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Saratoga Investment

20 hedge funds and large institutions have $21.2M invested in Saratoga Investment in 2017 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 2 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 2

1% more capital invested

Capital invested by funds: $21M → $21.2M (+$267K)

0.6% more ownership

Funds ownership: 16.68%17.28% (+0.6%)

0% more funds holding

Funds holding: 2020 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

Holders
20
Holders Change
Holders Change %
0%
% of All Funds
0.5%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
7
Reduced
2
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BDCM
1
Black Diamond Capital Management
Connecticut
$14.3M +$284K +13,123 +2%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.81M +$255K +11,788 +16%
Millennium Management
3
Millennium Management
New York
$919K +$280K +12,960 +42%
CAS
4
Cue Advisory Services
Arizona
$835K
MCM
5
McKinley Capital Management
Alaska
$594K -$6.64K -307 -1%
JMPWA
6
JP Morgan Private Wealth Advisors
California
$574K
NFA
7
Nuveen Fund Advisors
Illinois
$446K +$122K +5,660 +38%
AWW
8
Alan W. Weber
$361K
Legal & General Group
9
Legal & General Group
United Kingdom
$314K +$50.8K +2,349 +18%
DTL
10
Dynamic Technology Lab
Singapore
$223K +$231K +10,705 New
GCP
11
GSA Capital Partners
United Kingdom
$215K +$223K +10,300 New
Northern Trust
12
Northern Trust
Illinois
$213K +$221K +10,213 New
UBS Group
13
UBS Group
Switzerland
$154K +$10.5K +485 +7%
Morgan Stanley
14
Morgan Stanley
New York
$124K -$66.8K -3,090 -34%
Wells Fargo
15
Wells Fargo
California
$93K +$59.6K +2,755 +162%
AIM
16
Advantage Investment Management
Iowa
$48K +$49.3K +2,278 New
AG
17
Advisor Group
Arizona
$13K +$13.8K +639 New
SIA
18
SeaBridge Investment Advisors
New Jersey
$9K
GWM
19
Geneos Wealth Management
Colorado
$7K
Bank of America
20
Bank of America
North Carolina
$2K
JP Morgan Chase
21
JP Morgan Chase
New York
-$222K -10,256 Closed
AIP
22
Ahrens Investment Partners
Louisiana
-$215K -9,900 Closed
Ameriprise
23
Ameriprise
Minnesota
-$213K -9,812 Closed
Creative Planning
24
Creative Planning
Kansas
-$22K -1,010 Closed
TRCT
25
Tower Research Capital (TRC)
New York
-$6K -264 Closed

SAR Hedge Fund Activity: Q2 2017 in Review

20 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q2 2017, worth a combined $21.2M — up 1.3% from $21M a quarter earlier.

Fund positioning in SAR was balanced in Q2 2017: 5 funds opened new positions, 5 closed out, 7 added to existing stakes and 2 trimmed.

The largest buyer was Black Diamond Capital Management, adding an estimated $284K. The largest seller was JP Morgan Chase, exiting entirely with an estimated $222K sold.

  • 20 institutional investors held Saratoga Investment (SAR) as of Q2 2017, unchanged from Q1 2017.
  • Funds reported $21.2M of Saratoga Investment stock for Q2 2017, up 1.3% quarter-over-quarter.
  • 5 funds opened new Saratoga Investment positions in Q2 2017 and 5 closed out, a net change of 0 holders.
  • The largest Saratoga Investment buyer in Q2 2017 was Black Diamond Capital Management, an estimated $284K added.
  • The largest Saratoga Investment seller in Q2 2017 was JP Morgan Chase, an estimated $222K sold.

Based on aggregated 13F filings for Q2 2017.