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Saratoga Investment
SAR

Overview Fund Activity

30 hedge funds and large institutions have $28.1M invested in Saratoga Investment in 2019 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 3 closing their positions.

Holders
30
Holders Change
+4
Holders Change %
+15.38%
% of All Funds
0.65%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
11
Reduced
8
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BDCM
1
Black Diamond Capital Management
Connecticut
$18.1M
2
PPP
2
Private Portfolio Partners
New Jersey
$311K
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$2.8M
4
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$483K
5
Millennium Management
5
Millennium Management
New York
$217K

Top Sellers

1
OAM
1
Oxford Asset Management
United Kingdom
$0
2
VFA
2
Valeo Financial Advisors
Indiana
$130K
3
BTS
3
BB&T Securities
Virginia
$495K
4
JPMPWA
4
J.P. Morgan Private Wealth Advisors
California
$602K
5
Macquarie Group
5
Macquarie Group
Australia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$18.1M 812,470 +38,183 +5%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$2.8M 125,799 +11,792 +10%
PA
3
PFG Advisors
Arizona
$981K 39,142 +439 +1%
Legal & General Group
4
Legal & General Group
United Kingdom
$808K 36,267 +3,806 +12%
MCM
5
McKinley Capital Management
Alaska
$736K 33,024 -3 -0%
Wells Fargo
6
Wells Fargo
California
$678K 30,441 -1,208 -4%
JPMPWA
7
J.P. Morgan Private Wealth Advisors
California
$602K 27,000 -2,063 -7%
BTS
8
BB&T Securities
Virginia
$495K 22,250 -2,305 -9%
JPMorgan Chase & Co
9
JPMorgan Chase & Co
New York
$483K 21,698 +9,835 +83%
AWW
10
Alan W. Weber
$385K 17,293 – –
BAM
11
Belpointe Asset Management
Nevada
$363K 16,295 +581 +4%
PPP
12
Private Portfolio Partners
New Jersey
$311K 13,971 +13,971 New
Northern Trust
13
Northern Trust
Illinois
$272K 12,193 +236 +2%
Millennium Management
14
Millennium Management
New York
$217K 9,749 +9,749 New
AIP
15
Ahrens Investment Partners
Louisiana
$201K 9,000 -1,200 -12%
AAM
16
Advisors Asset Management
Colorado
$198K 8,908 +8,908 New
VFA
17
Valeo Financial Advisors
Indiana
$130K 5,813 -3,107 -35%
AG
18
Advisor Group
Arizona
$116K 5,246 +3,595 +218%
UBS Group
19
UBS Group
Switzerland
$99K 4,458 +1,009 +29%
Morgan Stanley
20
Morgan Stanley
New York
$55K 2,498 +79 +3%
APA
21
American Portfolios Advisors
New York
$38.9K 1,748 – –
NSIM
22
North Star Investment Management
Illinois
$25K 1,100 +1,100 New
CBT
23
Capital Bank & Trust
California
$22K 1,000 – –
TRCT
24
Tower Research Capital (TRC)
New York
$9K 391 +60 +18%
GWM
25
Geneos Wealth Management
Colorado
$8K 381 – –
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