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Saratoga Investment
SAR

Overview Fund Activity

54 hedge funds and large institutions have $56.3M invested in Saratoga Investment in 2022 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 17 reducing their positions, and 11 closing their positions.

Holders
54
Holders Change
-4
Holders Change %
-6.9%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
15
Reduced
17
Closed
11
Calls
$278K
Puts
–
Net Calls
+$278K
Net Calls Change
+$458K

Top Buyers

1
PNAA
1
Pictet North America Advisors
Switzerland
$1.02M
2
BDCM
2
Black Diamond Capital Management
Connecticut
$24.9M
3
Millennium Management
3
Millennium Management
New York
$393K
4
Ameriprise
4
Ameriprise
Minnesota
$979K
5
HWAM
5
Hennion & Walsh Asset Management
New Jersey
$2.44M

Top Sellers

1
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$1.97M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$378K
3
AM
3
Ares Management
California
$0
4
NLP
4
Next Level Private
New York
$0
5
Cerity Partners
5
Cerity Partners
New York
$688K
Name Market Value Shares Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$24.9M 1,037,331 +20,389 +2%
AAM
2
Advisors Asset Management
Colorado
$3.45M 143,994 -2,583 -2%
HWAM
3
Hennion & Walsh Asset Management
New Jersey
$2.44M 101,958 +11,441 +13%
RJA
4
Raymond James & Associates
Florida
$2.03M 84,808 +3,122 +4%
Wells Fargo
5
Wells Fargo
California
$1.97M 82,256 +2,713 +3%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$1.97M 81,998 -82,251 -50%
Legal & General Group
7
Legal & General Group
United Kingdom
$1.7M 71,023 – –
LPL Financial
8
LPL Financial
California
$1.53M 64,011 -5,675 -8%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$1.3M 54,400 -8,100 -13%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.04M 43,316 +2,806 +7%
PNAA
11
Pictet North America Advisors
Switzerland
$1.02M 42,400 +42,400 New
PAG
12
Private Advisor Group
New Jersey
$995K 41,524 +10,104 +32%
Ameriprise
13
Ameriprise
Minnesota
$979K 40,901 +15,523 +61%
AR
14
Advisory Research
Illinois
$844K 35,221 +3,669 +12%
Morgan Stanley
15
Morgan Stanley
New York
$820K 34,216 +5,944 +21%
JCP
16
JB Capital Partners
New York
$811K 33,847 – –
Mackenzie Financial
17
Mackenzie Financial
Ontario, Canada
$725K 30,229 -18,147 -38%
PA
18
PFG Advisors
Arizona
$718K 29,965 – –
Cerity Partners
19
Cerity Partners
New York
$688K 28,691 -21,608 -43%
CRC
20
Curi RMB Capital
Illinois
$621K 25,901 – –
DADC
21
D.A. Davidson & Co
Montana
$509K 21,244 +65 +0.3%
CPIG
22
Chicago Partners Investment Group
Illinois
$466K 19,786 -3,314 -14%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$458K 19,141 -1,593 -8%
VEA
24
Virtus ETF Advisers
New York
$414K 17,268 -314 -2%
Millennium Management
25
Millennium Management
New York
$393K 16,392 +16,392 New
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