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Saratoga Investment
SAR

Overview Fund Activity

23 hedge funds and large institutions have $17.7M invested in Saratoga Investment in 2016 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 4 closing their positions.

Holders
23
Holders Change
+2
Holders Change %
+9.52%
% of All Funds
0.61%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
7
Reduced
5
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AWW
1
Alan W. Weber
$933K
2
BDCM
2
Black Diamond Capital Management
Connecticut
$11.1M
3
NFA
3
Nuveen Fund Advisors
Illinois
$210K
4
RVPG
4
Relative Value Partners Group
$1.71M
5
UBS Group
5
UBS Group
Switzerland
$121K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$532K
2
FP
2
Foundry Partners
Minnesota
$783K
3
MCA
3
Mendon Capital Advisors
Florida
$0
4
CRC
4
Curi RMB Capital
Illinois
$0
5
Ameriprise
5
Ameriprise
Minnesota
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$11.1M 621,064 +16,554 +3%
RVPG
2
Relative Value Partners Group
$1.71M 95,981 +9,165 +11%
AWW
3
Alan W. Weber
$933K 52,293 +52,293 New
FP
4
Foundry Partners
Minnesota
$783K 43,853 -54,889 -56%
CAS
5
Cue Advisory Services
Arizona
$696K 38,965 – –
RCM
6
Rivernorth Capital Management
Florida
$532K 29,787 -85,545 -74%
MCM
7
McKinley Capital Management
Alaska
$452K 25,340 +2,518 +11%
JPMPWA
8
J.P. Morgan Private Wealth Advisors
California
$414K 23,200 +700 +3%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$310K 17,372 – –
Legal & General Group
10
Legal & General Group
United Kingdom
$217K 12,160 +448 +4%
NFA
11
Nuveen Fund Advisors
Illinois
$210K 11,740 +11,740 New
UBS Group
12
UBS Group
Switzerland
$121K 6,753 +6,435 +2,024%
Morgan Stanley
13
Morgan Stanley
New York
$118K 6,645 -824 -11%
MFS
14
MSI Financial Services
Massachusetts
$77K 4,325 -421 -9%
Bessemer Group
15
Bessemer Group
New Jersey
$21K 1,171 +1,171 New
Wells Fargo
16
Wells Fargo
California
$15K 849 +849 New
AIM
17
Acrospire Investment Management
Illinois
$9K 500 +500 New
GWM
18
Geneos Wealth Management
Colorado
$6K 381 – –
TRCT
19
Tower Research Capital (TRC)
New York
$6K 364 +117 +47%
CG
20
Cutler Group
California
$3K 190 – –
Deutsche Bank
21
Deutsche Bank
Germany
$3K 200 +200 New
Manulife (Manufacturers Life Insurance)
22
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K 59 -446 -88%
GH
23
GAM Holding
Switzerland
$1K 84 +84 New
MCA
24
Mendon Capital Advisors
Florida
– – -55,753 Closed
CRC
25
Curi RMB Capital
Illinois
– – -30,886 Closed
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