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Saratoga Investment

70 hedge funds and large institutions have $66.5M invested in Saratoga Investment in 2023 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 29 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 5

81% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 16

33% more call options, than puts

Call options by funds: $594K | Put options by funds: $447K

9% more funds holding

Funds holding: 6470 (+6)

9% more capital invested

Capital invested by funds: $60.8M → $66.5M (+$5.65M)

0.62% more ownership

Funds ownership: 18.96%19.59% (+0.62%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
70
Holders Change
+6
Holders Change %
+9.38%
% of All Funds
1.02%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
12
Increased
29
Reduced
16
Closed
5
Calls
$594K
Puts
$447K
Net Calls
+$147K
Net Calls Change
-$717K
Name Holding Trade Value Shares
Change
Change in
Stake
Two Sigma Investments
1
Two Sigma Investments
New York
$6.08M +$611K +24,438 +12%
Millennium Management
2
Millennium Management
New York
$5.77M -$1.81M -72,463 -25%
Two Sigma Advisers
3
Two Sigma Advisers
New York
$5.51M +$789K +31,600 +17%
Citadel Advisors
4
Citadel Advisors
Florida
$5.03M +$3.88M +155,150 +396%
HWAM
5
Hennion & Walsh Asset Management
New Jersey
$3.19M +$1.01M +40,245 +49%
AAM
6
Advisors Asset Management
Colorado
$3.09M -$518K -20,723 -15%
PAG
7
Private Advisor Group
New Jersey
$2.85M +$700K +28,027 +34%
QC
8
Quadrature Capital
United Kingdom
$2.6M +$1.12M +44,722 +80%
Legal & General Group
9
Legal & General Group
United Kingdom
$2.53M +$273K +10,915 +13%
Wells Fargo
10
Wells Fargo
California
$2.34M -$50.7K -2,028 -2%
LPL Financial
11
LPL Financial
California
$1.92M +$11.7K +470 +0.6%
Lido Advisors
12
Lido Advisors
California
$1.83M +$1.76M +70,617 New
Morgan Stanley
13
Morgan Stanley
New York
$1.66M +$317K +12,681 +25%
TWM
14
TMD Wealth Management
Arizona
$1.52M +$1.47M +58,780 New
SAM
15
Simplify Asset Management
Nevada
$1.34M +$79.9K +3,200 +7%
PVM
16
Palogic Value Management
Texas
$1.23M
Ameriprise
17
Ameriprise
Minnesota
$1.23M +$13.9K +555 +1%
SWP
18
Significant Wealth Partners
Illinois
$1.02M +$988K +39,560 New
Qube Research & Technologies (QRT)
19
Qube Research & Technologies (QRT)
United Kingdom
$878K +$434K +17,371 +105%
JCP
20
JB Capital Partners
New York
$875K
RJA
21
Raymond James & Associates
Florida
$874K -$397K -15,883 -32%
NLP
22
Next Level Private
New York
$814K
PI
23
Putnam Investments
Massachusetts
$783K -$200K -8,005 -21%
JF
24
Jump Financial
Illinois
$746K +$406K +16,256 +129%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$673K +$7.17K +287 +1%

SAR Hedge Fund Activity: Q4 2023 in Review

70 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q4 2023, worth a combined $66.5M — up 9.3% from $60.8M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new SAR positions and 5 closed out — a net gain of 7 holders — while 29 added to existing stakes and 16 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $3.88M. The largest seller was Scoggin Management, exiting entirely with an estimated $2.92M sold.

  • 70 institutional investors held Saratoga Investment (SAR) as of Q4 2023, up from 64 in Q3 2023.
  • Funds reported $66.5M of Saratoga Investment stock for Q4 2023, up 9.3% quarter-over-quarter.
  • 12 funds opened new Saratoga Investment positions in Q4 2023 and 5 closed out, a net change of +7 holders.
  • The largest Saratoga Investment buyer in Q4 2023 was Citadel Advisors, an estimated $3.88M added.
  • The largest Saratoga Investment seller in Q4 2023 was Scoggin Management, an estimated $2.92M sold.

Based on aggregated 13F filings for Q4 2023.