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Saratoga Investment

71 hedge funds and large institutions have $55.1M invested in Saratoga Investment in 2025 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 25 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 6

67% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 15

9% more funds holding

Funds holding: 6571 (+6)

5% less capital invested

Capital invested by funds: $57.9M → $55.1M (-$2.83M)

1.05% less ownership

Funds ownership: 15.2%14.15% (-1.1%)

31% less call options, than puts

Call options by funds: $1M | Put options by funds: $1.45M

Holders
71
Holders Change
+6
Holders Change %
+9.23%
% of All Funds
0.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
25
Reduced
15
Closed
6
Calls
$1M
Puts
$1.45M
Net Calls
-$449K
Net Calls Change
-$267K
Name Holding Trade Value Shares
Change
Change in
Stake
Lido Advisors
1
Lido Advisors
California
$4.83M +$290K +11,620 +6%
HWAM
2
Hennion & Walsh Asset Management
New Jersey
$4.39M -$712K -28,545 -14%
PAG
3
Private Advisor Group
New Jersey
$3.86M +$175K +7,006 +5%
AAM
4
Advisors Asset Management
Colorado
$2.82M +$258K +10,356 +10%
Two Sigma Investments
5
Two Sigma Investments
New York
$2.81M -$1.52M -60,805 -35%
LPL Financial
6
LPL Financial
California
$2.65M +$301K +12,045 +12%
Two Sigma Advisers
7
Two Sigma Advisers
New York
$2.45M -$3.27M -131,153 -57%
BlackRock
8
BlackRock
New York
$2.41M +$730K +29,268 +42%
Legal & General Group
9
Legal & General Group
United Kingdom
$2.28M -$35.5K -1,421 -1%
Wells Fargo
10
Wells Fargo
California
$2.05M -$420K -16,821 -17%
Morgan Stanley
11
Morgan Stanley
New York
$1.88M -$22K -880 -1%
Ameriprise
12
Ameriprise
Minnesota
$1.75M +$116K +4,650 +7%
IAIM
13
International Assets Investment Management
Florida
$1.32M
EFG
14
Ethos Financial Group
Pennsylvania
$1.31M +$131K +5,237 +11%
TI
15
Trexquant Investment
Connecticut
$1.26M +$212K +8,509 +20%
BAMF
16
BI Asset Management Fondsmaeglerselskab
Denmark
$1.23M
PVM
17
Palogic Value Management
Texas
$1.14M
WAP
18
Wealthcare Advisory Partners
Pennsylvania
$1.09M +$119K +4,754 +12%
NLP
19
Next Level Private
New York
$1.06M +$109K +4,373 +11%
RWA
20
Redhawk Wealth Advisors
Minnesota
$984K +$156K +6,264 +18%
VIA
21
Virtus Investment Advisers
Connecticut
$885K -$374 -15 -0%
JCP
22
JB Capital Partners
New York
$808K
DADC
23
D.A. Davidson & Co
Montana
$767K +$8.56K +343 +1%
CRC
24
Curi RMB Capital
Illinois
$732K
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$661K +$269K +10,790 +66%

SAR Hedge Fund Activity: Q3 2025 in Review

71 of the 7,620 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q3 2025, worth a combined $55.1M — down 4.9% from $57.9M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SAR positions and 6 closed out — a net gain of 7 holders — while 25 added to existing stakes and 15 trimmed.

The largest buyer was BlackRock, adding an estimated $730K. The largest seller was Two Sigma Advisers, cutting an estimated $3.27M.

  • 71 institutional investors held Saratoga Investment (SAR) as of Q3 2025, up from 65 in Q2 2025.
  • Funds reported $55.1M of Saratoga Investment stock for Q3 2025, down 4.9% quarter-over-quarter.
  • 13 funds opened new Saratoga Investment positions in Q3 2025 and 6 closed out, a net change of +7 holders.
  • The largest Saratoga Investment buyer in Q3 2025 was BlackRock, an estimated $730K added.
  • The largest Saratoga Investment seller in Q3 2025 was Two Sigma Advisers, an estimated $3.27M sold.

Based on aggregated 13F filings for Q3 2025.