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Saratoga Investment
SAR

53 hedge funds and large institutions have $36.5M invested in Saratoga Investment in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 19 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 4

73% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 11

16% more capital invested

Capital invested by funds: $31.6M → $36.5M (+$4.98M)

13% more funds holding

Funds holding: 47 → 53 (+6)

0.88% more ownership

Funds ownership: 10.49% → 11.37% (+0.88%)

Holders
53
Holders Change
+6
Holders Change %
+12.77%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
19
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
+$740K
2
AR
Advisory Research
Illinois
+$561K
3
Morgan Stanley
Morgan Stanley
New York
+$552K
4
AAM
Advisors Asset Management
Colorado
+$429K
5
DTC
Davidson Trust Company
Washington
+$359K

Top Sellers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
-$377K
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$360K
3
EGA
Eagle Global Advisors
Texas
-$337K
4
PI
Putnam Investments
Massachusetts
-$330K
5
Legal & General Group
Legal & General Group
United Kingdom
-$126K
Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$3.8M +$429K +15,553 +13%
HWAM
2
Hennion & Walsh Asset Management
New Jersey
$3.68M +$192K +6,949 +6%
PI
3
Putnam Investments
Massachusetts
$2.49M -$330K -11,939 -12%
RJA
4
Raymond James & Associates
Florida
$2.43M +$51K +1,847 +2%
LPL Financial
5
LPL Financial
California
$2.21M +$216K +7,840 +11%
Wells Fargo
6
Wells Fargo
California
$1.96M -$41.2K -1,492 -2%
Legal & General Group
7
Legal & General Group
United Kingdom
$1.93M -$126K -4,553 -6%
Cerity Partners
8
Cerity Partners
New York
$1.53M +$1.99K +72 +0.1%
Mackenzie Financial
9
Mackenzie Financial
Ontario, Canada
$1.47M +$195K +7,058 +16%
AM
10
Ares Management
California
$1.31M – – –
Two Sigma Advisers
11
Two Sigma Advisers
New York
$1.25M +$259K +9,400 +28%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.2M -$95K -3,441 -8%
Two Sigma Investments
13
Two Sigma Investments
New York
$980K +$18.5K +671 +2%
JCP
14
JB Capital Partners
New York
$973K – – –
Morgan Stanley
15
Morgan Stanley
New York
$903K +$552K +19,995 +175%
PA
16
PFG Advisors
Arizona
$879K -$114K -4,133 -12%
Ameriprise
17
Ameriprise
Minnesota
$773K +$740K +26,809 New
CRC
18
Curi RMB Capital
Illinois
$730K – – –
AR
19
Advisory Research
Illinois
$585K +$561K +20,339 New
DADC
20
D.A. Davidson & Co
Montana
$491K +$18K +651 +4%
VEA
21
Virtus ETF Advisers
New York
$477K -$112K -4,060 -20%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$457K +$48.7K +1,763 +12%
PAG
23
Private Advisor Group
New Jersey
$414K – – –
DTC
24
Davidson Trust Company
Washington
$374K +$359K +13,000 New
Northern Trust
25
Northern Trust
Illinois
$362K +$29.8K +1,080 +9%
1
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SAR Hedge Fund Activity: Q3 2021 in Review

53 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q3 2021, worth a combined $36.5M — up 16% from $31.6M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new SAR positions and 4 closed out — a net gain of 6 holders — while 19 added to existing stakes and 11 trimmed.

The largest buyer was Ameriprise, opening a new position worth an estimated $740K. The largest seller was UBS Group, cutting an estimated $377K.

  • 53 institutional investors held Saratoga Investment (SAR) as of Q3 2021, up from 47 in Q2 2021.
  • Funds reported $36.5M of Saratoga Investment stock for Q3 2021, up 16% quarter-over-quarter.
  • 10 funds opened new Saratoga Investment positions in Q3 2021 and 4 closed out, a net change of +6 holders.
  • The largest Saratoga Investment buyer in Q3 2021 was Ameriprise, an estimated $740K added.
  • The largest Saratoga Investment seller in Q3 2021 was UBS Group, an estimated $377K sold.

Based on aggregated 13F filings for Q3 2021.