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Saratoga Investment

30 hedge funds and large institutions have $28.1M invested in Saratoga Investment in 2019 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

38% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 8

17% more capital invested

Capital invested by funds: $24M → $28.1M (+$4.17M)

15% more funds holding

Funds holding: 2630 (+4)

0.67% more ownership

Funds ownership: 16.02%16.69% (+0.67%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
30
Holders Change
+4
Holders Change %
+15.38%
% of All Funds
0.65%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
11
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BDCM
1
Black Diamond Capital Management
Connecticut
$18.1M +$864K +38,183 +5%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$2.8M +$267K +11,792 +10%
PA
3
PFG Advisors
Arizona
$981K +$9.93K +439 +1%
Legal & General Group
4
Legal & General Group
United Kingdom
$808K +$86.1K +3,806 +12%
MCM
5
McKinley Capital Management
Alaska
$736K -$68 -3 -0%
Wells Fargo
6
Wells Fargo
California
$678K -$27.3K -1,208 -4%
JMPWA
7
JP Morgan Private Wealth Advisors
California
$602K -$46.7K -2,063 -7%
BTS
8
BB&T Securities
Virginia
$495K -$52.1K -2,305 -9%
JP Morgan Chase
9
JP Morgan Chase
New York
$483K +$222K +9,835 +83%
AWW
10
Alan W. Weber
$385K
BAM
11
Belpointe Asset Management
Nevada
$363K +$13.1K +581 +4%
PPP
12
Private Portfolio Partners
New Jersey
$311K +$316K +13,971 New
Northern Trust
13
Northern Trust
Illinois
$272K +$5.34K +236 +2%
Millennium Management
14
Millennium Management
New York
$217K +$221K +9,749 New
AIP
15
Ahrens Investment Partners
Louisiana
$201K -$27.1K -1,200 -12%
AAM
16
Advisors Asset Management
Colorado
$198K +$202K +8,908 New
VFA
17
Valeo Financial Advisors
Indiana
$130K -$70.3K -3,107 -35%
AG
18
Advisor Group
Arizona
$116K +$81.3K +3,595 +218%
UBS Group
19
UBS Group
Switzerland
$99K +$22.8K +1,009 +29%
Morgan Stanley
20
Morgan Stanley
New York
$55K +$1.79K +79 +3%
APA
21
American Portfolios Advisors
New York
$38.9K
NSIM
22
North Star Investment Management
Illinois
$25K +$24.9K +1,100 New
CBT
23
Capital Bank & Trust
California
$22K
TRCT
24
Tower Research Capital (TRC)
New York
$9K +$1.36K +60 +18%
GWM
25
Geneos Wealth Management
Colorado
$8K

SAR Hedge Fund Activity: Q1 2019 in Review

30 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q1 2019, worth a combined $28.1M — up 17% from $24M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SAR positions and 3 closed out — a net gain of 4 holders — while 11 added to existing stakes and 8 trimmed.

The largest buyer was Black Diamond Capital Management, adding an estimated $864K. The largest seller was Oxford Asset Management, exiting entirely with an estimated $613K sold.

  • 30 institutional investors held Saratoga Investment (SAR) as of Q1 2019, up from 26 in Q4 2018.
  • Funds reported $28.1M of Saratoga Investment stock for Q1 2019, up 17% quarter-over-quarter.
  • 7 funds opened new Saratoga Investment positions in Q1 2019 and 3 closed out, a net change of +4 holders.
  • The largest Saratoga Investment buyer in Q1 2019 was Black Diamond Capital Management, an estimated $864K added.
  • The largest Saratoga Investment seller in Q1 2019 was Oxford Asset Management, an estimated $613K sold.

Based on aggregated 13F filings for Q1 2019.