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Saratoga Investment
SAR

Overview Fund Activity

63 hedge funds and large institutions have $74.9M invested in Saratoga Investment in 2021 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 19 increasing their positions, 12 reducing their positions, and 9 closing their positions.

Holders
63
Holders Change
+10
Holders Change %
+18.87%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
19
Increased
19
Reduced
12
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BDCM
1
Black Diamond Capital Management
Connecticut
$28.7M
2
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$2.96M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$2.49M
4
Citadel Advisors
4
Citadel Advisors
Florida
$944K
5
Marshall Wace
5
Marshall Wace
United Kingdom
$897K

Top Sellers

1
PI
1
Putnam Investments
Massachusetts
$703K
2
AM
2
Ares Management
California
$817K
3
RJA
3
Raymond James & Associates
Florida
$2.19M
4
HWAM
4
Hennion & Walsh Asset Management
New Jersey
$3.54M
5
CA
5
Cetera Advisors
Colorado
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$28.7M 978,397 +978,397 New
AAM
2
Advisors Asset Management
Colorado
$4.06M 138,230 +6,143 +5%
HWAM
3
Hennion & Walsh Asset Management
New Jersey
$3.54M 120,513 -7,520 -6%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$2.96M 100,890 +100,890 New
Two Sigma Investments
5
Two Sigma Investments
New York
$2.49M 84,638 +50,528 +148%
LPL Financial
6
LPL Financial
California
$2.35M 79,813 +2,875 +4%
RJA
7
Raymond James & Associates
Florida
$2.19M 74,643 -9,802 -12%
Wells Fargo
8
Wells Fargo
California
$2.15M 73,323 +5,046 +7%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$2.06M 70,200 +26,700 +61%
Legal & General Group
10
Legal & General Group
United Kingdom
$2M 68,252 +1,333 +2%
Cerity Partners
11
Cerity Partners
New York
$1.53M 52,046 -1,039 -2%
Mackenzie Financial
12
Mackenzie Financial
Ontario, Canada
$1.51M 51,253 +111 +0.2%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.22M 41,633 -266 -0.6%
JCP
14
JB Capital Partners
New York
$994K 33,847 – –
Citadel Advisors
15
Citadel Advisors
Florida
$944K 32,138 +32,138 New
Marshall Wace
16
Marshall Wace
United Kingdom
$897K 30,523 +30,523 New
PA
17
PFG Advisors
Arizona
$880K 29,965 -633 -2%
Millennium Management
18
Millennium Management
New York
$834K 28,397 +28,397 New
AM
19
Ares Management
California
$817K 27,798 -17,675 -39%
Morgan Stanley
20
Morgan Stanley
New York
$810K 27,573 -3,861 -12%
AR
21
Advisory Research
Illinois
$778K 26,496 +6,157 +30%
Ameriprise
22
Ameriprise
Minnesota
$775K 26,381 -428 -2%
CRC
23
Curi RMB Capital
Illinois
$746K 25,400 – –
PI
24
Putnam Investments
Massachusetts
$703K 23,936 -62,826 -72%
CWM
25
Chemistry Wealth Management
New York
$645K 21,950 +21,950 New
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