SAR icon

Saratoga Investment
SAR

Overview Fund Activity

30 hedge funds and large institutions have $28.7M invested in Saratoga Investment in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 3 reducing their positions, and 3 closing their positions.

Holders
30
Holders Change
+4
Holders Change %
+15.38%
% of All Funds
0.69%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
12
Reduced
3
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$929K
2
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$2.74M
3
BDCM
3
Black Diamond Capital Management
Connecticut
$17.9M
4
OAM
4
Oxford Asset Management
United Kingdom
$647K
5
CPP
5
Crow Point Partners
Massachusetts
$577K

Top Sellers

1
NFA
1
Nuveen Fund Advisors
Illinois
$0
2
Macquarie Group
2
Macquarie Group
Australia
$27K
3
CF
3
Centaurus Financial
California
$0
4
AG
4
Advisor Group
Arizona
$38K
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$83K
Name Market Value Shares Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$17.9M 774,287 +29,427 +4%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$2.74M 118,635 +29,880 +34%
Millennium Management
3
Millennium Management
New York
$929K 40,236 +40,236 New
CAS
4
Cue Advisory Services
Arizona
$910K 39,449 – –
MCM
5
McKinley Capital Management
Alaska
$805K 34,868 +157 +0.5%
Wells Fargo
6
Wells Fargo
California
$724K 31,403 +11,922 +61%
JPMPWA
7
J.P. Morgan Private Wealth Advisors
California
$659K 28,533 – –
OAM
8
Oxford Asset Management
United Kingdom
$647K 28,004 +28,004 New
CPP
9
Crow Point Partners
Massachusetts
$577K 25,000 +25,000 New
Legal & General Group
10
Legal & General Group
United Kingdom
$563K 24,407 +2,376 +11%
AWW
11
Alan W. Weber
$399K 17,293 – –
BAM
12
Belpointe Asset Management
Nevada
$373K 16,154 +853 +6%
Northern Trust
13
Northern Trust
Illinois
$278K 12,057 – –
AIP
14
Ahrens Investment Partners
Louisiana
$252K 10,900 +2,600 +31%
DTL
15
Dynamic Technology Lab
Singapore
$211K 9,136 +9,136 New
SWP
16
Stratos Wealth Partners
Ohio
$183K 7,925 +500 +7%
VFA
17
Valeo Financial Advisors
Indiana
$120K 5,720 +3,000 +110%
Morgan Stanley
18
Morgan Stanley
New York
$91K 3,974 +3,876 +3,955%
JPMorgan Chase & Co
19
JPMorgan Chase & Co
New York
$83K 3,600 -399 -10%
UBS Group
20
UBS Group
Switzerland
$74K 3,204 +2,404 +301%
SCM
21
Southport Capital Management
Tennessee
$46K 2,000 +2,000 New
APA
22
American Portfolios Advisors
New York
$40.5K 1,753 +408 +30%
AG
23
Advisor Group
Arizona
$38K 1,651 -1,827 -53%
Macquarie Group
24
Macquarie Group
Australia
$27K 1,149 -5,115 -82%
CBT
25
Capital Bank & Trust
California
$23K 1,000 – –
1
2