's Saratoga Investment position peaked at $2.65M in Q3 2025.
  • 59 funds tracked by Wall St. Rank held Saratoga Investment as of Q2 2026.

Based on LPL Financial's 13F filing for Q2 2026, filed 7 Aug 2026.