Nuveen Fund Advisors’s Saratoga Investment SAR Stock Holding History

Nuveen Fund Advisors’s Portfolio SAR Stock Details SAR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-7,833	Closed	-$217K	–	147
2018 Q2	$217K	Sell	7,833 -8,434	-52%	-$188K	0.27%	148
2018 Q1	$339K	Sell	16,267 -1,465	-8%	-$31.2K	0.16%	192
2017 Q4	$397K	Sell	17,732 -1,360	-7%	-$30.1K	0.12%	207
2017 Q3	$411K	Sell	19,092 -1,499	-7%	-$31.7K	0.08%	247
2017 Q2	$446K	Buy	20,591 +5,660	+38%	+$122K	0.07%	282
2017 Q1	$320K	Buy	14,931 +3,809	+34%	+$83.6K	0.04%	360
2016 Q4	$229K	Sell	11,122 -618	-5%	-$11.7K	0.03%	404
2016 Q3	$210K	Buy	+11,740	New	+$208K	0.03%	427

Other funds holding SAR

BDCM

Black Diamond Capital Management Stamford, Connecticut $172M AUM 2.61% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

CAS

Cue Advisory Services Phoenix, Arizona $167M AUM 18.62% 1-Year Est. Return

MCM

McKinley Capital Management Anchorage, Alaska $571M AUM 36.44% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

OAM

Oxford Asset Management Oxford, United Kingdom $232M AUM 31% 1-Year Est. Return

CPP

Crow Point Partners Boston, Massachusetts $64M AUM 33.5% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Nuveen Fund Advisors's SAR Position: Q3 2018 in Review

Nuveen Fund Advisors sold out of Saratoga Investment (SAR) in Q3 2018, closing a stake of 7,833 shares — an estimated $217K sold.

Nuveen Fund Advisors first reported a position in SAR in Q3 2016 and held it in 8 quarters. The position peaked at $446K in Q2 2017. 30 funds tracked by Wall St. Rank hold SAR as of Q3 2018.

Nuveen Fund Advisors reported no remaining Saratoga Investment position as of Q3 2018 after selling out during the quarter.
Nuveen Fund Advisors sold 7,833 Saratoga Investment shares in Q3 2018, an estimated $217K.
Nuveen Fund Advisors first reported a position in Saratoga Investment in Q3 2016 and held it in 8 quarters.
Nuveen Fund Advisors's Saratoga Investment position peaked at $446K in Q2 2017.
30 funds tracked by Wall St. Rank held Saratoga Investment as of Q3 2018.

Based on Nuveen Fund Advisors's 13F filing for Q3 2018, filed 13 Nov 2018.