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Saratoga Investment

54 hedge funds and large institutions have $56.3M invested in Saratoga Investment in 2022 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 17 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.87% less ownership

Funds ownership: 20.6%19.73% (-0.87%)

7% less funds holding

Funds holding: 5854 (-4)

12% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 17

17% less capital invested

Capital invested by funds: $67.9M → $56.3M (-$11.6M)

36% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 11

Holders
54
Holders Change
-4
Holders Change %
-6.9%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
15
Reduced
17
Closed
11
Calls
$278K
Puts
Net Calls
+$278K
Net Calls Change
+$458K
Name Holding Trade Value Shares
Change
Change in
Stake
BDCM
1
Black Diamond Capital Management
Connecticut
$24.9M +$528K +20,389 +2%
AAM
2
Advisors Asset Management
Colorado
$3.45M -$66.9K -2,583 -2%
HWAM
3
Hennion & Walsh Asset Management
New Jersey
$2.44M +$296K +11,441 +13%
RJA
4
Raymond James & Associates
Florida
$2.03M +$80.9K +3,122 +4%
Wells Fargo
5
Wells Fargo
California
$1.97M +$70.3K +2,713 +3%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$1.97M -$2.13M -82,251 -50%
Legal & General Group
7
Legal & General Group
United Kingdom
$1.7M
LPL Financial
8
LPL Financial
California
$1.53M -$147K -5,675 -8%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$1.3M -$210K -8,100 -13%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.04M +$72.7K +2,806 +7%
PNAA
11
Pictet North America Advisors
Switzerland
$1.02M +$1.1M +42,400 New
PAG
12
Private Advisor Group
New Jersey
$995K +$262K +10,104 +32%
Ameriprise
13
Ameriprise
Minnesota
$979K +$402K +15,523 +61%
AR
14
Advisory Research
Illinois
$844K +$95.1K +3,669 +12%
Morgan Stanley
15
Morgan Stanley
New York
$820K +$154K +5,944 +21%
JCP
16
JB Capital Partners
New York
$811K
Mackenzie Financial
17
Mackenzie Financial
Ontario, Canada
$725K -$470K -18,147 -38%
PA
18
PFG Advisors
Arizona
$718K
Cerity Partners
19
Cerity Partners
New York
$688K -$560K -21,608 -43%
CRC
20
Curi RMB Capital
Illinois
$621K
DADC
21
D.A. Davidson & Co
Montana
$509K +$1.68K +65 +0.3%
CPIG
22
Chicago Partners Investment Group
Illinois
$466K -$85.9K -3,314 -14%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$458K -$41.3K -1,593 -8%
VEA
24
Virtus ETF Advisers
New York
$414K -$8.14K -314 -2%
Millennium Management
25
Millennium Management
New York
$393K +$425K +16,392 New

SAR Hedge Fund Activity: Q2 2022 in Review

54 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q2 2022, worth a combined $56.3M — down 17% from $67.9M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of SAR and 7 opened new positions — a net loss of 4 holders — while 17 trimmed existing stakes and 15 added.

The largest buyer was Banque Pictet & Cie, opening a new position worth an estimated $1.1M. The largest seller was Thomas J. Herzfeld Advisors, cutting an estimated $2.13M.

  • 54 institutional investors held Saratoga Investment (SAR) as of Q2 2022, down from 58 in Q1 2022.
  • Funds reported $56.3M of Saratoga Investment stock for Q2 2022, down 17% quarter-over-quarter.
  • 7 funds opened new Saratoga Investment positions in Q2 2022 and 11 closed out, a net change of -4 holders.
  • The largest Saratoga Investment buyer in Q2 2022 was Banque Pictet & Cie, an estimated $1.1M added.
  • The largest Saratoga Investment seller in Q2 2022 was Thomas J. Herzfeld Advisors, an estimated $2.13M sold.

Based on aggregated 13F filings for Q2 2022.