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Thomas J. Herzfeld Advisors’s Saratoga Investment SAR Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio SAR Stock Details SAR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q3 		– Sell
-81,998
Closed -$1.97M – 332
2022
Q2 		$1.97M Sell
81,998
-82,251
-50% -$2.13M 0.81% 41
2022
Q1 		$4.48M Buy
164,249
+63,359
+63% +$1.74M 1.68% 12
2021
Q4 		$2.96M Buy
+100,890
New +$2.93M 1.08% 31

Other funds holding SAR

BDCM
Black Diamond Capital Management Stamford, Connecticut $172M AUM 2.61% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
HWAM
Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
PAG
Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return
BPC
Banque Pictet & Cie Geneva 73, Switzerland $14.2B AUM 20.68% 1-Year Est. Return

Thomas J. Herzfeld Advisors's SAR Position: Q3 2022 in Review

Thomas J. Herzfeld Advisors sold out of Saratoga Investment (SAR) in Q3 2022, closing a stake of 81,998 shares — an estimated $1.97M sold.

Thomas J. Herzfeld Advisors first reported a position in SAR in Q4 2021 and held it in 3 quarters. The position peaked at $4.48M in Q1 2022. 48 funds tracked by Wall St. Rank hold SAR as of Q3 2022.

  • Thomas J. Herzfeld Advisors reported no remaining Saratoga Investment position as of Q3 2022 after selling out during the quarter.
  • Thomas J. Herzfeld Advisors sold 81,998 Saratoga Investment shares in Q3 2022, an estimated $1.97M.
  • Thomas J. Herzfeld Advisors first reported a position in Saratoga Investment in Q4 2021 and held it in 3 quarters.
  • Thomas J. Herzfeld Advisors's Saratoga Investment position peaked at $4.48M in Q1 2022.
  • 48 funds tracked by Wall St. Rank held Saratoga Investment as of Q3 2022.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2022, filed 14 Nov 2022.