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Saratoga Investment
SAR

Overview Fund Activity

53 hedge funds and large institutions have $36.5M invested in Saratoga Investment in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 19 increasing their positions, 11 reducing their positions, and 4 closing their positions.

Holders
53
Holders Change
+6
Holders Change %
+12.77%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
19
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
1
Ameriprise
Minnesota
$773K
2
AR
2
Advisory Research
Illinois
$585K
3
Morgan Stanley
3
Morgan Stanley
New York
$903K
4
AAM
4
Advisors Asset Management
Colorado
$3.8M
5
DTC
5
Davidson Trust Company
Washington
$374K

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$111K
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$0
3
EGA
3
Eagle Global Advisors
Texas
$203K
4
PI
4
Putnam Investments
Massachusetts
$2.49M
5
Legal & General Group
5
Legal & General Group
United Kingdom
$1.93M
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$3.8M 132,087 +15,553 +13%
HWAM
2
Hennion & Walsh Asset Management
New Jersey
$3.68M 128,033 +6,949 +6%
PI
3
Putnam Investments
Massachusetts
$2.49M 86,762 -11,939 -12%
RJA
4
Raymond James & Associates
Florida
$2.43M 84,445 +1,847 +2%
LPL Financial
5
LPL Financial
California
$2.21M 76,938 +7,840 +11%
Wells Fargo
6
Wells Fargo
California
$1.96M 68,277 -1,492 -2%
Legal & General Group
7
Legal & General Group
United Kingdom
$1.93M 66,919 -4,553 -6%
Cerity Partners
8
Cerity Partners
New York
$1.53M 53,085 +72 +0.1%
Mackenzie Financial
9
Mackenzie Financial
Ontario, Canada
$1.47M 51,142 +7,058 +16%
AM
10
Ares Management
California
$1.31M 45,473 – –
Two Sigma Advisers
11
Two Sigma Advisers
New York
$1.25M 43,500 +9,400 +28%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.2M 41,899 -3,441 -8%
Two Sigma Investments
13
Two Sigma Investments
New York
$980K 34,110 +671 +2%
JCP
14
JB Capital Partners
New York
$973K 33,847 – –
Morgan Stanley
15
Morgan Stanley
New York
$903K 31,434 +19,995 +175%
PA
16
PFG Advisors
Arizona
$879K 30,598 -4,133 -12%
Ameriprise
17
Ameriprise
Minnesota
$773K 26,809 +26,809 New
CRC
18
Curi RMB Capital
Illinois
$730K 25,400 – –
AR
19
Advisory Research
Illinois
$585K 20,339 +20,339 New
DADC
20
D.A. Davidson & Co
Montana
$491K 17,071 +651 +4%
VEA
21
Virtus ETF Advisers
New York
$477K 16,583 -4,060 -20%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$457K 15,899 +1,763 +12%
PAG
23
Private Advisor Group
New Jersey
$414K 14,400 – –
DTC
24
Davidson Trust Company
Washington
$374K 13,000 +13,000 New
Northern Trust
25
Northern Trust
Illinois
$362K 12,597 +1,080 +9%
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