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Saratoga Investment
SAR

Overview Fund Activity

24 hedge funds and large institutions have $20M invested in Saratoga Investment in 2015 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 4 reducing their positions, and 1 closing their positions.

Holders
24
Holders Change
+7
Holders Change %
+41.18%
% of All Funds
0.63%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
10
Reduced
4
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$4.22M
2
CRC
2
Curi RMB Capital
Illinois
$493K
3
MCA
3
Mendon Capital Advisors
Florida
$373K
4
BDCM
4
Black Diamond Capital Management
Connecticut
$9.02M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$169K

Top Sellers

1
DCM
1
Dialectic Capital Management
Connecticut
$656K
2
CAS
2
Cue Advisory Services
Arizona
$647K
3
Walleye Trading
3
Walleye Trading
New York
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$246K
Name Market Value Shares Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$9.02M 584,640 +13,663 +2%
RCM
2
Rivernorth Capital Management
Florida
$4.22M 273,860 +56,645 +26%
FP
3
Foundry Partners
Minnesota
$1.42M 92,374 +5,049 +6%
RVPG
4
Relative Value Partners Group
$1.19M 76,940 +7,913 +11%
DCM
5
Dialectic Capital Management
Connecticut
$656K 42,492 -59,851 -58%
CAS
6
Cue Advisory Services
Arizona
$647K 41,965 -800 -2%
CRC
7
Curi RMB Capital
Illinois
$493K 31,960 +31,960 New
MCM
8
McKinley Capital Management
Alaska
$482K 31,262 +6,258 +25%
MCA
9
Mendon Capital Advisors
Florida
$373K 24,210 +24,210 New
OAM
10
Orinda Asset Management
California
$287K 18,612 +5,000 +37%
Ameriprise
11
Ameriprise
Minnesota
$271K 17,577 +300 +2%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$258K 16,734 +2,233 +15%
Morgan Stanley
13
Morgan Stanley
New York
$246K 15,998 -78 -0.5%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$169K 342 +342 New
Legal & General Group
15
Legal & General Group
United Kingdom
$120K 7,861 +1,176 +18%
MFS
16
MSI Financial Services
Massachusetts
$92K 5,984 – –
Citigroup
17
Citigroup
New York
$55K 3,562 +24 +0.7%
UBS Group
18
UBS Group
Switzerland
$21K 1,376 +1,376 New
CG
19
Cutler Group
California
$15K 990 +990 New
AIG
20
American International Group
New York
$2K 118 +118 New
IA
21
IFP Advisors
Florida
$2K 160 +160 New
Manulife (Manufacturers Life Insurance)
22
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$7 446 – –
TRCT
23
Tower Research Capital (TRC)
New York
$0 27 -223 -89%
Walleye Trading
24
Walleye Trading
New York
– – -200 Closed
Wells Fargo
25
Wells Fargo
California
$0 1 +1 New