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Saratoga Investment
SAR

Overview Fund Activity

21 hedge funds and large institutions have $19.9M invested in Saratoga Investment in 2016 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 2 closing their positions.

Holders
21
Holders Change
-1
Holders Change %
-4.55%
% of All Funds
0.56%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
1
Increased
10
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FTCM
1
First Trust Capital Management
Illinois
$521K
2
OAM
2
Orinda Asset Management
California
$193K
3
RVPG
3
Relative Value Partners Group
$1.43M
4
JPMPWA
4
J.P. Morgan Private Wealth Advisors
California
$380K
5
BDCM
5
Black Diamond Capital Management
Connecticut
$10.2M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$1.95M
2
MCM
2
McKinley Capital Management
Alaska
$386K
3
CRC
3
Curi RMB Capital
Illinois
$522K
4
Morgan Stanley
4
Morgan Stanley
New York
$126K
5
CAS
5
Cue Advisory Services
Arizona
$659K
Name Market Value Shares Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$10.2M 604,510 +2,307 +0.4%
RCM
2
Rivernorth Capital Management
Florida
$1.95M 115,332 -179,573 -61%
FP
3
Foundry Partners
Minnesota
$1.67M 98,742 +1,804 +2%
RVPG
4
Relative Value Partners Group
$1.43M 86,816 +6,949 +9%
MCA
5
Mendon Capital Advisors
Florida
$942K 55,753 +1,443 +3%
CAS
6
Cue Advisory Services
Arizona
$659K 38,965 -2,400 -6%
CRC
7
Curi RMB Capital
Illinois
$522K 30,886 -11,345 -27%
FTCM
8
First Trust Capital Management
Illinois
$521K 30,834 +18,505 +150%
MCM
9
McKinley Capital Management
Alaska
$386K 22,822 -16,302 -42%
JPMPWA
10
J.P. Morgan Private Wealth Advisors
California
$380K 22,500 +4,500 +25%
Ameriprise
11
Ameriprise
Minnesota
$306K 18,129 +265 +1%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$294K 17,372 +500 +3%
Legal & General Group
13
Legal & General Group
United Kingdom
$197K 11,712 +303 +3%
OAM
14
Orinda Asset Management
California
$193K 12,329 +12,329 New
Morgan Stanley
15
Morgan Stanley
New York
$126K 7,469 -4,852 -39%
MFS
16
MSI Financial Services
Massachusetts
$80K 4,746 -1,238 -21%
Manulife (Manufacturers Life Insurance)
17
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9K 505 +59 +13%
GWM
18
Geneos Wealth Management
Colorado
$6K 381 – –
UBS Group
19
UBS Group
Switzerland
$5K 318 – –
TRCT
20
Tower Research Capital (TRC)
New York
$4K 247 -441 -64%
CG
21
Cutler Group
California
$3K 190 – –
DLHL
22
Donald L. Hagan LLC
Florida
– – -500 Closed
Citigroup
23
Citigroup
New York
– – -25 Closed
Wells Fargo
24
Wells Fargo
California
– – – –