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Saratoga Investment

63 hedge funds and large institutions have $74.9M invested in Saratoga Investment in 2021 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 19 increasing their positions, 12 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

111% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 9

105% more capital invested

Capital invested by funds: $36.5M → $74.9M (+$38.4M)

58% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 12

19% more funds holding

Funds holding: 5363 (+10)

11.07% more ownership

Funds ownership: 11.37%22.44% (+11%)

Holders
63
Holders Change
+10
Holders Change %
+18.87%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
19
Reduced
12
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BDCM
1
Black Diamond Capital Management
Connecticut
$28.7M +$28.5M +978,397 New
AAM
2
Advisors Asset Management
Colorado
$4.06M +$179K +6,143 +5%
HWAM
3
Hennion & Walsh Asset Management
New Jersey
$3.54M -$219K -7,520 -6%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$2.96M +$2.93M +100,890 New
Two Sigma Investments
5
Two Sigma Investments
New York
$2.49M +$1.47M +50,528 +148%
LPL Financial
6
LPL Financial
California
$2.35M +$83.6K +2,875 +4%
RJA
7
Raymond James & Associates
Florida
$2.19M -$285K -9,802 -12%
Wells Fargo
8
Wells Fargo
California
$2.15M +$147K +5,046 +7%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$2.06M +$777K +26,700 +61%
Legal & General Group
10
Legal & General Group
United Kingdom
$2M +$38.8K +1,333 +2%
Cerity Partners
11
Cerity Partners
New York
$1.53M -$30.2K -1,039 -2%
Mackenzie Financial
12
Mackenzie Financial
Ontario, Canada
$1.51M +$3.23K +111 +0.2%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.22M -$7.74K -266 -0.6%
JCP
14
JB Capital Partners
New York
$994K
Citadel Advisors
15
Citadel Advisors
Florida
$944K +$935K +32,138 New
Marshall Wace
16
Marshall Wace
United Kingdom
$897K +$888K +30,523 New
PA
17
PFG Advisors
Arizona
$880K -$18.4K -633 -2%
Millennium Management
18
Millennium Management
New York
$834K +$826K +28,397 New
AM
19
Ares Management
California
$817K -$514K -17,675 -39%
Morgan Stanley
20
Morgan Stanley
New York
$810K -$112K -3,861 -12%
AR
21
Advisory Research
Illinois
$778K +$179K +6,157 +30%
Ameriprise
22
Ameriprise
Minnesota
$775K -$12.4K -428 -2%
CRC
23
Curi RMB Capital
Illinois
$746K
PI
24
Putnam Investments
Massachusetts
$703K -$1.83M -62,826 -72%
CWM
25
Chemistry Wealth Management
New York
$645K +$638K +21,950 New

SAR Hedge Fund Activity: Q4 2021 in Review

63 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q4 2021, worth a combined $74.9M — up 105% from $36.5M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new SAR positions and 9 closed out — a net gain of 10 holders — while 19 added to existing stakes and 12 trimmed.

The largest buyer was Thomas J. Herzfeld Advisors, opening a new position worth an estimated $2.93M. The largest seller was Putnam Investments, cutting an estimated $1.83M.

  • 63 institutional investors held Saratoga Investment (SAR) as of Q4 2021, up from 53 in Q3 2021.
  • Funds reported $74.9M of Saratoga Investment stock for Q4 2021, up 105% quarter-over-quarter.
  • 19 funds opened new Saratoga Investment positions in Q4 2021 and 9 closed out, a net change of +10 holders.
  • The largest Saratoga Investment buyer in Q4 2021 was Thomas J. Herzfeld Advisors, an estimated $2.93M added.
  • The largest Saratoga Investment seller in Q4 2021 was Putnam Investments, an estimated $1.83M sold.

Based on aggregated 13F filings for Q4 2021.