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Saratoga Investment

30 hedge funds and large institutions have $28.7M invested in Saratoga Investment in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 3 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 3

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

15% more funds holding

Funds holding: 2630 (+4)

2.71% more ownership

Funds ownership: 17.03%19.75% (+2.7%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less capital invested

Capital invested by funds: $29M → $28.7M (-$299K)

Holders
30
Holders Change
+4
Holders Change %
+15.38%
% of All Funds
0.69%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
12
Reduced
3
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BDCM
1
Black Diamond Capital Management
Connecticut
$17.9M +$718K +29,427 +4%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$2.74M +$729K +29,880 +34%
Millennium Management
3
Millennium Management
New York
$929K +$981K +40,236 New
CAS
4
Cue Advisory Services
Arizona
$910K
MCM
5
McKinley Capital Management
Alaska
$805K +$3.83K +157 +0.5%
Wells Fargo
6
Wells Fargo
California
$724K +$291K +11,922 +61%
JMPWA
7
JP Morgan Private Wealth Advisors
California
$659K
OAM
8
Oxford Asset Management
United Kingdom
$647K +$683K +28,004 New
CPP
9
Crow Point Partners
Massachusetts
$577K +$610K +25,000 New
Legal & General Group
10
Legal & General Group
United Kingdom
$563K +$57.9K +2,376 +11%
AWW
11
Alan W. Weber
$399K
BAM
12
Belpointe Asset Management
Nevada
$373K +$20.8K +853 +6%
Northern Trust
13
Northern Trust
Illinois
$278K
AIP
14
Ahrens Investment Partners
Louisiana
$252K +$63.4K +2,600 +31%
DTL
15
Dynamic Technology Lab
Singapore
$211K +$223K +9,136 New
SWP
16
Stratos Wealth Partners
Ohio
$183K +$12.2K +500 +7%
VFA
17
Valeo Financial Advisors
Indiana
$120K +$73.2K +3,000 +110%
Morgan Stanley
18
Morgan Stanley
New York
$91K +$94.5K +3,876 +3,955%
JP Morgan Chase
19
JP Morgan Chase
New York
$83K -$9.73K -399 -10%
UBS Group
20
UBS Group
Switzerland
$74K +$58.6K +2,404 +301%
SCM
21
Southport Capital Management
Tennessee
$46K +$48.8K +2,000 New
APA
22
American Portfolios Advisors
New York
$40.5K +$9.95K +408 +30%
AG
23
Advisor Group
Arizona
$38K -$44.6K -1,827 -53%
Macquarie Group
24
Macquarie Group
Australia
$27K -$125K -5,115 -82%
CBT
25
Capital Bank & Trust
California
$23K

SAR Hedge Fund Activity: Q3 2018 in Review

30 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q3 2018, worth a combined $28.7M — down 1% from $29M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SAR positions and 3 closed out — a net gain of 4 holders — while 12 added to existing stakes and 3 trimmed.

The largest buyer was Millennium Management, opening a new position worth an estimated $981K. The largest seller was Nuveen Fund Advisors, exiting entirely with an estimated $217K sold.

  • 30 institutional investors held Saratoga Investment (SAR) as of Q3 2018, up from 26 in Q2 2018.
  • Funds reported $28.7M of Saratoga Investment stock for Q3 2018, down 1% quarter-over-quarter.
  • 7 funds opened new Saratoga Investment positions in Q3 2018 and 3 closed out, a net change of +4 holders.
  • The largest Saratoga Investment buyer in Q3 2018 was Millennium Management, an estimated $981K added.
  • The largest Saratoga Investment seller in Q3 2018 was Nuveen Fund Advisors, an estimated $217K sold.

Based on aggregated 13F filings for Q3 2018.