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Saratoga Investment

24 hedge funds and large institutions have $20M invested in Saratoga Investment in 2015 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 4 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

700% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 1

150% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 4

41% more funds holding

Funds holding: 1724 (+7)

1.54% more ownership

Funds ownership: 21.35%22.89% (+1.5%)

4% more capital invested

Capital invested by funds: $19.3M → $20M (+$768K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
24
Holders Change
+7
Holders Change %
+41.18%
% of All Funds
0.63%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
10
Reduced
4
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BDCM
1
Black Diamond Capital Management
Connecticut
$9.02M +$214K +13,663 +2%
RCM
2
Rivernorth Capital Management
Florida
$4.22M +$887K +56,645 +26%
FP
3
Foundry Partners
Minnesota
$1.42M +$79.1K +5,049 +6%
RVPG
4
Relative Value Partners Group
$1.19M +$124K +7,913 +11%
DCM
5
Dialectic Capital Management
Connecticut
$656K -$937K -59,851 -58%
CAS
6
Cue Advisory Services
Arizona
$647K -$12.5K -800 -2%
CRC
7
Curi RMB Capital
Illinois
$493K +$500K +31,960 New
MCM
8
McKinley Capital Management
Alaska
$482K +$98K +6,258 +25%
MCA
9
Mendon Capital Advisors
Florida
$373K +$379K +24,210 New
OAM
10
Orinda Asset Management
California
$287K +$78.3K +5,000 +37%
Ameriprise
11
Ameriprise
Minnesota
$271K +$4.7K +300 +2%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$258K +$35K +2,233 +15%
Morgan Stanley
13
Morgan Stanley
New York
$246K -$1.22K -78 -0.5%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$169K +$5.36K +342 New
Legal & General Group
15
Legal & General Group
United Kingdom
$120K +$18.4K +1,176 +18%
MFS
16
MSI Financial Services
Massachusetts
$92K
Citigroup
17
Citigroup
New York
$55K +$376 +24 +0.7%
UBS Group
18
UBS Group
Switzerland
$21K +$21.5K +1,376 New
CG
19
Cutler Group
California
$15K +$15.5K +990 New
AIG
20
American International Group
New York
$2K +$1.85K +118 New
IA
21
IFP Advisors
Florida
$2K +$2.5K +160 New
Manulife (Manufacturers Life Insurance)
22
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$7
TRCT
23
Tower Research Capital (TRC)
New York
-$3.49K -223 -89%
Walleye Trading
24
Walleye Trading
New York
-$3K -200 Closed
Wells Fargo
25
Wells Fargo
California
+$16 +1 New

SAR Hedge Fund Activity: Q4 2015 in Review

24 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q4 2015, worth a combined $20M — up 4% from $19.3M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SAR positions and 1 closed out — a net gain of 7 holders — while 10 added to existing stakes and 4 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $887K. The largest seller was Dialectic Capital Management, cutting an estimated $937K.

  • 24 institutional investors held Saratoga Investment (SAR) as of Q4 2015, up from 17 in Q3 2015.
  • Funds reported $20M of Saratoga Investment stock for Q4 2015, up 4% quarter-over-quarter.
  • 8 funds opened new Saratoga Investment positions in Q4 2015 and 1 closed out, a net change of +7 holders.
  • The largest Saratoga Investment buyer in Q4 2015 was Rivernorth Capital Management, an estimated $887K added.
  • The largest Saratoga Investment seller in Q4 2015 was Dialectic Capital Management, an estimated $937K sold.

Based on aggregated 13F filings for Q4 2015.