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Saratoga Investment
SAR

Overview Fund Activity

70 hedge funds and large institutions have $66.5M invested in Saratoga Investment in 2023 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 29 increasing their positions, 16 reducing their positions, and 5 closing their positions.

Holders
70
Holders Change
+6
Holders Change %
+9.38%
% of All Funds
1.03%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
12
Increased
29
Reduced
16
Closed
5
Calls
$594K
Puts
$447K
Net Calls
+$147K
Net Calls Change
-$717K

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$5.03M
2
Lido Advisors
2
Lido Advisors
California
$1.83M
3
TWM
3
TMD Wealth Management
Arizona
$1.52M
4
QC
4
Quadrature Capital
United Kingdom
$2.6M
5
HWAM
5
Hennion & Walsh Asset Management
New Jersey
$3.19M

Top Sellers

1
SM
1
Scoggin Management
New York
$0
2
Millennium Management
2
Millennium Management
New York
$5.77M
3
AGM
3
Alpine Global Management
New York
$0
4
Marshall Wace
4
Marshall Wace
United Kingdom
$379K
5
Osaic Holdings
5
Osaic Holdings
Arizona
$217K
Name Market Value Shares Shares
Change 		Shares
Change %
Two Sigma Investments
1
Two Sigma Investments
New York
$6.08M 235,054 +24,438 +12%
Millennium Management
2
Millennium Management
New York
$5.77M 223,273 -72,463 -25%
Two Sigma Advisers
3
Two Sigma Advisers
New York
$5.51M 212,900 +31,600 +17%
Citadel Advisors
4
Citadel Advisors
Florida
$5.03M 194,363 +155,150 +396%
HWAM
5
Hennion & Walsh Asset Management
New Jersey
$3.19M 123,219 +40,245 +49%
AAM
6
Advisors Asset Management
Colorado
$3.09M 119,328 -20,723 -15%
PAG
7
Private Advisor Group
New Jersey
$2.85M 110,351 +28,027 +34%
QC
8
Quadrature Capital
United Kingdom
$2.6M 100,385 +44,722 +80%
Legal & General Group
9
Legal & General Group
United Kingdom
$2.53M 97,963 +10,915 +13%
Wells Fargo
10
Wells Fargo
California
$2.34M 90,398 -2,028 -2%
LPL Financial
11
LPL Financial
California
$1.92M 74,435 +470 +0.6%
Lido Advisors
12
Lido Advisors
California
$1.83M 70,617 +70,617 New
Morgan Stanley
13
Morgan Stanley
New York
$1.66M 64,090 +12,681 +25%
TWM
14
TMD Wealth Management
Arizona
$1.52M 58,780 +58,780 New
SAM
15
Simplify Asset Management
Nevada
$1.34M 51,700 +3,200 +7%
PVM
16
Palogic Value Management
Texas
$1.23M 47,680 – –
Ameriprise
17
Ameriprise
Minnesota
$1.23M 47,463 +555 +1%
SWP
18
Significant Wealth Partners
Illinois
$1.02M 39,560 +39,560 New
Qube Research & Technologies (QRT)
19
Qube Research & Technologies (QRT)
United Kingdom
$878K 33,941 +17,371 +105%
JCP
20
JB Capital Partners
New York
$875K 33,847 – –
RJA
21
Raymond James & Associates
Florida
$874K 33,808 -15,883 -32%
NLP
22
Next Level Private
New York
$814K 31,476 – –
PI
23
Putnam Investments
Massachusetts
$783K 30,289 -8,005 -21%
JF
24
Jump Financial
Illinois
$746K 28,857 +16,256 +129%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$673K 26,025 +287 +1%
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