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Saratoga Investment
SAR

Overview Fund Activity

20 hedge funds and large institutions have $21.2M invested in Saratoga Investment in 2017 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 2 reducing their positions, and 5 closing their positions.

Holders
20
Holders Change
–
Holders Change %
0%
% of All Funds
0.5%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
7
Reduced
2
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BDCM
1
Black Diamond Capital Management
Connecticut
$14.3M
2
Millennium Management
2
Millennium Management
New York
$919K
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$1.81M
4
DTL
4
Dynamic Technology Lab
Singapore
$223K
5
GCP
5
GSA Capital Partners
United Kingdom
$215K

Top Sellers

1
JPMorgan Chase & Co
1
JPMorgan Chase & Co
New York
$0
2
AIP
2
Ahrens Investment Partners
Louisiana
$0
3
Ameriprise
3
Ameriprise
Minnesota
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$124K
5
Creative Planning
5
Creative Planning
Kansas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$14.3M 683,855 +13,123 +2%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.81M 86,719 +11,788 +16%
Millennium Management
3
Millennium Management
New York
$919K 43,980 +12,960 +42%
CAS
4
Cue Advisory Services
Arizona
$835K 39,969 – –
MCM
5
McKinley Capital Management
Alaska
$594K 28,423 -307 -1%
JPMPWA
6
J.P. Morgan Private Wealth Advisors
California
$574K 27,500 – –
NFA
7
Nuveen Fund Advisors
Illinois
$446K 20,591 +5,660 +38%
AWW
8
Alan W. Weber
$361K 17,293 – –
Legal & General Group
9
Legal & General Group
United Kingdom
$314K 15,098 +2,349 +18%
DTL
10
Dynamic Technology Lab
Singapore
$223K 10,705 +10,705 New
GCP
11
GSA Capital Partners
United Kingdom
$215K 10,300 +10,300 New
Northern Trust
12
Northern Trust
Illinois
$213K 10,213 +10,213 New
UBS Group
13
UBS Group
Switzerland
$154K 7,381 +485 +7%
Morgan Stanley
14
Morgan Stanley
New York
$124K 5,909 -3,090 -34%
Wells Fargo
15
Wells Fargo
California
$93K 4,453 +2,755 +162%
AIM
16
Advantage Investment Management
Iowa
$48K 2,278 +2,278 New
AG
17
Advisor Group
Arizona
$13K 639 +639 New
SIA
18
SeaBridge Investment Advisors
New Jersey
$9K 430 – –
GWM
19
Geneos Wealth Management
Colorado
$7K 381 – –
Bank of America
20
Bank of America
North Carolina
$2K 100 – –
JPMorgan Chase & Co
21
JPMorgan Chase & Co
New York
– – -10,256 Closed
AIP
22
Ahrens Investment Partners
Louisiana
– – -9,900 Closed
Ameriprise
23
Ameriprise
Minnesota
– – -9,812 Closed
Creative Planning
24
Creative Planning
Kansas
– – -1,010 Closed
TRCT
25
Tower Research Capital (TRC)
New York
– – -264 Closed