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Saratoga Investment

21 hedge funds and large institutions have $19.9M invested in Saratoga Investment in 2016 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 7

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

3.19% less ownership

Funds ownership: 23.67%20.48% (-3.2%)

5% less funds holding

Funds holding: 2221 (-1)

6% less capital invested

Capital invested by funds: $21.1M → $19.9M (-$1.23M)

50% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 2

Holders
21
Holders Change
-1
Holders Change %
-4.55%
% of All Funds
0.56%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
1
Increased
10
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BDCM
1
Black Diamond Capital Management
Connecticut
$10.2M +$37.9K +2,307 +0.4%
RCM
2
Rivernorth Capital Management
Florida
$1.95M -$2.95M -179,573 -61%
FP
3
Foundry Partners
Minnesota
$1.67M +$29.7K +1,804 +2%
RVPG
4
Relative Value Partners Group
$1.43M +$114K +6,949 +9%
MCA
5
Mendon Capital Advisors
Florida
$942K +$23.7K +1,443 +3%
CAS
6
Cue Advisory Services
Arizona
$659K -$39.5K -2,400 -6%
CRC
7
Curi RMB Capital
Illinois
$522K -$187K -11,345 -27%
FTCM
8
First Trust Capital Management
Illinois
$521K +$304K +18,505 +150%
MCM
9
McKinley Capital Management
Alaska
$386K -$268K -16,302 -42%
JMPWA
10
JP Morgan Private Wealth Advisors
California
$380K +$74K +4,500 +25%
Ameriprise
11
Ameriprise
Minnesota
$306K +$4.36K +265 +1%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$294K +$8.22K +500 +3%
Legal & General Group
13
Legal & General Group
United Kingdom
$197K +$4.98K +303 +3%
OAM
14
Orinda Asset Management
California
$193K +$203K +12,329 New
Morgan Stanley
15
Morgan Stanley
New York
$126K -$79.8K -4,852 -39%
MFS
16
MSI Financial Services
Massachusetts
$80K -$20.4K -1,238 -21%
Manulife (Manufacturers Life Insurance)
17
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9K +$970 +59 +13%
GWM
18
Geneos Wealth Management
Colorado
$6K
UBS Group
19
UBS Group
Switzerland
$5K
TRCT
20
Tower Research Capital (TRC)
New York
$4K -$7.25K -441 -64%
CG
21
Cutler Group
California
$3K
DLHL
22
Donald L. Hagan LLC
Florida
-$8K -500 Closed

SAR Hedge Fund Activity: Q2 2016 in Review

21 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q2 2016, worth a combined $19.9M — down 5.8% from $21.1M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of SAR and 1 opened new positions — a net loss of 1 holder — while 7 trimmed existing stakes and 10 added.

The largest buyer was First Trust Capital Management, adding an estimated $304K. The largest seller was Rivernorth Capital Management, cutting an estimated $2.95M.

  • 21 institutional investors held Saratoga Investment (SAR) as of Q2 2016, down from 22 in Q1 2016.
  • Funds reported $19.9M of Saratoga Investment stock for Q2 2016, down 5.8% quarter-over-quarter.
  • 1 fund opened new Saratoga Investment positions in Q2 2016 and 2 closed out, a net change of -1 holder.
  • The largest Saratoga Investment buyer in Q2 2016 was First Trust Capital Management, an estimated $304K added.
  • The largest Saratoga Investment seller in Q2 2016 was Rivernorth Capital Management, an estimated $2.95M sold.

Based on aggregated 13F filings for Q2 2016.