Orinda Asset Management’s Saratoga Investment SAR Stock Holding History

Orinda Asset Management’s Portfolio SAR Stock Details SAR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-12,329	Closed	-$193K	–	123
2016 Q2	$193K	Buy	+12,329	New	+$203K	0.21%	57
2016 Q1	–	Sell	-18,612	Closed	-$287K	–	87
2015 Q4	$287K	Buy	18,612 +5,000	+37%	+$78.3K	0.41%	44
2015 Q3	$220K	Buy	13,612 +1,695	+14%	+$28.2K	0.28%	54
2015 Q2	$204K	Buy	+11,917	New	+$202K	0.23%	63

Other funds holding SAR

BDCM

Black Diamond Capital Management Stamford, Connecticut $172M AUM 2.61% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

AWW

Alan W. Weber $336M AUM 75.94% 1-Year Est. Return

Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return

CAS

Cue Advisory Services Phoenix, Arizona $167M AUM 18.62% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

MCM

McKinley Capital Management Anchorage, Alaska $571M AUM 36.44% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Orinda Asset Management's SAR Position: Q3 2016 in Review

Orinda Asset Management sold out of Saratoga Investment (SAR) in Q3 2016, closing a stake of 12,329 shares — an estimated $193K sold.

Orinda Asset Management first reported a position in SAR in Q2 2015 and held it in 4 quarters. The position peaked at $287K in Q4 2015. 23 funds tracked by Wall St. Rank hold SAR as of Q3 2016.

Orinda Asset Management reported no remaining Saratoga Investment position as of Q3 2016 after selling out during the quarter.
Orinda Asset Management sold 12,329 Saratoga Investment shares in Q3 2016, an estimated $193K.
Orinda Asset Management first reported a position in Saratoga Investment in Q2 2015 and held it in 4 quarters.
Orinda Asset Management's Saratoga Investment position peaked at $287K in Q4 2015.
23 funds tracked by Wall St. Rank held Saratoga Investment as of Q3 2016.

Based on Orinda Asset Management's 13F filing for Q3 2016, filed 25 Oct 2016.